Senior Compliance Strategist: Policy & Regulatory Oversight
Insurance Administrative Solutions, L.l.c.
Insurance Administrative Solutions, L.l.c. in Scottsdale, Arizona is seeking a Compliance Officer to manage compliance analysis and ensure adherence to regulations across product lines. This position involves evaluating the impact of regulations, updating policies, and maintaining surveillance programs. The ideal candidate has a Bachelor’s Degree (Juris Doctor preferred), active FINRA Series 7 registration, and 3–5 years of strong experience in securities and insurance compliance. A competitive compensation package and benefits are offered. #J-18808-Ljbffr Insurance Administrative Solutions, L.l.c.
$144.45k - $152k
...the risk, security, and compliance standards that mission... ...work that bridges policy, risk, and technical implementation... ...assurance; human oversight; and compliance and... ....Policy, Standards & Regulatory ComplianceMaintain AI... ...comfortably with senior management, translating...SeniorPolicyRegulatoryWork experience placementFlexible hours- Vanguard seeks a regulatory-minded professional to join the Disclosure Governance Legal team in Scottsdale. You will draft and coordinate... ...developments, and collaborate with attorneys and business stakeholders on policy matters affecting Vanguard's investment products. With a...SeniorPolicyRegulatory
- ...accordance with all applicable Human Resources policies and procedures.2. Oversees the network... ...relationships with vendors.7. Ensures compliance with Information Technology and... ...architecture aligns with Zero Trust principles, regulatory requirements, and enterprise security...SeniorPolicyRegulatoryFull timeTemporary workWork experience placementRemote work
- ...Senior Counsel, Employment (Office of the General Counsel)Make a... ...complex workforce matters, data compliance issues, and other legal... ...employment-related agreements and policies; advise on compensation... ...experienceExperience in international regulatory lawPay & BenefitsAt Alliance...SeniorPolicyRegulatoryWork at officeNight shift
- ...geographic expansion. Ensure compliance with all applicable... ...Implement and maintain global EHS policies, standards, and governance frameworks... ...environments. Oversee regulatory reporting, audit readiness, and... ...compliance tracking. Inform senior leadership on EHS risk exposure...SeniorPolicyRegulatoryWork at officeRemote work
- We are seeking a seasoned and strategic senior leader to serve in an individual contributor... ...designing scalable frameworks, ensuring compliance, and driving ownership, assurance, and... ...of Vanguard’s business operations, regulatory landscape, and industry trends to anticipate...SeniorRegulatoryWork experience placement
$84k - $92k
...experience required. This job requires a regulatory license and/or registration (e.g. FINRA,... ..., SFC). These will be determined by Compliance based on role‑specific duties. Why Vanguard... ...as normal. Or you can go to our Privacy Policy to read more information and learn how to...SeniorPolicyRegulatoryHourly payWork experience placement$124.19k - $153.41k
...: Job Title: Senior Credit Risk Review Officer Location: Scottsdale... ...Administration processes or policies. Maintains a strong... ...Demonstrates an excellent knowledge of regulatory requirements and expectations... ...to annual BSA/AML/OFAC and Compliance Training. Compensation:...SeniorPolicyRegulatoryFull time- ...of a full-time Business Banking Senior Credit Analyst . Description... ...monitoring and borrowing base compliance. Firm understanding of bank's loan policy/program for extending credit to... ...industry trends, market conditions and regulatory requirements and actively work...SeniorPolicyRegulatoryFull timeWork at officeWeekend workAfternoon shift
- ...looking for a Clinical Compliance Manager to support and... ...Program through oversight, risk assessment, and... ...activities. Reporting to the Senior Director of Compliance... ...assess adherence to regulatory requirements (e.g., CMS... ..., review, and update policies and procedures in connection...SeniorPolicyRegulatoryWork at officeFlexible hours
- Vanguard is seeking a Corporate Actions Oversight professional in Scottsdale to oversee dividends, market actions, and conversions... ..., coordinating with multiple teams, and ensuring policy updates with regulatory changes. Candidates should have 3+ years in financial services...SeniorPolicyRegulatory
$65k - $69k
...Compliance Opportunity in Financial Services Compliance Analyst – IA Oversight Location(s): Atlanta: 2300 Windy Ridge Pkwy... ...interpreting and applying compliance policies and procedures to business... ...or improve adherence to regulatory and firm requirements...PolicyRegulatoryFull timeWork experience placement- ...Product Marketing, Operations, Quality, Regulatory Affairs, Procurement, and global Contract... ...product performance, regulatory compliance, and global availability. Lead scientifically... ...Worldwide’s Equal Employment Opportunity policy,we do not discriminate on the basis of any...SeniorPolicyRegulatoryContract workFor contractorsFor subcontractorWork at officeWorldwideRelocationVisa sponsorship
$176.5k - $262.35k
...stakes issues and disputes.Ensure compliance with relevant laws and... ...frameworks.Escalate complex issues to senior legal leadership where... ...critical eye towards risk and regulatory issues.Because the job will... ...senior management; and implement policies and processes on a cross-...SeniorPolicyRegulatoryFull timeWork at officeLocal areaImmediate startFlexible hours- ...brokerage, advisory, and directly held transactions to ensure compliance with firm policies, regulatory standards, and clients best interests. This role... ..., transaction supervision, and queue management oversight for assigned Financial Professionals Evaluate and approve...PolicyRegulatoryFull timeWork at officeHome office
