Senior FCM Compliance Lead & Advisor
$150k - $180kMarex Group
A global financial services provider in New York seeks a Senior Compliance Officer – FCM Advisor to provide compliance advisory services, ensuring adherence to SEC, FINRA, and CFTC regulations. The role requires excellent communication, analytical skills, and a Bachelor's degree in a related field. Salary is $150,000 to $180,000 annually plus eligibility for bonuses. Join a dynamic team and contribute to fostering a compliant culture and maintaining regulatory relationships. #J-18808-Ljbffr Marex Group
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior FCM Compliance Lead & Advisor in New York, NY vacancy
$150k - $180k
Senior Compliance Officer - FCM Advisor - VN2537 New York, NY Full-Time Compliance Diversified. Resilient. Dynamic. Marex is a global financial services... ...office teams across day‑to‑day business activities. Lead preparation and submission of key regulatory filing and...SeniorFull timeWork at officeImmediate start$184.8k
...Hospitable, Inc is looking for a Senior Compliance Officer to lead their compliance initiatives. This role involves managing the SOC 2 Type II compliance program and rolling out PCI DSS compliance. The candidate should have significant experience in compliance programs...SeniorRemote workHospitable, Inc
New York, NY20 hours ago- ...CVS Health in Oklahoma is looking for a Senior Analyst to join the Periodic Access Review team under Identity Access Management. This... ...critical in executing the access review control process to ensure compliance with internal policies and external regulations. The ideal...Senior
Hispanic Alliance for Career Enhancement
Brooklyn, NY20 hours ago $64.89k - $173.04k
...CVS Health is looking for a Senior Analyst in New York, NY to join the Periodic Access Review team. You will execute access reviews in accordance with documented procedures, ensuring compliance and accuracy during the process. The ideal candidate has 2+ years of experience...SeniorFull timeHispanic Alliance for Career Enhancement
New York, NY1 day ago- The Hispanic Alliance for Career Enhancement is seeking a Senior Analyst within the Periodic Access Review team at CVS Health. The role... ...accurately while collaborating with team members to ensure compliance with security requirements. Candidates should have at least 2 years...Senior
$64.89k - $173.04k
CVS Health in Georgia is hiring a Senior Analyst within the Periodic Access Review (PAR) team under Identity... ...access review control process, supporting team leads and mentoring junior analysts, while ensuring compliance with internal policies and external regulations. The...Senior- Stryker Corporation is seeking a Senior Analyst for their Periodic Access Review team in Idaho. The role focuses on executing access review processes, ensuring compliance with internal and external requirements, and mentoring junior analysts. The ideal candidate will have...SeniorFull time
$64.89k - $173.04k
CVS Health is looking for a Senior Analyst within the Periodic Access Review team, responsible for executing the access review control process. Candidates should have at least 2 years in IT Compliance/Audit, and strong skills in Microsoft Excel. This full-time role offers...SeniorFull time- Framework Ventures is looking for a Senior Compliance Associate to manage its state lending licenses and handle regulatory reporting. This role is critical in ensuring compliance with lending regulations while providing support during state examinations. The ideal candidate...Senior
- ...Oura is seeking a Senior Governance, Risk, Compliance (GRC) Analyst to join the Security Team in New York City. This role involves leading GRC initiatives, managing compliance policies, and performing risk assessments. Candidates should have over 6 years of experience...SeniorRemote workFlexible hours
Itlearn360
New York, NY3 days ago - ...A dynamic marketing agency is seeking a Social Supervisor to lead social media strategy and team management. The ideal candidate has 4-6 years of experience with paid social campaign management and exceptional management skills. Responsibilities include cultivating client...Senior
Good Apple
New York, NY4 days ago - Madison-Davis, LLC is seeking a Senior Equities Compliance Officer to provide regulatory advisory support within its equities trading and sales businesses. This position operates within the second line of defense, focusing on U.S. securities laws and SEC/FINRA requirements...Senior
- ...international consulting group in New York is seeking a Compliance Risk Assessment Officer to lead and manage the annual Compliance Risk Assessment... ...analytical skills, and the ability to present findings to senior stakeholders. Employees enjoy a competitive salary with...Senior
Talan Group
New York, NY4 days ago - ...A leading investment bank in Midtown, Manhattan is seeking a Client Onboarding AVP for... ...skills to onboard clients while ensuring compliance with KYC and AML regulations. The successful... ...banking experience ready to take on a mid-senior level position. #J-18808-Ljbffr...SeniorFull time
Social Capital Resources
New York, NY3 days ago - ...Greenberg, Traurig, PA is seeking a Senior Events Coordinator in New York City. The role involves planning and executing events, collaborating across teams, and maintaining high standards of client service. The ideal candidate will have a bachelor’s degree and 3-5 years...SeniorWork at office
Greenberg Traurig
New York, NY1 day ago - Selby Jennings is seeking a Medicaid Actuarial Senior Principal in the USA to provide strategic leadership across multi‑state rate‑setting programs. You will guide senior actuarial work, advise on capitation methodologies, and mentor teams of actuaries and policy professionals...Senior
$180k - $245k
...Aon is seeking a Senior Property Placement Broker in New York, NY, to develop strategic risk management solutions for Power and Renewable Energy clients. The role involves developing traditional insurance programs, client relationship management, and negotiation with...SeniorAon
New York, NY4 days ago$82.92k - $150k
...A leading cryptocurrency exchange is seeking a Senior Compliance Officer to develop and implement compliance programs related to BSA/AML and KYC regulations. Candidates should have a Bachelor’s degree and at least 5 years of experience in compliance within the financial...SeniorRemote workTOP cryptocurrency exchange
New York, NY2 days ago$160k - $175k
...A leading banking institution is seeking a Senior Compliance Officer to support its consumer regulatory compliance functions. Based in New York, NY or Miami Lakes, FL, the role involves executing the Compliance Program, providing compliance resource expertise to business...SeniorFlexible hoursPopular
New York, NY3 days ago$140k - $160k
...Versana LLC. in New York is looking for a Senior Implementation Analyst to enhance the onboarding of clients within the syndicated loan market. The candidate should have 7+ years of experience in software project implementation, specifically in financial services, along...SeniorVersana LLC.
