Senior Compliance Officer
Ernst & Young
EY is seeking a Financial Services Tech Consulting Rule Coding Senior in New York, focusing on investment compliance implementations across OMS platforms like Charles River and Aladdin. This role requires interpreting investment guidelines into compliance rules and validating their implementation. The ideal candidate holds a Bachelor's degree and has at least 3 years of relevant experience, with strong analytical abilities and attention to detail. EY offers comprehensive compensation and benefits packages. #J-18808-Ljbffr
$175k
Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We'... ...to 15a-6 cross-border activities.Act as a trusted advisor to senior stakeholders, delivering timely, practical guidance on complex...SeniorFull timeWork at officeRemote work$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...SeniorFull timeWork at office$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity... ...hybrid schedule in one of our following offices 3 days/week.Boston, New York,... ...experience, plus discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton, we believe your...SeniorFull timeLocal area3 days per week- ...Deutsche Bank is seeking a Senior Compliance Officer for their New York office, focusing on the Private Bank's lending activities. This role includes providing compliance support and advising on banking regulations. Successful candidates will have a Bachelor's degree,...SeniorWork at office
- ...WM001 William & Mary in Idaho seeks a Lab Safety Manager to lead laboratory safety programs and ensure compliance with various safety regulations. Responsibilities include overseeing safety audits, managing chemical and safety training, and investigating incidents. Candidates...Senior
$120k - $151k
...A leading global financial institution is seeking an experienced AML Compliance Specialist to support the Securities business within the U.S. and Canada. In this role, you will be responsible for providing advisory services on AML and sanctions risk, analyzing compliance...Senior- ...global quant trading firm is looking for an experienced, Senior Compiance Officer to join their growing team. The SeniorCompliance Officer will... ...trading and sales teams, ensuring a strong culture of compliance across the firm. This role will require 5 days a week onsite...Senior
$150k - $190k
...right place to build a fulfilling career.Senior Tax ManagerThis role is responsible for... ...organizations within the BBH Multi-Family Office (MFO) Tax group. The position also... ...discrepancies and ensure completeness and compliance.Build and maintain strong relationships...SeniorFull timeSeasonal workWork at officeLocal areaImmediate start$104k - $177k
We’re seeking a future team member for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team. This role is located in Pittsburgh, PA or Lake Mary, FL In this role, you’ll make an impact in the following...SeniorTemporary workWorldwideFlexible hours$88 per hour
...Job Description Senior Compliance OfficerEquity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution in New York City. Location: Midtown, NYC Schedule: Hybrid preferred (2 days onsite...SeniorContract workImmediate startRemote work- ...that enables strategic objectives while appropriately managing compliance risk. Build a deep understanding of assigned business... ...transformation initiatives preferred. Prior experience as an HCC or GCC officer/manager preferred. Demonstration of leveraging digital...Senior
- ...Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior Compliance Officer or Deputy CCO. This individual will work closely with senior leadership and take on broad responsibility across the compliance...SeniorWork at officeWork from home
- ...Advisory compliance — primary owner, all regions Real-time trading guidance across all asset classes and venues Building and maintaining... ...and product approvals Core compliance Oversee two Compliance Officers responsible for: Trade surveillance across all venues Regulatory...Senior
$80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research Compliance function. This role will serve as the subject matter expert on Information Barriers, advise Equity Research and Investment Banking teams on regulatory compliance, manage...Senior$160k - $212k
...Counsel Our fast-paced FEC Governance Team (part of the wider AML Compliance Team) is looking for a FEC Counsel with solid experience in... ...a people person who enjoys collaborating across levels of seniority, cultures, and backgrounds; and, You have a strong ability to...SeniorFull timeRelocation- ...Job Title Senior Compliance Officer Contract Type Permanent Location Houston Job Description The Senior Compliance Officer will report to the Regional Head of ABC Compliance, Americas with responsibility for administering the policies, procedures, and controls that make...SeniorPermanent employmentContract workRemote work
$125k - $222.5k
...Job Title Private Bank Americas - Senior Compliance Officer Corporate Title Vice President Location New York, NY Overview You will work in the Compliance Department as a business line compliance officer primarily focused on the Private Bank's lending activities. In addition...SeniorWork at officeWork from home- ...operational platform. Position Overview We are seeking an experienced Compliance Officer to lead and manage the firm's regulatory compliance program... ...work directly with regulators, auditors, legal counsel, and senior investment professionals. High degree of professionalism,...Senior
$160k - $175k
...Senior Compliance Officer II US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions for...SeniorFull timeTemporary workPart timeSeasonal workWork at officeFlexible hours$125k - $175k
Purpose of Role Marex is recruiting a Surveillance Compliance Officer to join the team at our New York office. The role focuses on Trade Surveillance (Trade Activity and Communications) across a range of asset classes including Cash Equity, Fixed Income, Commodities and...SeniorWork at office$125k - $175k
...traders, banks, hedge funds and asset managers. With more than 35 offices around the globe, and over 2,300 dedicated people enabling... ...Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join the team our at our New York office. The role...SeniorWork at officeImmediate start- ...demand for assurance services. Our team is seeking a Contract Compliance Senior Consultant with experience performing royalty audits,... ...Brunswick, NJ; Red Bank, NJ; Princeton, NJ; or Philadelphia, PA office. This position is a hybrid role (3 days in the office).Withum...SeniorFull timeContract workWork at officeLocal area
$89k - $105k
...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of... ...our New York, Chicago, Westlake, TX, Denver, and Menlo Park, CA office(s), with in-person attendance expected at least 3 days per week...SeniorWork at officeFlexible hoursShift work3 days per week$161.6k - $202k
...About the Role Headway handles sensitive health data for millions of patients — and that responsibility demands a security and compliance program that scales with the business. We're building out our dedicated GRC team to improve and mature our program! You'll...SeniorWork from homeFlexible hours- ...Senior Compliance Analyst, Global Streaming Technology, Analytics and Assurance Remote 12 months Responsibilities: The Senior Compliance Specialist will be part of the Global Streaming Technology Analytics and Assurance team, supporting the management...SeniorRemote workFlexible hours
- ...customized services in a memorable way. Buckland is looking for a Compliance Team Leader - Classification (LCB) (Eligible applicants must... ...submission of CBP ruling requests for HTS classification matters. MS Office knowledge in applications including Excel, Word, PowerPoint and...Senior
- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of... ...to undertaking tasks of various scopes Job Reference #2979397 Seniority level Seniority level Associate Employment type Employment type...SeniorFull time
$110k - $150k
...knowledge of regulatory reporting tools and strong analytical skills. The salary range for this position is $110K - $150K, offering opportunities to engage in compliance and regulatory activities while supporting various departments within the bank. #J-18808-Ljbffr...Senior$84.58k - $142.77k
...Summary: We have an exciting opportunity to join our team as a Senior Compliance Specialist. The Senior Compliance Specialist (Hospital... ...and written communication skills. Proficiency in Microsoft office. Must be able to communicate with physicians, senior administrators...SeniorWork at officeLocal area$119k - $218.3k
Position Summary Senior Consultant - Risk, Regulatory, & Licensing - Digital Assets... ...clients with up-to-date perspectives on compliance obligations and industry best practices.... ...aptitude with Microsoft Office products, particularly Microsoft PowerPoint...SeniorWork at office
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