Senior Compliance Officer — Risk, Audits & Policy
Avert Staffing
A compliance-focused staffing agency in New York is seeking a Compliance Officer to ensure adherence to regulatory standards. Responsibilities include developing compliance programs, conducting audits, and providing training. The ideal candidate has a Bachelor's degree and 4-10 years of compliance experience. This role requires strong analytical and communication skills, as well as regulatory knowledge. #J-18808-Ljbffr Avert Staffing
$125k - $222.5k
...Title Private Bank Americas - Senior Compliance Officer Corporate Title Vice... ...applicable laws, regulations, firm policies, and procedures You will... ..., partnering with Business Risk to support regulatory change... ...working closely with Legal, Audit, Divisional Control, and...SeniorPolicyRiskWork at officeWork from home$81.4k - $151.8k
...W 42nd Street Job Family Group: Audit, Risk & Compliance The Equities Compliance Vice President... ...on implications of new regulatory policies or Bank products and assists in the implementation... ..., and/or compliance risks for senior management, and/or Committees/Boards...SeniorPolicyRiskContract workPart timeLocal area$115k - $130k
...Senior Security Compliance Analyst (Remote - US) Senior Security Compliance... ...Sales, and HR to manage audit cycles, assess risk, and strengthen security... ...technical control assessments, policy reviews, and risk-based... ...Senior Director, Compliance Officer We’re unlocking community...SeniorPolicyRiskFull timeRemote workWorldwideFlexible hours$98k - $115k
...rewards. The Financial Compliance team’s mission is... ...Compliance Senior Associate, you will... ...reporting integrity and audit readiness while... ..., and Chicago, IL office(s), with in-person... ...’ll do Lead the risk assessment, documentation... ...the Privacy Policy for your country of...SeniorPolicyRiskWork experience placementWork at officeFlexible hoursShift work3 days per week$100 per hour
...foundational AI lab to find experienced compliance professionals who can help... ...tasks. We're looking for senior compliance officers with 5+ years at top companies... ...compliance program design, regulatory risk assessment, policy development, audit and monitoring procedures,...SeniorPolicyRiskHourly payFull timePart timeRemote workFlexible hours- ...pricing, structuring, risk, systems, and regulation... ...an execution-focused senior compliance leader to strengthen... ...compliance program, overseeing policies, procedures, and... ..., examinations, audits, and supervisory engagements... ...Global Chief Legal Officer. Serve as a key stakeholder...SeniorPolicyRiskLocal areaWorldwideFlexible hoursShift work
$150k - $180k
...With more than 35 offices around the globe, and... ...Marex is seeking a Senior Compliance Officer - FCM Advisor... ...transactions, conduct regular audits, train employees on regulatory... ..., and implement policies and procedures to minimize non-compliance risks. Compliance efforts...SeniorPolicyRiskWork at officeImmediate start- ...that has recently established a new Compliance Regulatory Initiatives team within its... ...are looking to add a Compliance Officer to support firmwide policy, procedure, and regulatory governance... ...closely with global compliance, legal, risk, and business stakeholders to...SeniorPolicyRisk
$175k - $200k
...bank. Our team of senior professionals delivers... ...highly motivated compliance professional to... ...Chief Compliance Officer, that provides a great... ...Compliance policies and Written Supervisory... ...and transactional risk Advise on... ...regulatory exams, audits or testing inquiries...SeniorPolicyRisk- ...Senior Associate Compliance Officer Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of... ...Compliance, Risk Management, Audit, or related fields ~... ...strategies, product lines, policies, training, operational processes...SeniorPolicyRiskWork at office
$71.1k - $145.9k
...Fifth Third Bank, N.A. seeks a Compliance Officer I – Licensed for Fifth Third Securities in Cincinnati, Ohio. This role involves assessing... ...requirements, enhancing controls, and conducting analyses of policies. Candidates must have a Bachelor's degree, 5 years of...PolicyRisk- ...motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will... ...requirements and internal policies. The position requires deep product... ...office stakeholders, manage regulatory risk, support surveillance and control frameworks...SeniorPolicyRisk
$90k - $160k
...COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION WHAT IS THE OPPORTUNITY? The Senior... ...place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and... ...risk assessments and internal audits. Review and document procedures...SeniorPolicyRiskWork experience placementRemote work$215k - $260k
...financing and investors who seek strong risk-adjusted returns. Since 1971,... ...seeking a seasoned and strategic Senior Vice President, Senior Compliance Officer to lead critical components of the... ...strengthen compliance frameworks, policies, controls, and operational...SeniorPolicyRiskFlexible hours- ...decisions, supporting SAR governance, policy upkeep and development, and... ..., including high-risk and time-sensitive escalations... ...and development. Partner with Compliance, Fraud, Operations, Product, and... ...reporting (KPIs/KRIs) Exam and audit readiness Issue management and...SeniorPolicyRisk
