Marketing Compliance Manager — SEC/FINRA Expert
$160k - $180kBetterment
Betterment, based in New York City, is seeking a Compliance Manager to manage a dynamic team and oversee compliance functions within the marketing department. The ideal candidate will have significant experience with SEC and FINRA marketing rules, strong management skills, and the ability to thrive in a fast-paced environment. This role offers a competitive salary ranging from $160,000 to $180,000, along with hybrid work options and an attractive benefits package, including equity for all employees. #J-18808-Ljbffr Betterment
- ...York, NY is seeking an Associate Director of Compliance. In this role, you will leverage your senior compliance expertise focusing on FINRA and SEC regulations, draft and maintain Written Supervisory Procedures, and manage training programs. The ideal candidate possesses...Suggested
$135k - $165k
Webull-Financial is looking for an Associate Director of Compliance based in New York. This role involves overseeing compliance with FINRA and SEC regulations, drafting supervisory procedures, and providing regulatory guidance to business partners. The ideal candidate will...Suggested- Rutherford Search is seeking an experienced Chief Compliance Officer in New York to lead the compliance function for a respected investment manager. The role involves developing and overseeing the compliance programme, managing SEC inquiries, and advising on regulatory...Suggested
$150k - $190k
A leading compliance role is open for a Senior Compliance Officer at an established firm... ...in New York. Responsibilities include managing compliance for security-based swap dealer... ...experience in compliance, particularly with SEC and FINRA regulations, and will offer insights on...SuggestedPermanent employmentFull time$92k - $96k
...looking for an experienced EDGAR Specialist to ensure precise SEC filings and support both partners and clients. This fully remote... ...skills and excellent attention to detail, with a commitment to compliance and quality control. The position offers a competitive salary ranging...SuggestedRemote job$142.65k - $214.5k
KPMG LLP is seeking Managers in New York, NY, to handle SEC regulatory filings, accounting support for mergers, and audits. A Bachelor’s degree in Accounting or related field with five years' advisory experience is required, while a Master’s with two additional years is...$90k - $130k
Arch Insurance Group Inc. is seeking a Manager, IT Compliance to enhance their compliance function in the United States. The selected individual will work closely with the CISO and IT Security Director, overseeing compliance activities and managing IT control assessments...Remote job- A property management firm is seeking a Compliance Manager for its New York office. The role focuses on managing compliance for residential units, ensuring adherence to HUD regulations, and working on audit and reporting oversight. The ideal candidate should have proficiency...Work at office
$150.5k - $279.5k
...and impact. The Department: Compliance The Compliance Team at Gemini is dedicated to managing the next generation of... ...of Compliance, Gemini Galactic Markets, LLC Gemini is seeking a... ...securities and commodities regulation, SEC, FINRA, CFTC, and NFA, with hands-on...Work at officeRemote workFlexible hours- Inspira Education Group, located in New York, is seeking a Marketing Operations Manager to enhance systems and processes within their CRM operations team. The ideal candidate will collaborate with sales and marketing teams, improve workflows, and utilize HubSpot for efficient...
$125k - $150k
Strategas Asset Management provided pay range This range is provided... ...Asset Management (SAM) is an SEC-registered investment advisory... ...Strategas Securities, LLC (STS), a FINRA member broker‑dealer and RIA.... ...and detail‑oriented Compliance Program Manager to support and...Full time- A globally recognized staffing firm is seeking a Manager of SEC Reporting in New York. This role requires preparing quarterly and annual SEC filings, ensuring compliance with regulations, and leading a team to improve financial reporting processes. The ideal candidate...
