Market Conduct Compliance Manager: Regulator Liaison & Exams
$66.33k - $145.86k9025 CVS Shared Services Resources LLC
9025 CVS Shared Services Resources LLC is seeking a Compliance Manager to lead market conduct exams and regulatory inquiries. This role involves interacting with state regulators and ensuring compliance with company standards, laws, and regulations. The ideal candidate will have over 5 years of relevant experience and strong analytical and communication skills. This full-time position offers a pay range of $66,330 to $145,860 annually, with benefits such as medical coverage, paid time off, and retirement savings options. #J-18808-Ljbffr 9025 CVS Shared Services Resources LLC
$66.33k - $145.86k
Position Summary As a Compliance Manager, you are joining the Corporate Compliance Market Conduct Exam team. You will lead market conduct exams and regulatory inquiries, interacting with state regulators, driving the implementation of corrective action plans, and providing...SuggestedFull timeWork experience placement- ...search for Director Marketing Compliance The Opportunity... ...Position A global asset manager is looking for a... ...marketing and fundraising regulations and protocols.... ...periodic regulatory exams, annual reviews and internal... ...Participate in and conduct training for employees...SuggestedFull time
$125k - $165k
...brokerage and wealth management platform that's... ...Asian securities markets, ensuring your... ...Role As the VP/AML Compliance, you will lead a... ..., SEC, and state regulations. Act as a subject... ...respond to regulatory exams, audits, and... ...interviews will be conducted in person or...SuggestedWork at officeLocal areaRemote work- ...Rehabilitation & Health Care Center – Marketing Liaison Manhattanville Bronx, NY 10463 (Riverdale... ...relationships with hospitals, case managers, discharge planners, and community partners... ...drive admissions to meet census goals Conduct daily outreach, including in-person visits...SuggestedLocal areaMonday to FridayDay shift
$90k - $100k
...Marketing Liaisons Located in Queens, NY Salary: $90K-$100K range - based on experience/facility... ...leaders, social workers, case managers, discharge managers to maintain and develop... ...monitor new business development plans Conduct research as needed. Qualifications...SuggestedTemporary workLocal area$225k - $265k
Bullish, Inc. is seeking a Chief Compliance Officer to lead the U.S. compliance program across several... .... The role requires significant experience managing compliance in U.S. financial services and engagement with regulators. The ideal candidate will possess a strong background...$70k
...healthcare experience as a Marketer or in Admissions; experience... ...Strong organizational and time management abilities to handle multiple... ...the admissions process and regulations within the healthcare... ...including reviewing applications, conducting interviews, and evaluating prospective...$65k - $75k
Intermediate Client Onboarding Manager - Mid-Market Retirement Apply locations... ...notices if needed. Compliance/Technical Delegate and monitor... ...distributed to participants on time. Conduct consultative discussions... ...of retirement plan regulations Client focused to provide exceptional...Full timeContract workWork at officeRemote workWork from home- ...are seeking a dynamic and relationship-driven Marketing / Hospital Liaison to join our team at a skilled nursing... ...maintain relationships with hospitals, case managers, discharge planners, and community partners Conduct regular onsite visits to referral sources to...Full timeWork at officeLocal areaFlexible hours
$95k - $125k
...that designs, sources, markets and sells high quality... ...technically savvy CRM Manager to lead the... ...plus. Familiarity with compliance requirements for privacy... ...digital communication regulations and legislation domestically... ...offer of employment or conduct onboarding activities...Summer workSeasonal workLocal area$90k - $120k
...investment fund that owns and manages a portfolio of exceptional... ...The CRM and Lifecycle Marketing Director is responsible for... ...hygiene, enrichment, and compliance with privacy regulations to support strategic marketing... ...optimize performance : Conduct A/B testing and quality...Remote work- FALL CREEK FARM & NURSERY is seeking a Cargo Exam Specialist in New York. This role involves coordinating cargo examination schedules and ensuring compliance with customs regulations. The candidate should have at least 2 years of relevant experience. Key responsibilities...