New York, NY20 hours ago- ...to connect them with exceptional professionals for this role. We’re seeking a future team member for the role of Senior Vice President, Lead Service Designer to join our Global Payments & Trade team. This role is located in New York, NY. In this role...SeniorWorldwide
BNY
New York, NY12 days ago - We are on the lookout for a competent and enthusiastic Senior Compliance Advisor to guide our team in delivering expert advisory services within... ...and challenging position. Responsibilities Independently lead walkthroughs and manage projects, ensuring adherence to timelines...SeniorLocal area
- TXU Retail Services Company is seeking a Sr. Outage Cycle Manager in Oak Harbor, Ohio. This crucial role involves managing the Outage Management departments, ensuring cost-effective operations and safety during outages. The ideal candidate will have a minimum of 8 years...Senior
TXU Retail Services Company
Brooklyn, NY20 hours ago - ...enables employees’ growth and success. As a leading global financial services company at the... ...extraordinary. We are looking for a Senior Director, Loans Enablement Platform... ..., mitigate, and manage operational and compliance risks. Uses in-depth knowledge of...SeniorWork experience placementWorldwide
BNY
New York, NY12 days ago $45 - $60 per hour
A health care organization seeks a skilled ultrasound technician to perform non-invasive echocardiograms and collaborate with the clinical team. The ideal candidate will have an associate degree, relevant certification, and at least 5 years of experience in a cardiovascular...SeniorHourly payAtria Health LLC
New York, NY4 days ago$100k - $130k
StoneX Group Inc. is seeking an experienced onboarding specialist to support the FCM account setup process. This role involves thorough reviews of compliance documents, ensuring client onboarding aligns with US regulations, and addressing potential AML risks. With a focus...$115k - $185k
...A medical device company is seeking a Senior Regulatory Affairs Specialist to lead regulatory submissions and strategy for new product development. This role offers flexibility in levels and can be remote, aligned with US East Coast hours. Candidates should have a Bachelor...SeniorRemote workLexington Medical, Inc.
New York, NY2 days ago- ...A biopharmaceutical company is seeking a Senior Manager, Global Regulatory Affairs Labeling to lead its global labeling initiatives. This role involves strategy development for labeling, ensuring compliance, and managing cross-functional stakeholder reviews. Candidates...SeniorRemote work
Planet Pharma
New York, NY20 hours ago $80k - $90k
...Authentic Brands Group is looking for a Senior Trademark Paralegal to manage their extensive trademark portfolio in New York City. This role requires at least 3 years of experience in trademark processes, including managing U.S. and international trademark applications...SeniorAuthentic Brands Group
New York, NY4 days ago- ...government services provider is seeking an eDiscovery Analytics Lead in New York. The ideal candidate will have at least 5 years of... ...processing approaches, consulting with attorneys, and ensuring compliance with ESI specifications. The role requires strong PowerShell scripting...Senior
CGS Federal (Contact Government Services)
New York, NY3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior FCM Compliance Lead & Advisor. Be the first to apply!
Related searches
- financial compliance analyst New York, NY
- senior regulatory affairs specialist New York, NY
- regulatory affairs consultant New York, NY
- regulatory compliance specialist New York, NY
- trade compliance specialist New York, NY
- legal compliance analyst New York, NY
- human resources compliance specialist New York, NY
- research compliance officer New York, NY
- regulatory specialist New York, NY
- coding compliance specialist New York, NY