Senior Counsel - Investment Management & Securities Policy
U.S.-Securities-and-Exchange-Commission
U.S. Securities and Exchange Commission in Los Angeles seeks an Attorney‑Adviser (Senior Counsel‑Investment Management) to provide legal analysis on investment companies and advisers, review filings, and support rulemaking initiatives. The role requires J.D. or LL.B., active bar membership, and at least three years of post‑J.D. experience with Federal securities laws, including advising on policy and coordinating with stakeholders to address regulatory questions. #J-18808-Ljbffr U.S.-Securities-and-Exchange-Commission
- Position The Division of Investment Management is seeking an Attorney‑Adviser (Senior Counsel‑Investment Management). As a Senior... ...regulatory submissions, and support policy development and rulemaking... ...policies related to Federal securities laws, statutes, rules, and regulations...SeniorPolicyWork experience placement
$251k - $377k
...decisions, understand and manage risks, and creatively... ..., litigation,policy, and social impact. We... ....We’re looking for a Senior Corporate Counsel to join Snap Inc.! What... ...including acquisitions, investments, strategic transactions, financings, securities, tax matters, and...SeniorPolicyFull timeLive inWork at officeLocal area$175k - $225k
...through best-in-class business counsel, regulatory compliance, risk... ..., and national litigation management. We deliver custom-tailored legal... ...culture. Position Title Senior Counsel Reports To Partner, Product... ...professional responsibility policies. Demonstrate leadership...SeniorPolicyWork at office- ...regarded independent wealth management firm is seeking a Portfolio Manager... ...to join its collaborative investment team. This is a strategic... ...asset allocation and investment policy across global asset... ...classesConduct macroeconomic, sector, and security-level researchActively...SeniorPolicy
- PwC seeks a SAP Business Process & IT Controls Manager to lead compliance and security initiatives for SAP applications. You will analyze client needs... ...delivering SAP compliance, security, and governance solutions, you will guide teams, develop policies, and #J-18808-Ljbffr PwCSeniorPolicy
- ...Corporation's CAST leadership role focuses on securing advanced AI systems and evaluating cyber capabilities to guide policy. You will oversee two research teams totaling... ...translate findings for policymakers and engage senior government and industry stakeholders, with a hybrid...SeniorPolicyRemote work
- ...Job Description Portfolio Manager (Senior/Vice President level depending... ...to join its collaborative investment team. This is a strategic role... ...allocation and investment policy across global asset classes... ...macroeconomic, sector, and security-level research Actively participate...SeniorPolicy
- ...Entertainment is seeking an experienced and collaborative Regional Security Manager to lead physical security operations across the Americas (... ...Security Operations Oversee physical security programs, policies, and procedures across offices and studio locations. Conduct...SeniorPolicy
$1,100 per month
Oman OnlineConnect is seeking a Senior Information Security Analyst to develop and implement security policies and procedures. This full-time role based in Los Angeles involves conducting risk assessments and monitoring network activities. The ideal candidate should have...SeniorPolicyFull timeVisa sponsorship- ...Senior Security Engineer A leading financial technology company focused on providing accessible money management and payment solutions. The organization is seeking a security professional... ...enforce network security standards, policies, and best practices aligned with...SeniorPolicy3 days per week
$77k - $214k
...connections, and learning how to manage and inspire others. Navigating... ...increased efficiencies. As a Senior Associate you analyze complex... ...forth within the following policy: more about how we work: only... ...factors thoughtfully to establish a secure and trusted workplace for all....SeniorPolicyFull timeH1b- ...Wells Fargo is seeking a Senior Lead Private Wealth Portfolio Manager to lead a regional team... ...delivering sophisticated investment solutions to High Net... ...fiduciary, and risk management policies and procedures across... ...in a dwelling secured product to a SAFE team member...SeniorPolicyFull timeWork experience placementWork at office
$124k - $335k
...OpportunityAs an Asset & Wealth Management Regulated Investment Company (RIC) - Senior Manager, you will focus on providing... ...set forth within the following policy: more about how we work: only those... ...thoughtfully to establish a secure and trusted workplace for all.SummaryLocation...SeniorPolicyFull timeH1b$180k - $250k
Job DescriptionWedbush Securities is one of the largest securities firms and investment banks in the nation.... ...solutions through our Wealth Management, Capital Markets,... ...for an experienced Senior Vice President, Market... ...and maintaining risk policies, processes, procedures...SeniorPolicyFull timeWork at officeLocal areaImmediate startNight shift$200k - $225k
...a brighter way forward. The Senior Security Engineer, AI Enablement is Security... ...modern non-human identity management. Certifications such as... ...provider of real estate and investment management services. We take... ...Equal Employment Opportunity policy here.Jones Lang LaSalle (“...SeniorPolicyFull timeLocal areaImmediate startRemote work$150.7k - $226.1k
