Senior Capital Markets Auditor: Risk & Controls Expert
Selby Jennings
Selby Jennings in New York is seeking an experienced auditor to join its Capital Markets & Operations Audit team. You will lead audits across broker-dealer activities, securities processing, and custody services while partnering with senior stakeholders to strengthen controls. The role sits in a high-visibility function, requiring rigorous risk assessment and proactive issue validation to support evolving business initiatives. #J-18808-Ljbffr Selby Jennings
$104.55k - $123k
...Day One.Job DescriptionU.S. Bank’s Capital Markets platform serves institutional and corporate... ..., Hong Kong, and Singapore.The Senior Auditor within Corporate Audit Services (... ...and improve U.S. Bancorp’s risk management, control, and governance processes across the...SeniorRiskFull timeWork experience placementLocal area3 days per week$100k - $160k
...institution is seeking an experienced auditor to join its Capital Markets & Operations Audit team. This... ...and partners closely with senior stakeholders across the business, risk, compliance, and operations... ...assess key risks, strengthen control environments, and support evolving...SeniorRisk- U.S. Bank is seeking a Senior Auditor within Corporate Audit Services to support independent assurance across Capital Markets and broker-dealer activities. You will assist with risk assessments, planning, and control testing in a regulated financial services environment...SeniorRisk
- ...Senior Vice President, US Treasury Business Manager, Capital Markets & Prime Brokerage About the Company A well-established... ...effectively with front office, finance, risk, and compliance functions, and... ..., leading the Business and Control Approval Committee process,...SeniorRisk
- Confidential is seeking a Senior Internal Audit Manager to partner with Internal Audit leadership in assessing governance, risk management, and control effectiveness across capital markets and related financial services operations. The role leads risk-based audits, develops...SeniorRisk
$210k
Job DescriptionVice President, Senior Front Office Quant, RBC Capital Markets, LLC, New York, NY: Responsible to apply... ...analytic tools for trading and risk. Effectively collaborate with traders... ...activities. Identify operational risk/ control deficiencies in the business....SeniorRiskFull timeWork experience placementRemote workMonday to Friday1 day per week$145k - $190k
...Audit Manager focused on Capital Markets, you'll play a key... ...strong relationships with senior management and... ...coverage of relevant risks and business processes... ...- Identify risks and controls within business processes... ...and Certified Internal Auditor (CIA). Being a Chartered...SeniorRiskFull timeRemote workShift work2 days per week$132.26k - $155.6k
...—all from Day One.Job DescriptionThe Senior Audit Project Manager within Corporate... ...and improve U.S. Bancorp’s (USB) risk management, control, and governance processes across the... ...provides dedicated audit coverage for Capital Markets and institutional broker-dealer activities...SeniorRiskFull timeWork experience placementLocal area3 days per week$200k - $235k
...Job Description As a Senior Manager supporting our AI Transformation... ...AI within banking and capital markets, this role will lead client... ...science, IT infrastructure, risk, and compliance. ~ AI Governance... ..., security, and runtime controls. ~ Practice Development &...SeniorRiskFull timeWork at officeImmediate startWorldwide3 days per week- ...business needs. Responsibilities Lead Capital Markets transformation initiatives across front,... ...workflows to identify process weaknesses, control gaps, and opportunities for redesign or... ..., workflow tools, RPA, and operational risk/control enhancements. Lead end‑to‑end project...SeniorRisk
- Global Banking and Markets Global Banking and... ...leading Canadian Capital Markets and Investment... ..., credit and risk management products... ...the Bank’s internal controls, risk management... ...weaknesses. The Auditor contributes to the... ...the Managers and Senior Managers, US Capital...SeniorRiskLocal areaFlexible hours
$157k - $210k
...the RoleCoreWeave is seeking a dynamic Senior Counsel, Capital Markets, to join our Legal and Government... ...time pressure.Ability to balance legal risk mitigation against key business objectives... ...: ****@*****.*** Control ComplianceThis position requires access...SeniorRiskPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours- ...oracle platform bringing the capital markets onchain and powering the majority... ....link.About The RoleAs a Senior Solutions Engineer, you will... ...compliance, audit, and operational risk requirementsSolidity... ...(proxy upgradability, access control, multi-sig, oracles, token standards...SeniorRiskRemote work
- Group PMX is seeking a Project Controls Manager with a strong background in capital projects and program management, especially in public sector settings such... ...timely, accurate reporting across schedules, budgets, and risk management. The role requires 10+ years of experience...SeniorRiskFor subcontractor
$130.9k - $154k
