Compliance Operations Associate
Social Capital Resources
Bank in Midtown, Manhattan is seeking a Compliance Operations Associate for a long-term, temporary-to-permanent position!
Responsibilities:
- Provide regular updates to Compliance Department management for external training opportunities
- Conduct the escalation process for failed or overdue assignments, including any required meetings with management
- Conduct the day-to-day activities of the Compliance Training Program such as launching training assignments, monitoring employee population, assigning new hire compliance training, tracking completion of training assignments, escalating overdue or failed assignments, and reporting MIS to key stakeholders
- Work collaboratively with non-Compliance Department teams such as HR on training, MIS, and examinations
- Support the monitoring of the policy and procedure manuals
Qualifications:
- Bachelors Degree
- 3+ years working in a similar compliance position at a bank
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Compliance Operations Associate in Jersey City, NJ vacancy
- BioHorizons seeks an Operations Associate to support cleanroom operations, regulatory compliance, and documentation. You will operate automated machinery, assemble and package medical devices, and ensure traceability through proper labeling and Manufacturing Orders. Role...Suggested
- ...regional theatre in San Diego, seeks an experienced Human Resources Associate for a full-time, benefited, on-site role reporting to the... .... You will support onboarding, offboarding, employee records, compliance, payroll coordination, and HRIS/ATS management to foster a...SuggestedFull time
- ...Position Overview The Operations Associate, Brand & Events is responsible for providing administrative, logistical, and operational support to the Brand & Events team across a growing portfolio of residential communities. This role serves as the organizational backbone...SuggestedFull timePart timeInternshipWork at officeLocal areaMonday to FridayAfternoon shift
KRE Group
Jersey City, NJ2 days ago - ...Job Summary: The Operations Associate plays a vital role in maintaining the internal management of our organization by ensuring that all teams have an increased efficiency and productivity. This position supports the Operations team by managing team members to ensure...SuggestedRemote work
Human Capital Management Group
Jersey City, NJ4 days ago - ...Maintenance of portfolio management system and shadow general ledger Collaborating with brokers and service providers to ensure daily operational health Valuation oversight across complex instruments Tracking and review of portfolio financing and margin...SuggestedHourly pay
WhiteCap Search
Jersey City, NJ1 day ago - ...details.Job Summary:Responsible for supporting the Service Delivery Operations function through hands-on technical operations support, IT... ...environments. As an experienced technical contributor, the Associate Vice President supports service delivery, operational effectiveness...Full timeWork experience placementWork at officeLocal areaRemote work1 day per week
MUFG
Jersey City, NJ5 days ago $45 per hour
...Marketing Operations Associate One of The Sage Group’s clients, a leading provider of cloud-based technology for the alternative investment industry, is looking for a detail-oriented, hands-on Marketing Operations Associate to support the day-to-day execution of marketing...The Sage Group
Jersey City, NJ4 days ago$17 - $24 per hour
...customers through their eagerness to help, high brand and execution standards, ability to prioritize and efficient execution of operational processes. Greet everyone (teammates and customers) and proactively approach athletes to understand their needs and support...Hourly payMinimum wageDICK'S SPORTING GOODS INC
Jersey City, NJ3 days ago- ...methodologies, improve process efficiency, and keep the fair lending compliance program aligned with industry and regulatory standards.... ...-of-concepts and production-ready solutions that improve operational effectiveness, analytical capabilities, controls, or user experience...
JP Morgan Chase
Jersey City, NJ2 days ago - ...Compliance Associate – Code of Ethics Location: New York, NY Industry: Alternative Investment Management Function: Legal & Compliance Level: Associate The Opportunity A leading global investment firm is looking to add a Compliance Associate...
Metric Corporation
Jersey City, NJ3 days ago - ...Compliance Associate (New York, NY): A leading and growing private equity investment firm is seeking a Compliance Associate to join its New York office. The firm manages more than $8 billion in assets. This individual will serve as the primary day-to-day compliance contact...Work at officeWork from home
Landing Point
Jersey City, NJ4 days ago - ...Compliance Associate Position Summary We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range... ...environment. This role will partner with Compliance, Legal, Operations, Human Resources, Risk, and business teams to help maintain...Work at office
Dynamics Executive Search
Jersey City, NJ4 days ago $47k - $74k
...be part of a team leading our next-generation transfer agent operations. In your capacity, you will help foster productive customer interactions... ...for excellent customer service. As a transfer agent associate, you will be part of a cross-functional team helping to map...Full timeWork at officeWork from homeFlexible hours1 day per weekFidelity Investments
Jersey City, NJ11 days ago$65k - $102.5k
...philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. Department Profile Operations is one of the largest divisions in the firm and has diverse responsibilities, including correctly settling and recording millions...Full timeTemporary workWork experience placementWork at officeLocal areaWorldwide3 days per weekMorgan Stanley
Jersey City, NJa month ago- ...AERIN is seeking a detail-oriented, and dedicated Customer Experience & Operations Associate who will manage the communication and operational processes related to customer and trade inquiries for AERIN.com. The Customer Experience & Operations Associate will work to...
