Senior SBSD Compliance Leader | SEC/FINRA Expert
$150k - $190kUNAVAILABLE
A leading compliance role is open for a Senior Compliance Officer at an established firm based in New York. Responsibilities include managing compliance for security-based swap dealer activities and ensuring alignment with regulatory obligations. The ideal candidate will have extensive experience in compliance, particularly with SEC and FINRA regulations, and will offer insights on regulatory updates to management. This permanent, full-time position offers a competitive salary in the range of $150-$190K, dependent on qualifications, and comes with a robust benefits package. #J-18808-Ljbffr UNAVAILABLE
Vacancy posted 3 days ago
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