$90 - $120 per hour
Mercor is seeking a Controllership Expert responsible for creating and managing technical accounting tasks. Candidates should possess a BS or MS in Accounting and have over 5 years of experience in controllership or technical accounting. This position involves developing...Remote jobHourly pay$160k - $180k
...role You are eager to join a dynamic team to help manage the compliance function at one of the most innovative registered investment... ...improvement. You have significant experience with SEC and FINRA marketing rules and have expertise in marketing review. You have strong...Summer holidayWork at officeLocal areaFlexible hours$105.6k - $132k
...Framework Ventures is seeking an experienced accounting professional to manage SEC reporting and financial statements while leading a high-performing team in the United States. The role requires expertise in US GAAP and SEC regulations, along with excellent project management...- ...RiskExec, Inc. is seeking a Senior Product Marketing Manager to own and communicate the platform's value to the market. This role requires 5-8 years in B2B SaaS marketing, strong ability to translate complex capabilities into clear messaging, and collaboration with Sales...Remote work
- Greenboard, based in New York City, is seeking a Founding Marketing Manager to lead events, digital demand, and content strategies. You will develop and execute marketing campaigns directly impacting pipeline and brand credibility. Applicants should have 3+ years in B2B...Flexible hours
- ...Reporting based in New York, NY. This role involves performing quarterly reviews, managing non-GAAP adjustments, and liaising with various corporate functions. Candidates should have 7-10 years of SEC reporting experience, preferably with a Bachelor's degree in accounting....
$160k - $180k
...About the role You are eager to join a dynamic team to help manage the compliance function at one of the most innovative registered... ...continuous improvement. You have significant experience with SEC and FINRA marketing rules and have expertise in marketing review. You have...Temporary workSummer holidayWork at officeLocal areaFlexible hours- ...Overview The Senior Compliance Manager will lead critical compliance projects... ...requires deep expertise in financial markets regulations, strong project... ...regulations such as: US: SEC Rule 15c3-5 (Market Access Rule), Reg NMS, Reg SHO, FINRA rules Europe: MiFID II/MiFIR,...Remote work
$60 - $80 per hour
...blockchain and digital assets company is seeking a senior Compliance Specialist/Program Manager to help rebuild and modernize its compliance program.... ...regulatory frameworks, including FATF, FinCEN, MiCA, and SEC/CFTC positions on digital assets Strong understanding of...Remote work- ...is looking for a motivated Sales Expert to lead full-cycle B2B sales of AI-driven services in the US market. You will be responsible for generating leads, managing the sales process, and... ...in AI or data science Understand compliance and legal concerns related to AI...Remote workFlexible hours
$209k - $219k
LB Pharmaceuticals is hiring a Director of Internal Controls and SEC Reporting in New York. This role is pivotal in leading the Sarbanes-Oxley compliance initiatives and managing SEC filings. The candidate must have a Bachelor's in Accounting or Finance, a CPA certification...$92k - $125k
Overview Zip is looking for a Compliance Manager to support and enhance components of our U.S. compliance... ...to BNPL, consumer lending, payments, marketing, servicing, and customer experience... ...the business. Support, as needed, SEC and public company compliance‑related activities...Casual workWork at officeFlexible hours- ...Wealth is scaling rapidly through acquisition, and we’re hiring a Compliance Manager to help operationalize and scale our RIA compliance platform... ..., MCO, ACA Alpha, Greenboard) Direct experience supporting SEC exams with systemized evidence collection Behaviors and...
$159k - $198k
...smarter and move faster in more than 200 markets. By combining global corporate cards and banking with intuitive spend management, bill pay, and travel software, Brex enables... ...career. What you’ll do As a Manager, Compliance Marketing, you will play a key role in executing...Full timeFixed term contractWork at officeRemote workWork from home$77.1k - $123.3k
Cengage, located in Kentucky, is seeking a technical accounting professional to research, advise, and support financial reporting and compliance. The ideal candidate will hold a Bachelor's degree in accounting or finance, with CPA preferred and over 4 years of related...$128.6k - $210k
Initial Therapeutics, Inc. is hiring a Manager of Advertising and Promotion to lead US regulatory activities for marketed products. The ideal candidate will have at least... ...regulatory guidance across teams and ensuring compliance with advertising regulations. Benefits...$148k - $175.5k
...write and speak about best practices in Compliance Program Management and Compliance Risk Technology. Who... ...the world. Our mission relies on expert analysis and bold ideas to deliver actionable... ...work? Our vast, virtually untapped market potential offers limitless...Remote workWorldwideShift work- A growing consultancy in life sciences seeks a Manager - Market Access to lead strategic commercial projects, mentor teams, and develop market... ...with opportunities for rapid career progression and exposure to high-impact projects. #J-18808-Ljbffr SEC Life Sciences
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