AERIN LLC
Hoboken, NJ2 days ago $120k - $140k
...Paid time off Career growth opportunity to advance into an Operations Manager or Financial Advisor role This role supports our... ...account opening through ongoing account servicing, reporting, and compliance recordkeeping. NEW ACCOUNTS & ONBOARDING Open new...Wall Street Alliance Group
Jersey City, NJ4 days ago- Duration: 6+ months Job Description Responsible for ensuring that new accounts are set up properly. The Specialist will develop an in-depth knowledge of client &Co business lines, Sub-Custodian network, and systems such as the Unified Account File (UAF), Keystone...Immediate start
US Tech Solutions
Jersey City, NJ3 days ago - ...Role Description LaSante Health Center is seeking a full-time Operations Associate to work on-site in Brooklyn, NY. The Operations Associate will be responsible for supporting daily operational tasks, ensuring smooth workflow, and assisting in resolving logistical...Full time
LaSante Health Center
Brooklyn, NY8 hours ago $18 - $20 per hour
...Kith Operations Associate Location: Williamsburg store Status: Part-Time Compensation: $18.00-$20.00/hr + Commissions* Position Summary: The Kith Operations Associate is responsible for the flow of merchandise from the central point of delivery to the retail...Permanent employmentPart timeSeasonal workFlexible hoursNight shiftWeekend workAfternoon shiftKITH
Brooklyn, NY4 days ago- ...Seasonal Operations Associate We inspire purpose-filled living that brings joy to the modern home. With a team of more than 8,000 associates... ...that you are authorized to work in the US. State / City Compliance: The Company will consider for employment qualified...Part timeSeasonal workLocal areaFlexible hoursNight shiftWeekend workWeekday work
Crate and Barrel
Short Hills, NJ1 day ago - ...: Job Summary Join the dynamic Firmwide Forecast & Analysis team at JP Morgan as a Financial System Operations Associate! In this pivotal role, you'll be instrumental in delivering insightful data and reports that inform the strategic decisions of our P&A, CFO, Board...Full timeWork at officeFlexible hours
JPMorganChase
Jersey City, NJ4 days ago - ...Strategy & Operations AssociateLong Island CityAbout PursuitPursuit is a social impact organization building the future of economic mobility... ...the RoleWe are looking for a contract Strategy and Operations Associate to work closely with Pursuit's CEO as a strategic right hand...Rotational programFull timeContract workRemote work
Pursuit
Long Island City, NY3 days ago - ...to shape our lives, communities, and futures. Position Description This position provides logistical support to Events and other operations departments of the Museum during the evening and overnight hours. These activities include setting up and breaking down tables and...Part timeWork at officeShift workNight shiftWeekend workAfternoon shift
National Building Museum
Brooklyn, NY1 day ago $115k - $130k
...and investor communications as needed. Build business cases for new initiatives, partnerships, or investments. Business & Finance Operations Partner with Leadership on company priorities, strategic initiatives, and planning cycles. Identify operational gaps and help...Full timeRemote workHostie AI, Inc.
Brooklyn, NY3 days ago$25.48 - $33.65 per hour
...THE POSITION Our roster has an opening with your name on it FanDuel is seeking a detail-oriented and enthusiastic CRM Operations Coordinator to join our CRM Operations team. In this role, you'll be responsible for building and executing CRM campaigns and customer...Hourly payTemporary workLocal areaWorldwideAfternoon shiftFanDuel
Jersey City, NJ3 days ago- ...Help us succeed as our next FedEx Operations Coordinator to perform daily responsibilities with dedication. Stay adaptable in a dynamic, fast-paced environment. Work with your team to maintain efficiency and service quality. Perks include competitive pay, flexible schedules...Flexible hours
TradeJobsWorkForce
Kearny, NJ5 days ago $20 - $25 per hour
...People Operations Associate (temp to perm) This is a temporary position starting immediately, with the potential to convert to permanent full-time role. Compensation: $20-25 per hour, depending on experience. Location: Hybrid. This role is based in our Tampa...Hourly payPermanent employmentFull timeTemporary workInternshipWork at officeImmediate start3 days per week5W Public Relations
Brooklyn, NY21 hours ago- The experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below. Duration: 6+ months Job Description Responsible for ensuring that new accounts are set up properly. The Specialist will develop an in...Immediate start
US Tech Solutions
Jersey City, NJ9 days ago $18 - $20.5 per hour
...(US) Hourly/Salaried: Hourly (Non-Exempt) Full Time/Part Time: Part Time Position Type: Regular Your Role at Sephora: As an Operations Associate , you’ll be the backbone of the store—ensuring smooth, efficient operations that support an exceptional client experience. From...Hourly payFull timePart timeFlexible hoursShift workNight shiftWeekend workSephora USA, Inc.
Brooklyn, NY1 day ago- ...powers modern charter, shuttle, and emerging autonomous vehicle operations. Trusted by many Fortune 500 companies, CharterUP connects... ...term stability. About the Role Title: Revenue Operations Associate Reports to: Director of Revenue Operations Location: Remote...Temporary workWork at officeLocal areaRemote workFlexible hours
CharterUP
Brooklyn, NY3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Operations Associate. Be the first to apply!
Related searches
- regulatory officer Jersey City, NJ
- regulatory affairs specialist Jersey City, NJ
- aml compliance analyst Jersey City, NJ
- medicare compliance specialist Jersey City, NJ
- compliance analyst Jersey City, NJ
- regulatory specialist Jersey City, NJ
- regulatory compliance analyst Jersey City, NJ
- cybersecurity policy and compliance analyst Jersey City, NJ
- research compliance officer Jersey City, NJ
- compliance consultant Jersey City, NJ