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Compliance Analyst

Veritas Partners LLC

Veritas Partners, a wealth management firm in Hunt Valley, MD, seeks a Compliance Analyst to join its internal compliance team. The incumbent reports to the Chief Compliance Officer and will monitor and test adherence to the Investment Advisers Act. Responsibilities include reviewing client activity, marketing materials, preparing filings (Form ADV updates, state registrations), and supporting SEC examinations and audits. #J-18808-Ljbffr

Vacancy posted 1 hour ago
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