...part of a championship team. As a Senior Accountant on the Capital Markets Accounting team within Finance, you... ...to launch new products, strengthen controls, and support a rapidly evolving business... ...identifying and escalating risks while helping strengthen operational...SeniorRiskLocal area$163.6k - $245.4k
...600.00 - $245,400.00Category: Risk Management, ProfessionalCompany: CitiE-Trading Risk and Controls (ETRC) is a First-Line risk team... ...which is part of the Global Markets COO function. ETRC works with... ...and autonomy. Acts as SME to senior stakeholders and junior team members...SeniorRiskFull timeWork experience placement2 days per week1 day per week- Citigroup Inc. in New York, NY seeks a senior Equity Capital Markets Banker to advise clients on capital raises and strategic advisory services for... ...deal execution, mentoring juniors, and maintaining risk-compliant client strategies. #J-18808-Ljbffr Citigroup Inc...SeniorRisk
- ...Description As a Senior Manager supporting our... ...-native banks, and market infrastructure providers... ...brings deep expertise in capital markets operations (e.g... ...operations, technology, risk, and regulatory... ...processes, data flows, controls, reconciliation, client...SeniorRiskWork experience placementWork at officeLocal areaWorldwideVisa sponsorshipWork visaFlexible hours3 days per week
$102k - $203k
Senior Vice President, Auditor, Credit Risk At BNY, our culture allows us to run our company better... ...issues, risks, and control gaps.Serve as SME for credit... ...Just Companies”, Just Capital and CNBC, 2025 Our Benefits... ...Veterans. BNY assesses market data to ensure a...SeniorRiskTemporary workWork at officeWorldwideFlexible hours- As a Senior Product Associate on the Global Investment Banking Digital team, you will build and optimize digital products that Capital Markets bankers rely on to serve clients and execute deals. Working... ...advice, capital raising and risk management expertise. Full timePosting...SeniorRiskWork at office
- ...Director) to lead client engagements in capital markets, provide strategic advisory for M&A, and... ...with Institutional Banking teams. This senior role emphasizes building a pipeline of episodic... ...bankers, and ensuring solutions meet risk, ethics, and regulatory standards. You...SeniorRisk
$100k - $115k
...Barnes & Noble Booksellers, Inc. is seeking a Senior Internal Auditor to execute risk-based internal audits and evaluate the effectiveness of internal controls. This position involves working with cross-functional teams to identify control gaps and recommend improvements...SeniorRisk$230k - $297.5k
...complex commercial transactional work, supporting Circle's global capital markets business — including crypto exchanges, digital asset market... ...and USYC tokenized collateral transactions — addressing legal risk in business-centric ways with the goal of strengthening...SeniorRiskContract workImmediate startFlexible hours- ...across planning, testing and reporting. You will evaluate IT controls and collaborate with senior leadership to drive risk mitigation. The role combines hands-on audit execution with team leadership, coaching auditors, and translating findings into actionable...SeniorRisk
- ...and the financial world.The roleAs a Senior Manager within our Capital Markets Team, you will be the execution... ...Problem Solving: Identify execution risks and operational bottlenecks and design... ...in G-Suite/Microsoft Office (expert-level slide building) and project management...SeniorRiskWork at officeRemote workShift work
$78.68k - $157.88k
...Information Technology Auditor - Senior Consultant Do you... ...effectively navigate business risks and opportunities—from... ...more resilient. Our market-leading team’s help... ...investing public and capital markets. Quality is our... ...analytics and internal control services for internal...SeniorRiskWork experience placementWork at officeLocal areaVisa sponsorship$75k - $85k
...Job Description: The Senior Auditor executes audits for an assigned... ...and emerging technology risks ~ Demonstrated ability to... ...completion Executes testing of controls such as but not limited to... ...Securities offers a wide range of capital markets products and services to...SeniorRiskWork at officeLocal areaWork from homeFlexible hours$120k - $205k
...management of legal, regulatory and franchise risk. This is a Vice President level position... ...of Investment Banking and Global Capital Markets. The team provides timely advice and challenge... ...with Legal coverage and Business Control Unit as appropriate.Coordinate with Legal...RiskTemporary work$225k
Job DescriptionFX eTrading Senior Developer, RBC Capital Markets, LLC, New York, NY: Develop and enhance the FX... .... Mentor developers. Provide expert-level technical input into low latency... ...Rates front office technology (pricing, risk, liquidity aggregation, high-frequency...SeniorRiskFull timeWork experience placementMonday to Friday- ...Senior Internal Auditor Locations: Salt Lake City, UT | Dallas, TX... ...support ongoing audit and risk initiatives within a global... ...banking functions, including capital markets, treasury, operations, and... ...Reviewing and assessing internal controls, governance structures, and...SeniorRiskFull timeContract work
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