Senior Compliance Strategist: Policy & Regulatory Oversight
Insurance Administrative Solutions, L.l.c.
Insurance Administrative Solutions, L.l.c. in Scottsdale, Arizona is seeking a Compliance Officer to manage compliance analysis and ensure adherence to regulations across product lines. This position involves evaluating the impact of regulations, updating policies, and maintaining surveillance programs. The ideal candidate has a Bachelor’s Degree (Juris Doctor preferred), active FINRA Series 7 registration, and 3–5 years of strong experience in securities and insurance compliance. A competitive compensation package and benefits are offered. #J-18808-Ljbffr Insurance Administrative Solutions, L.l.c.
$144.45k - $152k
...the risk, security, and compliance standards that mission... ...work that bridges policy, risk, and technical implementation... ...assurance; human oversight; and compliance and... ....Policy, Standards & Regulatory ComplianceMaintain AI... ...comfortably with senior management, translating...SeniorPolicyRegulatoryWork experience placementFlexible hours- ...business stakeholders to support Vanguard’s regulatory disclosure frameworks. The role will... ..., while collaborating across legal, compliance, and business teams to enhance disclosure... ...analysis on market structure and regulatory policy issues to support legal and regulatory...SeniorPolicyRegulatoryFull timeWork experience placement
- ...We are seeking an experienced Senior Counsel to join our Office of... ...workforce matters, data compliance issues, and other legal representation... ...-related agreements and policies; advise on compensation practices... ...Experience in international regulatory law Pay & Benefits At...SeniorPolicyRegulatoryWork at officeNight shift
- ...accordance with all applicable Human Resources policies and procedures.2. Oversees the network... ...relationships with vendors.7. Ensures compliance with Information Technology and... ...architecture aligns with Zero Trust principles, regulatory requirements, and enterprise security...SeniorPolicyRegulatoryFull timeTemporary workWork experience placementRemote work
- ...where you matter.Your ImpactAs Senior Manager, Global Environmental... ...organization.You will drive compliance with environmental and... ...Implement and maintain global EHS policies, standards, and governance frameworks... ...office environments.Oversee regulatory reporting, audit readiness,...SeniorPolicyRegulatoryWork at officeRemote work
- ...careful attention to safety, performance, reliability, and regulatory compliance. As the Senior Systems Engineer for Batteries within the Devices... ...appropriate environmental, health, and safety regulations, policies, and procedures. Axon employees are empowered to report...SeniorPolicyRegulatoryWorldwide
- We are seeking a seasoned and strategic senior leader to serve in an individual contributor... ...designing scalable frameworks, ensuring compliance, and driving ownership, assurance, and... ...of Vanguard’s business operations, regulatory landscape, and industry trends to anticipate...SeniorRegulatoryWork experience placement
$124.19k - $153.41k
...: Job Title: Senior Credit Risk Review Officer Location: Scottsdale... ...Administration processes or policies. Maintains a strong... ...Demonstrates an excellent knowledge of regulatory requirements and expectations... ...to annual BSA/AML/OFAC and Compliance Training. Compensation:...SeniorPolicyRegulatoryFull time- ...of a full-time Business Banking Senior Credit Analyst . Description... ...monitoring and borrowing base compliance. Firm understanding of bank's loan policy/program for extending credit to... ...industry trends, market conditions and regulatory requirements and actively work...SeniorPolicyRegulatoryFull timeWork at officeWeekend workAfternoon shift
$84k - $92k
...experience required. This job requires a regulatory license and/or registration (e.g. FINRA,... ..., SFC). These will be determined by Compliance based on role‑specific duties. Why Vanguard... ...as normal. Or you can go to our Privacy Policy to read more information and learn how to...SeniorPolicyRegulatoryHourly payWork experience placement- Vanguard is seeking a Corporate Actions Oversight professional in Scottsdale to oversee dividends, market actions, and conversions... ..., coordinating with multiple teams, and ensuring policy updates with regulatory changes. Candidates should have 3+ years in financial services...SeniorPolicyRegulatory
$143.5k - $212.85k
...each other, and our communities. Job Summary The Senior Manager of Network Compliance and Payment Partner Oversight provide strategic leadership for PayPal's... ...programs are scalable, defensible, and aligned with regulatory, network, and contractual obligations. This role...SeniorRegulatoryWork at officeLocal areaImmediate startFlexible hours- ...Product Marketing, Operations, Quality, Regulatory Affairs, Procurement, and global Contract... ...product performance, regulatory compliance, and global availability. Lead scientifically... ...Worldwide’s Equal Employment Opportunity policy,we do not discriminate on the basis of any...SeniorPolicyRegulatoryContract workFor contractorsFor subcontractorWork at officeWorldwideRelocationVisa sponsorship
$176.5k - $262.35k
...stakes issues and disputes.Ensure compliance with relevant laws and... ...frameworks.Escalate complex issues to senior legal leadership where... ...critical eye towards risk and regulatory issues.Because the job will... ...senior management; and implement policies and processes on a cross-...SeniorPolicyRegulatoryFull timeWork at officeLocal areaImmediate startFlexible hours- ...Job Description Job Description The Sr. Regulatory Affairs Specialist role is responsible for preparing and submitting the... ...projects.Develop and maintain regulatory procedures and policies to ensure compliance to applicable regulations.Reviews complaints/adverse events...SeniorPolicyRegulatoryRelocation package
