Senior Capital Markets Auditor: Risk & Controls Expert
Selby Jennings
Selby Jennings in New York is seeking an experienced auditor to join its Capital Markets & Operations Audit team. You will lead audits across broker-dealer activities, securities processing, and custody services while partnering with senior stakeholders to strengthen controls. The role sits in a high-visibility function, requiring rigorous risk assessment and proactive issue validation to support evolving business initiatives. #J-18808-Ljbffr Selby Jennings
$100k - $160k
...institution is seeking an experienced auditor to join its Capital Markets & Operations Audit team. This... ...and partners closely with senior stakeholders across the business, risk, compliance, and operations... ...assess key risks, strengthen control environments, and support evolving...SeniorRisk- U.S. Bank is seeking a Senior Audit Project Manager who will deliver assurance and advisory services to enhance risk management and governance processes. This role requires leading audits specifically for Capital Markets and affiliated activities, ensuring compliance with...SeniorRisk
$194.23k - $228.5k
...—all from Day One.Job DescriptionThe Senior Audit Manager within Corporate Audit... ...evaluate and improve U.S. Bancorp’s (USB) risk management, control, and governance processes across the... ...senior-level audit coverage for Capital Markets and institutional broker-dealer activities...SeniorRiskFull timeLocal area3 days per week$171k - $180k
...specializing in Agentic AI within banking and capital markets, this role will lead client engagements... ..., data science, IT infrastructure, risk, and compliance. AI Governance, Risk &... ...appropriate data ingestion, security, and runtime controls. Practice Development & Commercial...SeniorRiskWork at officeImmediate startWorldwide3 days per week- ...business needs. Responsibilities Lead Capital Markets transformation initiatives across front,... ...workflows to identify process weaknesses, control gaps, and opportunities for redesign or... ..., workflow tools, RPA, and operational risk/control enhancements. Lead end‑to‑end project...SeniorRisk
- Global Banking and Markets Global Banking and... ...leading Canadian Capital Markets and Investment... ..., credit and risk management products... ...the Bank’s internal controls, risk management... ...weaknesses. The Auditor contributes to the... ...the Managers and Senior Managers, US Capital...SeniorRiskLocal areaFlexible hours
$157k - $210k
...the RoleCoreWeave is seeking a dynamic Senior Counsel, Capital Markets, to join our Legal and Government... ...time pressure.Ability to balance legal risk mitigation against key business objectives... ...: ****@*****.*** Control ComplianceThis position requires access...SeniorRiskPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours$119k - $218.3k
Position Summary Senior Consultant - Capital Markets Surveillance Our Enterprise Operations & Risk offering enables clients to achieve profitable growth and competitive... ...surveillance, communications surveillance, control room / information barriers compliance, or 1...SeniorRiskWork at office$110.7k - $218.3k
Position Summary Senior Consultant - Capital Markets Operations and Technology Our Enterprise Operations & Risk practice empowers leading Capital Markets institutions to... ...resolutionExperience with risk management, controls design and oversight, compliance...SeniorRiskWork at office- ...all from Day One. Job Description The Senior Audit Project Manager within... ...evaluate and improve U.S. Bancorp’s (USB) risk management, control, and governance processes across the... ...provides dedicated audit coverage for Capital Markets and institutional broker-dealer activities...SeniorRiskTemporary workWork experience placement3 days per week
- ...oracle platform bringing the capital markets onchain and powering the majority... ....link.About The RoleAs a Senior Solutions Engineer, you will... ...compliance, audit, and operational risk requirementsSolidity... ...(proxy upgradability, access control, multi-sig, oracles, token standards...SeniorRiskRemote work
$81.4k - $151.8k
...nd Street Job Family Group Audit, Risk & Compliance The Capital Markets Senior Compliance Officer will assist in... ...program. Respond to inquiries from auditors and regulators; participate in... ...analysis in response to material control failures in line(s) of business....SeniorRiskLocal area$175k - $200k
...advisory relationships with senior business leaders, serving as... ...compliance matters and transactional risk. Advise on cross-border... ...deliver training programs for capital markets professionals. Monitor and... ...organization skills. Deep risk and control awareness, with the ability...SeniorRisk- Group PMX is seeking a Project Controls Manager with a strong background in capital projects and program management, especially in public sector settings such... ...timely, accurate reporting across schedules, budgets, and risk management. The role requires 10+ years of experience...SeniorRiskFor subcontractor