- The Sr. Regulatory Affairs Specialist role is responsible for preparing and submitting the appropriate documentation for the... ...projects. Develop and maintain regulatory procedures and policies to ensure compliance to applicable regulations. Reviews complaints/adverse events...SeniorPolicyRegulatoryRelocation package
$174.65k - $188.98k
...has an immediate opening for a Senior Contract Manager- Network &... ...contracts, as well as ensuring compliance with contract terms and... ...Ensures compliance with company policies, laws, and regulations.• Selects... ...the business.• Directs oversight of a contracts or subcontracts...SeniorPolicyContract workFor subcontractorWork at officeImmediate startFlexible hours2 days per week- ...you matter.Your Impact As a Senior Member of Axon's Video Electrical... ...to meet product, system, and regulatory requirements.Develop,... ...productionExperience with technical oversight of design partners, ODMs, and... ..., and safety regulations, policies, and procedures. Axon employees...SeniorPolicyRegulatoryWork at officeFlexible hours
- ...and clinical teams to support study objectives and regulatory compliance. Essential Functions Portfolio Oversight & Data Governance: Develop and maintain a... ...ICH E6 Good Clinical Practice, and institutional policies Identify and escalation data‑related compliance risks...SeniorPolicyRegulatoryInterim roleWork at officeMonday to FridayShift work
- ...lending risk management initiatives, including analytical reporting and compliance monitoring. The ideal candidate has over five years of experience in fair lending compliance and possesses strong regulatory knowledge. The position offers a competitive compensation package...SeniorRegulatory
- ...movement services, and the policies, operational processes... ...independent risk oversight, credible challenge, and... ..., technology, legal, compliance, financial crimes, and... ...resiliency, and regulatory compliance. The successful... ...You build buy‑in across senior leaders while...PolicyRegulatoryFull timeWork at office
- ...looking for an experienced Senior Tax Manager to join... ..., in the areas of tax compliance and reporting. This... ...leadership and oversight for all Federal, State... ...related rules. Monitor regulatory developments affecting... ...Caliber is committed to a policy of providing equal...SeniorPolicyRegulatoryTemporary workPart timeInterim roleLocal areaFlexible hours
- ...multi-arm trial budgets and negotiations with sponsors and CROs, ensuring financial feasibility and compliance. You will mentor analysts, advise investigators and senior leadership on financial feasibility, and drive process improvements across research operations. The...Senior
- ...where you matter.Your ImpactAs Senior Director, Strategic Sourcing,... ..., onboarding, and oversight process applicable across supplier... ...China and Taiwan de-risking, UEL compliance, tariff mitigation, and alternate... ..., and safety regulations, policies, and procedures. Axon...SeniorPolicyContract workShift work
- ...tax, cost basis, and regulatory reporting capabilities... ...transformation, and regulatory compliance are critical to long-... ...independent risk oversight, credible challenge,... ...applicable Human Resources policies and procedures.Partner... ...build buy‑in across senior leaders while...PolicyRegulatoryFull timeWork at office
$201.48k - $218.01k
...IT Governance, Risk, Compliance & AI to lead the enterprise... ...translate complex regulatory, contractual, technical... ...into clear policies, practical controls, measurable... ...-party AI risk, human oversight, documentation, monitoring... ...teams and influence senior stakeholders through...PolicyRegulatoryWork experience placementFlexible hours- ...contract manufacturing, regulatory certification, and... ...IMSEnsure export control compliance (ITAR/EAR) for... ...including on-site build oversight and supplier quality managementIntegrated... ...arguments to senior leadershipChange... ...and safety regulations, policies, and procedures. Axon...SeniorPolicyRegulatoryContract work
- ...between Product, Operations, Fraud, Risk, Compliance, Technology, and Client Experience... ...and payment journeys.Analyze existing policies, limits, and servicing practices to recommend... ..., or wealth management.Knowledge of regulatory and compliance considerations related to...SeniorPolicyRegulatoryFull time
$82.94k - $182.55k
...Senior Manager, Pbm Market Conduct Exam Support We're building... ...at a time. The Corporate Compliance Market Conduct Exam Center... ...partners for submission to state regulatory agencies and their... ...solutions to support regulatory oversight, exam management, and compliance...SeniorRegulatoryHourly payFull timeTemporary workWork experience placement$150k - $170k
...s rights practice, ensuring compliance with state and federal regulations... ...guidelines, including regulatory and ethical requirements.... ...Manage case strategy, litigation oversight, court appearances, and... ...Develop and implement policies, procedures, and best practices...PolicyRegulatoryFull timeTemporary workPart timeWork at officeLocal areaRemote workMonday to FridayFlexible hours2 days per week3 days per week
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