Senior Swap Compliance Officer
F-Prime Capital
FalconX in New York is seeking a Compliance Officer to oversee Swap Dealer & Security-Based Swap Dealer regulatory programs and ensure strict adherence to applicable laws. You will design policies, conduct risk assessments, and lead training to foster a culture of integrity. This role collaborates with Legal, Finance, and Operations to implement controls, monitor activities, and report to senior management, while staying ahead of evolving regulatory requirements. #J-18808-Ljbffr F-Prime Capital
$125k - $175k
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Work Location New York, New York, United States of America Hours 40 Line Of Business Compliance Pay Detail $100,000 - $150,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development...SeniorLocal areaWork from homeFlexible hours$125k - $175k
...and asset managers. With more than 35 offices around the globe, and over 2,300... ...Marex is recruiting for a Surveillance Compliance officer to join the team our at our New... ...Commodities, Derivatives (Futures, Options, Swaps)) on multiple exchanges, trading platforms...SeniorFull timeWork at officeImmediate start- TD Securities seeking a Senior Compliance Officer to join the US Compliance Monitoring and Testing Team and Core Compliance Group in New York. You will develop and drive the annual testing plan, oversee testing engagements, and manage remediation with global stakeholders...Senior
$200k - $250k
...seeking an experienced Business Analyst to enhance their Equity Swaps trading platform. The role requires a strong understanding of equity... ...from $200,000 to $250,000, with a hybrid working model of three days in office and two days remote. #J-18808-Ljbffr Cantor FitzgeraldSeniorWork at officeRemote work$200k - $250k
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