Senior Compliance Officer — Risk, Audits & Policy
Avert Staffing
A compliance-focused staffing agency in New York is seeking a Compliance Officer to ensure adherence to regulatory standards. Responsibilities include developing compliance programs, conducting audits, and providing training. The ideal candidate has a Bachelor's degree and 4-10 years of compliance experience. This role requires strong analytical and communication skills, as well as regulatory knowledge. #J-18808-Ljbffr Avert Staffing
$115k - $130k
Senior Security Compliance Analyst (Remote - US) Senior Security Compliance Analyst... ...Sales, and HR to manage audit cycles, assess risk, and strengthen security... ...control assessments, policy reviews, and risk-based walkthroughs... ...Director, Compliance Officer We’re unlocking community...SeniorPolicyRiskRemote jobFull timeWorldwideFlexible hours$98k - $115k
...rewards. The Financial Compliance team’s mission is... ...Compliance Senior Associate, you will... ...reporting integrity and audit readiness while... ..., and Chicago, IL office(s), with in-person... ...’ll do Lead the risk assessment, documentation... ...the Privacy Policy for your country of...SeniorPolicyRiskWork experience placementWork at officeFlexible hoursShift work3 days per week- ...that has recently established a new Compliance Regulatory Initiatives team within its... ...are looking to add a Compliance Officer to support firmwide policy, procedure, and regulatory governance... ...closely with global compliance, legal, risk, and business stakeholders to...SeniorPolicyRisk
- ...motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will... ...requirements and internal policies. The position requires deep product... ...office stakeholders, manage regulatory risk, support surveillance and control frameworks...SeniorPolicyRisk
$175k - $200k
...maintain, and enhance compliance policies and written supervisory... ...relationships with senior business leaders, serving... ...and transactional risk. Advise on cross-border... ...Support regulatory exams, audits or testing inquiries... ...partner closely with front-office and senior...SeniorPolicyRisk- Security Based Swap Dealer Senior Compliance Officer Serve as the leader in all aspects of compliance... ...updates, ensure adequate policies and procedures are in place,... ...Collaborate with other departments (e.g., Risk Management, Internal Audit, Human Resources) to direct...SeniorPolicyRiskFull time
- ...pricing, structuring, risk, systems, and regulation... ...an execution-focused senior compliance leader to strengthen... ...compliance program, overseeing policies, procedures, and... ..., examinations, audits, and supervisory engagements... ...Global Chief Legal Officer. Serve as a key stakeholder...SeniorPolicyRiskLocal areaWorldwideFlexible hoursShift work
$150k - $180k
Senior Compliance Officer - FCM Advisor - VN2537 New York, NY Full-Time Compliance Diversified... ...transactions, conduct regular audits, train employees on regulatory requirements, and implement policies and procedures to minimize non‑compliance risks. Compliance efforts are...SeniorPolicyRiskFull timeWork at officeImmediate start$160k - $212k
...part of the wider AML Compliance Team) is looking for a... ...and enhancing the FEC policies and procedures, and conducting... ...‑wide integrity risk assessment across the... ...external and internal audits, and interactions with... ...across levels of seniority, cultures, and backgrounds...SeniorPolicyRiskFull timeRelocation- ...Description Job Description Senior Data Center Risk Management Specialist - NYC... ...-critical data center policies. This company provides turnkey... ...and subcontractor compliance Provide “street-cred” representation... ...and risk teams to maintain audit-ready compliance...SeniorPolicyRiskFor contractorsFor subcontractorImmediate startRemote workShift work
$120k - $155k
...of the wider AML Compliance Team) is looking for... ...a OFAC Compliance Officer to provide expert... ...legal and compliance risks in a dynamic, fast... ...into relevant Policies and Procedures to... ...external and internal audits related to... ...different levels of seniority, cultures and background...SeniorPolicyRiskWork at office$160k - $175k
Senior Compliance Officer II US B Regulatory Compliance We are looking for a Senior... ...direction and recommend policy and/or actions based on internal... ...to manage compliance risks. Serve as the subject matter... ...examinations, and/or compliance audits or reviews. Review marketing...SeniorPolicyRiskFull timeTemporary workPart timeSeasonal workWork at officeFlexible hours$50 per hour
...Third Party Risk Management - Senior Specialist Seeking a Senior Specialist, Third-Party Risk... ...lifecycle oversight Support TPRM policies, standards, controls, and program improvements... ...third-party risk, enterprise risk, compliance, audit, or operational risk ~ Working...SeniorPolicyRiskFor contractors- ...and premiums. Quality control of all new and renewal policies, as well as endorsements. Audit policies for accuracy and completeness of information... ...complete your daily duties. Evaluate, analyze, and assess the risk to determine coverage eligibility and premiums. Using...SeniorPolicyRisk
