Senior Compliance Officer - Regulatory Oversight
$130k - $150kMan Group
Man Group is seeking a Compliance professional in New York to join their team. This position requires overseeing compliance with applicable regulations, assisting in regulatory filings, and supporting compliance training initiatives. The ideal candidate will have over 5 years of relevant experience, a strong understanding of compliance regulations, and excellent organizational and communication skills. The role includes a competitive salary range of $130,000 - $150,000 USD. Man Group offers a comprehensive benefits package, emphasizing work-life balance and inclusion. #J-18808-Ljbffr Man Group
- ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight About the Company Leading global financial institution with broad exposure... ...a strong background in monitoring, testing, and regulatory compliance, particularly within complex financial...SeniorRegulatory
- ...firm is looking for an experienced, Senior Compiance Officer to join their growing team. The... ...Officer will provide real-time regulatory guidance and oversight to the firm's equities trading and... ...teams, ensuring a strong culture of compliance across the firm. This role will...SeniorRegulatory
- SGS Société Générale de Surveillance SA is hiring for a compliance advisory role focused on regulatory guidance and oversight of research publications. The ideal candidate will possess strong knowledge of U.S. securities laws and have at least 5 years of relevant experience...SeniorRegulatory
- ...institution that has recently established a new Compliance Regulatory Initiatives team within its U.S.... ...they are looking to add a Compliance Officer to support firmwide policy, procedure,... ..., training alignment, and ongoing oversight of policy systems and portals to ensure...SeniorRegulatory
$90k - $160k
...Overview COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION What is the Opportunity? The Senior Consumer... ...mitigate compliance risk. Maintaining regulatory change management, policies and... ...compliance. This role is responsible for oversight of periodic analysis of the mortgage...SeniorRegulatoryWork experience placementRemote work- Overview We are seeking a highly motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real‑time regulatory guidance and oversight to the firm’s fixed income trading and sales teams. The role ensures...SeniorRegulatory
- Compliance - Senior Compliance Officer - New Jersey New Jersey About us: Founded in 2015, B2C2 is a global... ...senior compliance leader to strengthen regulatory engagement discipline, drive... ...C2’s Compliance Program, including oversight of policies and procedures. Strengthen...SeniorRegulatoryLocal areaShift work
- ...markets, we need an execution-focused senior compliance leader to strengthen regulatory engagement discipline, drive... ...regulatory regimes such as stable‑coin oversight and digital‑asset licensing... ...management and the Global Chief Legal Officer. Serve as a key stakeholder in...SeniorRegulatoryLocal areaWorldwideFlexible hoursShift work
- Senior Compliance Officer - Investec USA Investec USA's Compliance Advisory function is based in our... ...Responsibilities Provide day‑to‑day regulatory and policy advice to business lines,... ...business lines, supervision and employee oversight. Support the registration and...SeniorRegulatoryWork at office
- Security Based Swap Dealer Senior Compliance Officer Serve as the leader in all aspects of compliance... ...to meet the firm’s compliance and regulatory obligations. About the Role Responsible... ...regulations. In addition to leading the oversight of the SBSD compliance program, the...SeniorRegulatoryFull time
$215k - $260k
...Overview PIMCO is seeking a seasoned and strategic Senior Vice President, Senior Compliance Officer to lead critical components of the firm's global... ...a leadership role focused on Central Compliance oversight, regulatory excellence, and enterprise-level program execution...SeniorRegulatoryFlexible hours$100k
...seeking a highly motivated Compliance Officer to join our Private Funds Alternatives... ...in supporting compliance oversight for private funds and... ..., ensuring adherence to regulatory requirements and internal policies... ...and reports for senior management and stakeholders...SeniorRegulatoryPermanent employmentTemporary workWork at officeFlexible hours- Senior Safety and Compliance Officer The Senior Safety and Compliance Officer (SSCO) is a leadership position... ...for staff supervision and oversight of all chemical and laboratory safety... ...knowledge of national safety standards and regulatory guidelines. Ability to respond to...SeniorRegulatoryWork at officeLocal area
$81.4k - $151.8k
...Risk & ComplianceThe Capital Markets Senior Compliance Officer will assist in the effective implementation... ...internal business partners to ensure regulatory, corporate and fiduciary obligations... ...have a specific focus on compliance oversight over BMO’s Capital Markets and equity...SeniorRegulatoryContract workPart timeLocal area- ...directly into the CCO and cover Central Compliance function for the firm including Marketing... ..., Code of Ethics, Personal Trading, Regulatory Filings, Policies and Procedures, Assisting... ...a plus but not required. This is an in-office role based in Midtown Manhattan. #J-1880...SeniorRegulatoryWork at office