$120k - $190k
...integrated solutions to manage everything from... ...The Legal, Risk & Compliance ( LRC ) team at... ...compliance and ethical conduct, and ensuring we... ...with US regulators on ad‑hoc inquiries... ...or manage on‑site exams and inspections (in... ...and other external market factors. Certain roles...Temporary workWork at officeLocal areaWorldwide$92k - $125k
...Overview Zip is looking for a Compliance Manager to support and enhance... ...consumer lending, payments, marketing, servicing, and customer experience... ...management system (CMS). Conduct compliance reviews of... ...impact of new or evolving laws, regulations, and regulatory guidance...Casual workWork at officeFlexible hours- ...Overview The Senior Compliance Manager will lead critical compliance projects and initiatives... ...requires deep expertise in financial markets regulations, strong project management skills, and... ...) Regulatory domains (e.g., market conduct, transaction reporting) Deep expertise...Remote work
$73.8k - $182.6k
...As the Marketing Engagement Associate Manager, you will oversee marketing initiatives, develop strategic program... ...Experience in working in a highly regulated industry, (FDA, EPA, CDC)... ...action, including an investigation conducted by the employer, or (c) consistent...Work experience placementLive inWork at officeLocal area$42 - $48 per hour
...are unique. Engineering, product management, UX/UI design, SEO, creative, marketing, sales, client support, social... ...activities comply with New York cannabis regulations and Leafly brand standards... ...and motor vehicle check will be conducted after a conditional offer of...Hourly payFull timePart timeFor contractorsLocal areaImmediate startRemote workFlexible hoursShift workWeekend workAfternoon shift$143k - $214k
...seeking access to crypto markets. We are safe and... ...The Senior Compliance & Client Implementation Manager will play a critical... ...primary compliance liaison for institutional onboarding... ...priority will be conducting and overseeing... ..., or an equivalent regulated sector. Strong knowledge...- ...Medical Science Liaison, Dermatology Dupilumab... ...role, you will manage a base of 55... ...external experts by conducting timely, appropriate... ..., consumers, regulators, payers, and healthcare... ...maintaining full compliance with relevant... ...understanding of the markets needs and...Local areaFlexible hours
- ...bank's digital offerings and wealth management banking strategy in the market while working with the Home Office... ...best practices and ensure compliance with policies and procedures, while... ...Financial Advisor recruits, vendors, regulators, and outside legal counsel. Additional...Work experience placementWork at officeWork from homeHome officeShift workDay shift
$225k - $265k
...platform that provides market infrastructure and... ...services, including a regulated digital assets spot and... ...role serves as the Chief Compliance Officer for Bullish US... ...primary compliance liaison with state and federal... ...exchange activities. Manage regulatory examinations...Work at office- ...As an IT Compliance Manager , you will conduct in-depth evaluations of our technological infrastructure to... ...ensure compliance with financial market regulations and data protection standards. This... ...jurisdiction Act as a compliance liaison for technology and trading teams Participate...Remote work
$225k - $265k
...Chief Compliance Officer This is a senior leadership... ...Bullish grows its US regulated footprint. This role... ...as primary compliance liaison with state and federal... ...exchange activities. Manage regulatory... ...compliance posture. Lead market surveillance oversight...Work at office$10k
...how companies move and manage billions, Ramp is the place... ...an experienced Product Compliance Program Manager to join... ...offerings and market reach. In this role, you... ...for control development Conduct targeted risk assessments... ...assessments, regulatory exams, and partner diligence...Full timeWork at officeHome officeRelocation packageFlexible hours- ...Medical Science Liaison - Northeast role... ...external experts by conducting timely,... ...patients, consumers, regulators, payers, and healthcare... ...maintaining full compliance with relevant... ...understanding and risk management by ensuring... ...understanding of the market’s needs and...Full timeContract workWork at officeLocal areaRemote workFlexible hours
$42 per hour
...budget, and subject to Fair Market Value evaluation. The... ...area. Examples: executive, management, and secretarial positions... ...Customer Service & Professional Conduct ~ Skilled at... ...confidentiality and privacy in compliance with HIPAA regulations. ~ Demonstrates...Daily paidPart timeLocal areaShift work$130k - $170k
...-to platform for managing your home and accessing... ...for a seasoned compliance professional to... ..., operations, marketing, and leadership teams... ..., including TILA/Regulation Z, RESPA, ECOA/... ...program — conducting initial and ongoing... ..., and regulatory exam support ~ Familiarity...Work from homeFlexible hours- ...Join to apply for the Retention Marketing Manager role at Snif Join to apply for the Retention Marketing Manager role at Snif Snif is setting... ...Stay up to date on best practices in retention marketing, conduct research on emerging trends, and support creative ideation and...Full timeWork experience placementRemote workWork from homeFlexible hoursShift work
$250k
The Relationship Manager is a pivotal role responsible... ...the North America Markets franchise. This senior... .... Governance, Risk & Compliance: Lead strong governance... ...applicable laws, rules, and regulations, adhere to Policy,... ...personal behavior, conduct, and business practices...Full time$145k - $165k
...Position Overview The Compliance Manager is a member of the FUJIFILM Holdings... ...related to laws and regulations, including healthcare compliance... ...to join us to help create, market, and support a vast portfolio... ...procedures, and guidelines. Conduct healthcare, anti-corruption,...Remote workFlexible hours
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