Senior Compliance Officer - FINRA Expert (Remote-friendly)
$175kInvestec
New York, NY
- Remote job
Investec is hiring a Senior Compliance Officer based in New York to provide regulatory and policy guidance. This role involves managing regulatory risks and compliance across multiple business lines in a dynamic environment. The successful candidate will work directly with senior stakeholders, ensuring adherence to U.S. securities regulations while overseeing AML/KYC processes. An ideal candidate will have a Master's degree and extensive experience in compliance advisory within FINRA-regulated broker-dealers. Salary starts from $175,000, with a 4 days in-office and 1 day remote working schedule. #J-18808-Ljbffr Investec
Vacancy posted 4 days ago
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