$72k - $90k
...SENIOR REGULATORY CONSULTANT page is loaded## SENIOR REGULATORY CONSULTANTlocations... ...:**Cancer Clinical Trials Office**Work Shift:**Day**Work Days... ...0,000.00A Senior Regulatory Compliance Coordinator works under the... ...to junior staff— providing oversight and training to multiple...SeniorRegulatoryWork at officeShift work- Larson Maddox, a global quant trading firm based in New York, is seeking an experienced Senior Compliance Officer to ensure compliance with regulatory requirements. This role involves providing guidance to equities trading and sales teams, requiring 6+ years of relevant...SeniorRegulatory
$100k - $125k
...the Role We are looking for a Senior Compliance Analyst to own critical... ...internal and external audits and regulatory examinations, including... ...management frameworks and vendor oversight programs Solid working... ...ll be expected to be in the office 3‑ days a week (Tuesday, Wednesday...SeniorRegulatoryHourly payTemporary workWork at officeRemote workWork from home3 days per week- A compliance-focused staffing agency in New York is seeking a Compliance Officer to ensure adherence to regulatory standards. Responsibilities include developing compliance programs, conducting audits, and providing training. The ideal candidate has a Bachelor's degree...SeniorRegulatory
- ...Governance Risk Advisor who will play a crucial role in providing oversight and validation of governance, risk, and control activities... .... This position requires expertise in risk assessment and regulatory compliance, with a strong advisory component, ensuring alignment with...SeniorRegulatoryRemote jobMonday to Friday
$40.85k - $88.51k
Senior Specialist, Delegation Oversight (Remote) United States Job Description JOB DESCRIPTION... ...activities to ensure compliance with state, federal,... ...communication skills. Microsoft Office suite proficiency (... ...Qualifications Quality management/regulatory/delegation oversight/...SeniorRegulatoryRemote jobFull timeWork experience placementWork at office- ...associates, please click here. Overview A Senior Regulatory Compliance Coordinator works under the direction... ...Compliance in Cancer Clinical Trials Office at the Montefiore Einstein... ...a mentor to junior staff— providing oversight and training to multiple study teams...SeniorRegulatoryWork at office
- We are partnering with a leading global financial services firm seeking a Senior Equities Compliance Officer to provide regulatory advisory support to its equities trading and sales businesses. This role sits within the second line of defense and focuses on ensuring alignment...SeniorRegulatory
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified... ...liquidity classifications, valuation oversight, and board reporting. Conduct ongoing... ...trade surveillance to ensure adherence to regulatory requirements, client mandates, and...SeniorRegulatory$175k - $200k
...transaction documentation and regulatory requirements. Develop, maintain, and enhance compliance policies and written supervisory... ...trusted advisory relationships with senior business leaders, serving as a... ...to partner closely with front-office and senior stakeholders,...SeniorRegulatory- ...Systems International, Inc. is seeking a Senior Credentialing Specialist to manage... ...for healthcare providers in compliance with security and regulatory standards. The ideal candidate will... ...and must possess strong skills in MS Office and customer relationships. This role...SeniorRegulatoryFlexible hours
$160k - $212k
...Governance Team (part of the wider AML Compliance Team) is looking for a FEC Counsel with... ...Governance Team is tasked with keeping track of regulatory developments, digesting and translating... ...enjoys collaborating across levels of seniority, cultures, and backgrounds; and, You...SeniorRegulatoryFull timeRelocation- ...continued growth and the ongoing success of our Regulatory Affairs Consulting team, Parexel is seeking an experienced Senior Regulatory Affairs Consultant (Program /... ...sales presentations Provide proposal support and oversight, participating in bid defense meetings...SeniorRegulatory
$150k - $180k
Senior Compliance Officer - FCM Advisor - VN2537 New York, NY Full-Time Compliance Diversified. Resilient. Dynamic. Marex is a global financial... ...increasingly complex. Marex must navigate a wide range of regulatory requirements to maintain licenses and protect Marex’s...SeniorRegulatoryFull timeWork at officeImmediate start£45k per year
...environmentally sensitive catchments. As Senior Regulatory Data Specialist, you'll be central to... ...taking ownership of regulatory compliance under scrutiny. We will support development... ..., licence applications, and financial oversight, ensuring robust processes are in place...SeniorRegulatoryFull timeFlexible hours
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