$174.65k - $188.98k
...has an immediate opening for a Senior Contract Manager- Network &... ...contracts, as well as ensuring compliance with contract terms and... ...Ensures compliance with company policies, laws, and regulations.• Selects... ...the business.• Directs oversight of a contracts or subcontracts...SeniorPolicyContract workFor subcontractorWork at officeImmediate startFlexible hours2 days per week- ...you matter.Your Impact As a Senior Member of Axon's Video Electrical... ...to meet product, system, and regulatory requirements.Develop,... ...productionExperience with technical oversight of design partners, ODMs, and... ..., and safety regulations, policies, and procedures. Axon employees...SeniorPolicyRegulatoryWork at officeFlexible hours
- ...and clinical teams to support study objectives and regulatory compliance. Essential Functions Portfolio Oversight & Data Governance: Develop and maintain a... ...ICH E6 Good Clinical Practice, and institutional policies Identify and escalation data‑related compliance risks...SeniorPolicyRegulatoryInterim roleWork at officeMonday to FridayShift work
- ...brokerage, advisory, and directly held transactions to ensure compliance with firm policies, regulatory standards, and clients best interests. This role... ..., transaction supervision, and queue management oversight for assigned Financial Professionals Evaluate and approve...PolicyRegulatoryFull timeWork at officeHome office
- ...movement services, and the policies, operational processes... ...independent risk oversight, credible challenge, and... ..., technology, legal, compliance, financial crimes, and... ...resiliency, and regulatory compliance. The successful... ...You build buy‑in across senior leaders while...PolicyRegulatoryFull timeWork at office
- ...lending risk management initiatives, including analytical reporting and compliance monitoring. The ideal candidate has over five years of experience in fair lending compliance and possesses strong regulatory knowledge. The position offers a competitive compensation package...SeniorRegulatory
- ...looking for an experienced Senior Tax Manager to join... ..., in the areas of tax compliance and reporting. This... ...leadership and oversight for all Federal, State... ...related rules. Monitor regulatory developments affecting... ...Caliber is committed to a policy of providing equal...SeniorPolicyRegulatoryTemporary workPart timeInterim roleLocal areaFlexible hours
- ...multi-arm trial budgets and negotiations with sponsors and CROs, ensuring financial feasibility and compliance. You will mentor analysts, advise investigators and senior leadership on financial feasibility, and drive process improvements across research operations. The...Senior
- ...where you matter.Your ImpactAs Senior Director, Strategic Sourcing,... ..., onboarding, and oversight process applicable across supplier... ...China and Taiwan de-risking, UEL compliance, tariff mitigation, and alternate... ..., and safety regulations, policies, and procedures. Axon...SeniorPolicyContract workShift work
- ...tax, cost basis, and regulatory reporting capabilities... ...transformation, and regulatory compliance are critical to long-... ...independent risk oversight, credible challenge,... ...applicable Human Resources policies and procedures.Partner... ...build buy‑in across senior leaders while...PolicyRegulatoryFull timeWork at office
$201.48k - $218.01k
...IT Governance, Risk, Compliance & AI to lead the enterprise... ...translate complex regulatory, contractual, technical... ...into clear policies, practical controls, measurable... ...-party AI risk, human oversight, documentation, monitoring... ...teams and influence senior stakeholders through...PolicyRegulatoryWork experience placementFlexible hours- ...contract manufacturing, regulatory certification, and... ...IMSEnsure export control compliance (ITAR/EAR) for... ...including on-site build oversight and supplier quality managementIntegrated... ...arguments to senior leadershipChange... ...and safety regulations, policies, and procedures. Axon...SeniorPolicyRegulatoryContract work
- ...between Product, Operations, Fraud, Risk, Compliance, Technology, and Client Experience... ...and payment journeys.Analyze existing policies, limits, and servicing practices to recommend... ..., or wealth management.Knowledge of regulatory and compliance considerations related to...SeniorPolicyRegulatoryFull time
$160k - $175k
...of our organization. As the **Senior Director of Accounting and... ...financial reporting, governance, and compliance, helping ensure the financial... ..., lead complex audits and regulatory reporting, and advance... ...with GAAP and organizational policies.* Serve as the senior technical...SeniorPolicyRegulatoryTemporary workRemote workWorldwideHome officeShift work2 days per week3 days per week$150k - $170k
...s rights practice, ensuring compliance with state and federal regulations... ...guidelines, including regulatory and ethical requirements.... ...Manage case strategy, litigation oversight, court appearances, and... ...Develop and implement policies, procedures, and best practices...PolicyRegulatoryFull timeTemporary workPart timeWork at officeLocal areaRemote workMonday to FridayFlexible hours2 days per week3 days per week
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