$118.9k - $238k
...Senior Compliance Officer Marsh US&C Investments Compliance is recruiting for... ...investment decision-making, risk management, and investment... ...party compliance programs, policies, and activities; assessing... ...with regulatory exams and audits of advisers and funds, Compliance...SeniorPolicyRiskMinimum wageWork experience placementWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week$150k - $190k
...Compliance Officer Connecting clients to markets and talent... ...investments, manage market risk and improve... ...compliance program, the Senior Compliance Officer will... ...updates, ensure adequate policies and procedures are in... ...Management, Internal Audit, Human Resources, etc....SeniorPolicyRiskPermanent employmentFull timeWork at officeWorldwide- ...the key money laundering risks within the global... ...key member of the APAC compliance team and key contributor... ...Singapore‑specific Compliance policies, ensuring alignment... ...internal and external audit inspections and work with... ...As a Compliance Officer, you’ll be part of a local...SeniorPolicyRiskLocal area
$110k - $135k
...Line of Business: Compliance Pay Detail: $110... ...at TD. Our compensation policies and practices have been... ...to be escalated to senior management Education... ...The Senior Compliance Office provides advice, guidance... ...help manage regulatory risk. Depth & Scope:...SeniorPolicyRiskTemporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours$159k - $305k
...seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products... ...requirements and internal policies. Develop, implement, and monitor risk-based compliance programs, controls... ...and support regulatory exams, audits, and inquiries. Monitor and...SeniorPolicyRiskWork experience placementRelocation package$160k - $175k
...US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team.... ...direction and recommend policy and/or actions based on... ...controls to manage compliance risks. Serve as the subject... ..., and/or compliance audits or reviews. Review...SeniorPolicyRiskFull timeTemporary workPart timeSeasonal workWork at officeImmediate startFlexible hours- Compliance - Senior Compliance Officer - New Jersey New Jersey About us: Founded in 2015,... ...across pricing, structuring, risk, systems, and regulation.... ...in practice controls, policies, procedures, and thought leadership... ...responses, examinations, audits, and supervisory...SeniorPolicyRiskLocal areaShift work
- Security Based Swap Dealer Senior Compliance Officer Serve as the leader in all aspects of compliance... ...updates, ensure adequate policies and procedures are in place,... ...Collaborate with other departments (e.g., Risk Management, Internal Audit, Human Resources) to direct...SeniorPolicyRiskFull time
$150k - $180k
Senior Compliance Officer - FCM Advisor - VN2537 New York, NY Full-Time Compliance Diversified... ...transactions, conduct regular audits, train employees on regulatory requirements, and implement policies and procedures to minimize non‑compliance risks. Compliance efforts are...SeniorPolicyRiskFull timeWork at officeImmediate start$160k - $212k
...part of the wider AML Compliance Team) is looking for a... ...and enhancing the FEC policies and procedures, and conducting... ...‑wide integrity risk assessment across the... ...external and internal audits, and interactions with... ...across levels of seniority, cultures, and backgrounds...SeniorPolicyRiskFull timeRelocation$120k - $155k
...of the wider AML Compliance Team) is looking for... ...a OFAC Compliance Officer to provide expert... ...legal and compliance risks in a dynamic, fast... ...into relevant Policies and Procedures to... ...external and internal audits related to... ...different levels of seniority, cultures and background...SeniorPolicyRiskWork at office- ...permettant l’identification.**Position:** Senior FCRM Compliance Officer* Demonstrate governance, control and risk management behaviors aligned with TD policies and practices.* Support oversight... ....* Assist with regulatory and audit requests.* Provide backup to general...SeniorPolicyRiskTemporary workWork experience placementWork at officeWork from homeFlexible hours
- ...Senior Audit Manager – Remote Quality Assurance Improvement Program (QAIP... ...Audit (IA) methodology (policies and procedures) to ensure comprehensive coverage and full compliance with IIA Standards, including... ...strategic plan, governance, risk management, and control processes...SeniorPolicyRiskRemote work
$90.25k - $144k
...JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...Compliance Governance Senior Associate within the... ...on a monthly basis to the Office of the Comptroller of the Currency... ...lifecycle supporting the teams new policy change tool Facilitate...SeniorPolicyRiskWork at office- ...New York is looking for an experienced auditor to assess key business risks and evaluate processes. In this role, you will collaborate with management to ensure compliance with the bank's policies and regulatory standards. Ideal candidates will have a Bachelor's or equivalent...SeniorPolicyRisk
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