- ...Description As a Senior Manager supporting our... ...-native banks, and market infrastructure providers... ...brings deep expertise in capital markets operations (e.g... ..., technology, risk, and regulatory stakeholders... ...processes, data flows, controls, reconciliation, client...SeniorRiskFull timeWork experience placementWork at officeLocal areaWorldwideVisa sponsorshipWork visaFlexible hours3 days per week
$163.6k - $245.4k
...600.00 - $245,400.00Category: Risk Management, ProfessionalCompany: CitiE-Trading Risk and Controls (ETRC) is a First-Line risk team... ...which is part of the Global Markets COO function. ETRC works with... ...and autonomy. Acts as SME to senior stakeholders and junior team members...SeniorRiskFull timeWork experience placement2 days per week1 day per week$130.9k - $154k
...part of a championship team. As a Senior Accountant on the Capital Markets Accounting team within Finance, you... ...to launch new products, strengthen controls, and support a rapidly evolving business... ...identifying and escalating risks while helping strengthen operational...SeniorRiskLocal area$102k - $203k
Senior Vice President, Auditor, Credit Risk At BNY, our culture allows us to run our company better... ...issues, risks, and control gaps.Serve as SME for credit... ...Just Companies”, Just Capital and CNBC, 2025 Our Benefits... ...Veterans. BNY assesses market data to ensure a...SeniorRiskTemporary workWork at officeWorldwideFlexible hours- ...PayPal seeks a seasoned capital markets attorney to join its Legal team. The role supports consumer lending and credit products including BNPL... ...President, Consumer Financial Services Legal, this role provides strategic guidance, manages risk, #J-18808-Ljbffr Jobleads-USSeniorRisk
- As a Senior Product Associate on the Global Investment Banking Digital team, you will build and optimize digital products that Capital Markets bankers rely on to serve clients and execute deals. Working... ...advice, capital raising and risk management expertise. Full timePosting...SeniorRiskWork at office
- ...business analysis, aligning stakeholders, and designing solutions for complex trading and risk initiatives. The candidate should possess 7-10+ years of experience in Capital Markets, particularly with Futures and Fixed Income products. The ideal applicant will exhibit...SeniorRiskFull time
- InComm Payments is seeking an Auditor II to join our Internal Audit & Risk team in Georgia. You will perform financial, operational, IT, and compliance audits, execute procedures, evaluate controls, and report findings while working with business partners. The ideal candidate...Risk
- ...Job Summary: Looking for a Senior C++ Developer with strong Capital Markets domain expertise to design and develop high-performance, low-latency financial applications for trading and risk platforms. Required Skills: ~8+ years of strong C++ development...SeniorRisk
- Michael Page seeks a senior operations executive to oversee key operational infrastructure and business controls supporting its growing capital markets and investment banking platform. The role leads trade lifecycle operations, risk and governance, and partners with Treasury...Risk
- ...across payroll, cards, and payment products. Capital Markets is the foundation that enables our... ...You will collaborate with Legal, Finance, Risk, and Product as needed to structure and... ...opportunities, and presenting recommendations to senior leadership.Build and Manage Capital...SeniorRiskWork at office3 days per week
$230k - $297.5k
...complex commercial transactional work, supporting Circle's global capital markets business — including crypto exchanges, digital asset market... ...and USYC tokenized collateral transactions — addressing legal risk in business-centric ways with the goal of strengthening...SeniorRiskContract workImmediate startFlexible hours- ...and the financial world.The roleAs a Senior Manager within our Capital Markets Team, you will be the execution... ...Problem Solving: Identify execution risks and operational bottlenecks and design... ...in G-Suite/Microsoft Office (expert-level slide building) and project management...SeniorRiskWork at officeRemote workShift work
$120k - $205k
...management of legal, regulatory and franchise risk. This is a Vice President level position... ...of Investment Banking and Global Capital Markets. The team provides timely advice and challenge... ...with Legal coverage and Business Control Unit as appropriate.Coordinate with Legal...RiskTemporary work$225k
Job DescriptionFX eTrading Senior Developer, RBC Capital Markets, LLC, New York, NY: Develop and enhance the FX... .... Mentor developers. Provide expert-level technical input into low latency... ...Rates front office technology (pricing, risk, liquidity aggregation, high-frequency...SeniorRiskFull timeWork experience placementMonday to Friday$100k - $115k
Barnes & Noble Booksellers, Inc. is seeking a Senior Internal Auditor to execute risk-based internal audits and evaluate the effectiveness of internal controls. This position involves working with cross-functional teams to identify control gaps and recommend improvements...SeniorRisk
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