Search Results: 21,587 vacancies
...Genesis10 is currently seeking a Compliance Business Analyst with our client in the Financial Services industry in their New York location. This is a 6 - 12 month + contract and Hybrid remote position. This is an Onsite Required 3 days in the office per week with potential...
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Contract work
Remote job
...Job Description
Job Description Wolf is seeking an experienced Compliance Consultant to join our growing and well-established national firm. A successful candidate should possess regulatory compliance expertise in a financial institution, consulting, or regulatory...
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Flexible hours
...Job Description
Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry)
** NOTES: Ideal candidate will have experience in the following:
Property and Casualty insurance experience (home, auto, umbrella, watercraft, dwelling fire, package...
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Remote job
Work visa
...Role Overview – Legal & Compliance Analyst:
Join our client, a leading financial advisory firm serving high net worth individuals, families... ...)
• Familiarity with applicable regulations and ongoing regulatory filings
• Understanding of organizational/business...
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...The Director, Regulatory Compliance is responsible for managing key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). These functions include managing responses to SEC inspections and oversights, managing responses to government...
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Holiday work
Full time
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Immediate start
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...Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the compliance program for transactional regulatory filings including merger control filings. The successful candidate will...
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Work experience placement
...daily commute to reducing humanity's collective environmental footprint - we've got huge goals.
As Senior Counsel of Regulatory and Compliance , you will join our dynamic Legal team with a particular focus on being a trusted advisor to the business while ensuring...
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Local area
Flexible hours
...Title: Compliance Analyst
Location: New York City, NY
Hybrid Work: Role will start in-office four days per week, reducing to three... ...compliance operations and contributing to the firms adherence to regulatory standards.
Responsibilities:
Support the Compliance...
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...COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM
Base Salary is $100K to $120K (based upon candidate and experience)
Year-end Bonus; and Excellent... ...business activities are conducted in strict accordance with regulatory requirements. This position affords the opportunity for...
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Work from home
Monday to Friday
...platform to optimize their alpha research.
We are seeking a Compliance Analyst to support our growing Legal and Compliance team. This role... .... With the rapid and on-going evolution of the legal and regulatory landscape, the work is fast-paced and the successful candidate...
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...Citadel and Bridgewater Associates.
Opportunity
As a Compliance Analyst, you'll play the role of coordinating and executing our compliance... ...compliance-related employee onboarding
Assist with any regulatory inquiries and / or examinations
Identify process...
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Compliance Analyst
The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies... ...prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies.
We are seeking a highly...
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Our client is seeking a Compliance Analyst to join their team. The analyst will work closely with other team members and compliance professionals... ...all business activities are conducted in accordance with regulatory requirements.
Job Title: Compliance Analyst
Location:...
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...About the Position
We are looking for a Regulatory Reporting Analyst to join our Compliance team and help us meet our firmwide reporting obligations. You'll develop a broad understanding of our trade flows, the evolving regulatory landscape, and the systems that keep...
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Work experience placement
...Description:
Responsibilities:
Assist both the Head, Compliance and Executive, Compliance to monitor the Branchs compliance... ...prepare e-file Suspicious Activity reports to the relevant regulatory check all applicable files (Customer List, Board of Directors,...
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Local area
Overview:
COMPLIANCE ANALYST
WHAT IS THE OPPORTUNITY?
The Compliance Analyst will be responsible for monitoring, oversight and independent... ...an internal control structure, new products, training, regulatory change management, risk assessments, issues management, and...
Hourly pay
...Aon's Benefit Index, Nomura's benefits rank #1 amongst our competitors
Role Description / Areas of responsibility:
* Managing regulatory submissions in a timely manners.
* Interpreting regulations and communicating with the US Regulators, if needed.
*...
Relocation bonus
...Visit for more information.
Clarion Partners is seeking a compliance professional to join the Legal and Compliance team in providing... ...materials.
•Coordinate completion and submission of regulatory filings, including Form ADV, Form PF, and others.
•Perform regulatory...
Local area
...About the Team:
The FERC Generation Compliance Team is responsible for the compliance management... ...The primary role of the FERC Compliance Analyst will be to support the implementation of... ...and audits and respond to regulatory requests from federal and regional regulatory...
...about our benefits, please visit
Fanatics is seeking a motivated, team-oriented state compliance analyst with 2-4+ years of applicable experience in a compliance, legal, or regulatory operations role (gaming industry experience preferred, but not required). The State...
Full time
Worldwide
Home office