...Entertainment is seeking an experienced and collaborative Regional Security Manager to lead physical security operations across the Americas (... ...Security OperationsOversee physical security programs, policies, and procedures across offices and studio locations.Conduct risk...SeniorPolicyFor contractorsCasual workWork at officeAfternoon shift2 days per week$190k - $284k
...execute with privacy at the forefront.We’re looking for a Security Technical Program Manager to join Snap! The Security TPM team designs and leads... ...be shy and provide us some information."Default Together" Policy at Snap: At Snap Inc. we believe that being together in person...SeniorPolicyFull timeLive inWork at officeLocal area- Overview Senior Project Manager, Information Security - UCLA Information Technology Services Requisition Number: 35336 Salary: Salary commensurate with skills... ...California nondiscrimination and affirmative action policy, see: UC Nondiscrimination & Affirmative Action Policy...SeniorPolicyWork at office
$81.13k - $164.57k
...nothing is more important than investing in our culture because it is... ...KPMG is currently seeking a Senior Associate to join our Business... ...: Support Tax Managers and Partners in the day-to-day... ...have been supported and firm policies have been met Execute various...SeniorPolicyFull timeLocal area$230k - $297.5k
...you’ll be responsible for:As Senior Counsel on the Product Legal team,... ...Engineering, Compliance, and Policy to navigate complex global regulatory... .... You will anticipate and manage legal risks related to... ...a focus on digital asset, securities, and financial frameworks.Partner...SeniorPolicyContract workFlexible hours$125k - $165k
...Title: Senior Information Security Lead Location: Woodland Hills, CA Salary: $125 - 165k This... ...ability to support compliance, risk management, internal audits, and executive-level... ...Maintain security documentation, policies, standards, procedures, and control evidence...SeniorPolicyFull time$220k - $240k
...century and beyond.The RoleThe Senior Counsel, Export Controls &... ...leadership, engineering, IT, security, HR, and operations to enable... ...export compliance program, policies, and internal controlsDraft,... ...deliver training for employees, managers, and leadership on export and...SeniorPolicyPermanent employmentFull timeLocal areaFlexible hours- The Division of Investment Management's Analytics Office is seeking a SEC Fellow (Senior Financial Analyst). As a Senior Financial... ...complex data, operational, and policy issues affecting investment... ...objectives. #J-18808-Ljbffr U.S.-Securities-and-Exchange-CommissionSeniorPolicyWork at office
$145k - $170k
...CAEngineering & Tech - IT/Infrastructure Management /Full Time /RemoteThe RoleThe Senior Security Engineer is a newly established... ...work-life balance through our policies and benefits listed below. As a... ...the security tool stack so investments are coherent, well-integrated, and...SeniorPolicyFull timeTemporary workWork at officeLocal areaRemote work$153.43k - $332.7k
...believe nothing is more important than investing in our culture because it's an investment... ...a firm. KPMG is currently seeking a Senior Manager to join our Business Tax Services... ...as the abilities to adhere to company policies, exercise sound judgment, effectively manage...SeniorPolicyFull timeLocal area$223k - $335k
...intelligence products. The Senior Director, Strategic... ...provides broad management and leadership to senior... ...intelligence studies, public policy, business, or law... ...rules and the federal securities laws is required.Strong... ...restrictions on employees’ investments and requires financial...SeniorPolicyFull timeTemporary workFor contractorsFor subcontractorWork at officeLocal areaImmediate start$185k - $300k
...Credit Banker Wealth & Investment Management (WIM) is one of the United... ...proactive outreach across CRG, senior Custom Credit team members,... ...after 9/30/2018, the Securities Industry Essentials (SIE) exam... ...required Specific compliance policies may apply regarding outside...SeniorPolicyOngoing contractWork experience placementImmediate start- ...Financial Advisor Senior The Senior Financial Advisor... ...SFA) serves as Wealth Management's primary point of... ...advisory services and securities products. Assist in... ...on discovering investment related needs and solutions... ...the executed Investment Policy Statement....SeniorPolicyShift work
- ...Description Job Description The Senior Information Security Lead is a hands‐on senior... ...communication, without managing a team. Principal... ..., including access policies, data protection rules, and... ...traded mortgage real estate investment trust. Company Description...SeniorPolicy
$167.3k - $261.4k
...Overview RAND's Center on AI, Security, and Technology (CAST), part... ...strategic leader to serve as Senior Research Lead - AI Security Portfolio... ...and biotechnology—to shape policies that protect global security... ...policy analysis. Mentor and manage senior technical staff,...SeniorPolicyFixed term contractWork experience placementRemote workWork from home
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Counsel - Investment Management & Securities Policy. Be the first to apply!
- senior technical analyst Los Angeles, CA
- senior associate attorney Los Angeles, CA
- senior developer Los Angeles, CA
- sr industrial security specialist Los Angeles, CA
- senior aws cloud engineer Los Angeles, CA
- senior manager business development Los Angeles, CA
- remote senior salesforce administrator Los Angeles, CA
- senior control systems engineer Los Angeles, CA
- senior marketing operations manager Los Angeles, CA
- senior manager tax Los Angeles, CA