- ...play a pivotal role in Risk Management and Compliance, ensuring the firm's... ...role in regulatory, audit, and critical capital... ...coordinating with the MRGR policy and MRGR product/... ...and help Model Risk Officers with prioritization.... ...CCAR etc. Engage with senior leaders, development...SeniorPolicyRisk
- ...institution seeks an experienced Internal Auditor, VP to oversee audit assurance projects. The ideal candidate has over 10 years in... ...employee well-being are offered, along with competitive vacation policies and financial wellness programs. #J-18808-Ljbffr Goldman Sachs...SeniorPolicyRisk
$35k - $48k
...Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to... ...enforcement client with I-9 audit support services and... ...all applicable DHS and ICE policies, privacy, records management... ...maintain a DHS/ICE Tier 4 High Risk Public Trust fitness determination...PolicyRiskFull timeContract workFor contractorsWork at officeRemote workWeekend work- Drata is seeking a Senior Compliance Advisor to act as a compliance expert for... ...role involves advising on audit readiness and helping organizations... ...understanding of Governance, Risk, and Compliance (GRC)... ...opportunities, and a flexible vacation policy to support employee well-...SeniorPolicyRiskFlexible hours
- Senior Audit Manager - Remote Quality Assurance Improvement Program (QAIP... ...Audit (IA) methodology (policies and procedures) to ensure comprehensive coverage and full compliance with IIA Standards, including... ...strategic plan, governance, risk management, and control processes...SeniorPolicyRiskRemote work
$85k - $118k
...Audit Senior, Technology & Professional Services New... ...requires an understanding of risks, regulations, and... ...professional standards and firm policies. Build and maintain... ...of accuracy and compliance with auditing... ...software and Microsoft Office Suite. Compensation...SeniorPolicyRiskFull timeWork at office- ...About the job Senior Tax Manager Hybrid: 4... ...and international tax compliance, including annual and quarterly... ...and minimizing risk across operations. Lead... ...manage transfer pricing policies, conducting in-depth... ...structuring. Manage tax audits, inquiries, and...SeniorPolicyRiskLocal areaRemote work
- ...Treasury/Chief Investment Office manages structural... ...rate and foreign exchange risks, using products... ...Accounting Controller - Senior Associate within the Treasury... ...teams, and the Accounting Policy team to provide... ...accounting (financial services audit or accounting policy/...SeniorPolicyRiskWork at office
- ...time position for a Senior Information... ...Analyst shall act as a risk manager with the responsibility... ...all security policies, procedures and... ...management and compliance are key to the... ...risk assessments, audits, policy,... ...Proficient in Microsoft Office Excellent written...SeniorPolicyRiskFull timeWork experience placementWork at office
- ...position will require in-office presence. Hybrid work... ...and consistent with ESD policy. * Minorities, women,... ...and effective internal audit coverage for ESD (ESD/... ...financial, operational, compliance, and program audits.... ...concerns, assessing financial risks and procedural issues,...SeniorPolicyRiskWork at office
$102.6k - $179.25k
...About the Role: As a Senior IT Security Analyst,... ...Lead detailed security audits and forensic investigations... ...and enforce security policies, procedures, and guidelines... .... • Conduct security risk assessments and... ...onsite at a Wolters Kluwer office as part of the recruitment...SeniorPolicyRiskWork at office$90k - $120k
...Description • Capture new and existing risk exposures and assume responsibility... ...reports and present findings to senior management. • Maintain and update... ...and implementation of credit risk policies and procedures. • Support audits and regulatory reporting...SeniorPolicyRiskWorldwide$160k
Overview Senior Insurance Risk Management Associate, Remote New York City Area... ..., reviewing insurance policies, analysis of statistical data... ...to providing all aspects of compliance or risk management for commercial... ..., marketing, underwriting, audits, new coverage initiatives,...SeniorPolicyRiskRemote jobContract work- Framework Ventures is seeking a Compliance Manager in the United States to shape and strengthen its global compliance framework... ...involves managing KYC/KYB processes, maintaining compliance policies, conducting risk assessments, and supporting AML/CTF controls. The ideal...SeniorPolicyRisk
$40 - $60 per hour
A leading compliance firm is looking for a Sr. Business Process Management Specialist... ...in quality management, internal auditing, or business process engineering.... ...include reviewing processes for risks and ensuring compliance with company policies. This contract position offers an...SeniorPolicyRiskRemote jobHourly payContract work$102k - $203k
...Senior Vice President, Auditor, Credit Risk At BNY, our culture allows us to run our company... ...Credit Risk Management Audit team. This role is located... ...aligned to Internal Audit policies, methodologies, and... ...monitoring. Embrace in‑office collaboration four days per...SeniorPolicyRiskTemporary workWork at officeWorldwideFlexible hours
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