Senior Swap Compliance Officer
F-Prime Capital
FalconX in New York is seeking a Compliance Officer to oversee Swap Dealer & Security-Based Swap Dealer regulatory programs and ensure strict adherence to applicable laws. You will design policies, conduct risk assessments, and lead training to foster a culture of integrity. This role collaborates with Legal, Finance, and Operations to implement controls, monitor activities, and report to senior management, while staying ahead of evolving regulatory requirements. #J-18808-Ljbffr F-Prime Capital
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$125k - $175k
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...ever-evolving cryptocurrency landscape. Job Summary The Compliance Officer for the Swap Dealer & Security-Based Swap Dealer is responsible for ensuring... ...reports related to swap dealing activities for senior management and the board of directors. Maintain accurate...Local area$120k - $151k
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Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...SeniorLocal area- ...currently supporting a global multi-strategy hedge fund with a new senior compliance hire in New York. The hire will primarily provide support to... ...strategies. Direct report into the Global Chief Compliance Officer. Responsibilities : Serve as primary point of...Senior
$104k - $177k
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$175k - $200k
...requirements. Develop, maintain, and enhance compliance policies and written supervisory... ...maintain trusted advisory relationships with senior business leaders, serving as a strategic... ...ability to partner closely with front-office and senior stakeholders, embedding compliance...Senior- ...including the design of initiatives to further enhance the global Compliance Management Program of the Knorr-Bremse Group Support the... ...up culture Act as a strategic advisor to regional compliance officers worldwide, guiding the implementation and continuous enhancement...SeniorRemote workWorldwide
$160k - $212k
...Counsel Our fast-paced FEC Governance Team (part of the wider AML Compliance Team) is looking for a FEC Counsel with solid experience in... ...a people person who enjoys collaborating across levels of seniority, cultures, and backgrounds; and, You have a strong ability to...SeniorFull timeRelocation- Job Title Senior Compliance Officer Contract Type Permanent Location Houston Job Description The Senior Compliance Officer will report to the Regional Head of ABC Compliance, Americas with responsibility for administering the policies, procedures, and controls that make...SeniorPermanent employmentContract workRemote work
$175k
Investec is hiring a Senior Compliance Officer based in New York to provide regulatory and policy guidance. This role involves managing regulatory risks and compliance across multiple business lines in a dynamic environment. The successful candidate will work directly with...SeniorRemote jobWork at office- Landing Point is seeking a Senior Compliance Officer/Deputy CCO in New York, NY, who will support the CCO in overseeing the firm’s compliance program with a clear path to the CCO position in 1-2 years. This role offers exposure to trading-related compliance issues in a...Senior
$125k - $175k
...and asset managers. With more than 35 offices around the globe, and over 2,300... ...Marex is recruiting for a Surveillance Compliance officer to join the team our at our New... ...Commodities, Derivatives (Futures, Options, Swaps)) on multiple exchanges, trading platforms...SeniorFull timeWork at officeImmediate start$200k - $250k
...seeking an experienced Business Analyst to enhance their Equity Swaps trading platform. The role requires a strong understanding of equity... ...from $200,000 to $250,000, with a hybrid working model of three days in office and two days remote. #J-18808-Ljbffr Cantor FitzgeraldSeniorWork at officeRemote work
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