Senior Compliance Advisor - Hybrid Investment Advisory
Vanguard
Vanguard is seeking a Senior Compliance Advisor to support Vanguard Personalized Indexing Management (VPIM). You will partner with business, risk, and legal teams to design and maintain compliant processes across the product lifecycle. This role emphasizes proactive regulatory interpretation, risk assessment, and collaboration with cross‑functional teams to ensure fiduciary excellence in personalized investment offerings. #J-18808-Ljbffr Vanguard
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior Compliance Advisor - Hybrid Investment Advisory in Charlotte, NC vacancy
- Join a forward-thinking compliance team at the forefront of innovation in investment advisory services. As a Senior Compliance Advisor supporting Vanguard Personalized Indexing Management... ...How We WorkVanguard has implemented a hybrid working model for the majority of our...SeniorFull timeWork experience placement
- Join a dynamic compliance team that’s not just about rules—but about... ...shaping the future of ethical investing. As a Senior Compliance Advisor, you’ll help ensure our advisory services and business activities... ...has implemented a hybrid working model for the majority...SeniorFull timeWork experience placement
- SummaryThe AI Senior Compliance Advisor will be a key member of the growing Enterprise... ...advisor responsible for advisory support for Artificial... ...services, asset management, investment management, or another highly... ...has implemented a hybrid working model for the majority...SeniorFull time
- Allspring Global Investments in the United States seeks a Senior Compliance Analyst to support global distribution compliance, including sales practices and reviews... ...the Global Sales Practice Team and operates in a hybrid model, with in-office work four days per week in...SeniorWork at office
- Charles Schwab in Charlotte, NC, seeks a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory. You will work as a fiduciary delivering personalized... ...with complex portfolios, leveraging a broad range of investment solutions. The role emphasizes client relationships,...Senior
- AssetMark is seeking a Senior Financial Planner to deliver expert financial planning services to advisors and clients, developing comprehensive plans across investments, retirement, estate, and planning strategies. Role supports a hybrid schedule near Charlotte, NC or...Senior
$82k - $123k
...North Carolina, seeks a highly organized professional for their Investment Operations team. The successful candidate will manage multiple... ...0 annually, with numerous benefits including comprehensive health insurance and a hybrid work model. #J-18808-Ljbffr PetrafundsgroupSenior- Insite US is seeking an experienced HNW Tax Senior for their growing private client tax... ...closely held businesses, becoming a trusted advisor to your clients. You’ll prepare and... ...with managers and partners on engagements. Hybrid work flexibility offered. #J-18808-Ljbffr...SeniorPrivate practice
- Albemarle Corporation, based in Charlotte, is seeking a Senior Corporate Finance and SOX Compliance Analyst. This hybrid role (3 days in office) will support enterprise‑wide AI, automation, and agility initiatives, as well as SEC reporting deadlines, SOX compliance, audit...SeniorWork at office
- A commercial real estate investment firm in Charlotte, NC, is seeking a detail-oriented Senior Accountant. This hybrid role involves supporting a growing portfolio through bookkeeping, accounts payable/receivable, and administrative management. Candidates should have over...Senior
$91.1k - $150.2k
...- Transaction Tax Advisory, International Corporate... ...refinancing. As a Senior in Cross Border... ...tax areas through investment modeling, and... ...reputation as trusted advisors through sound... ...research, planning and compliance experience... ...collaborate across hybrid teams, communicate...SeniorPermanent employmentSummer holidayFlexible hours- Albemarle is seeking a Senior Corporate Finance & SOX Compliance Analyst in Charlotte. This hybrid role supports enterprise‑wide AI initiatives, SOX controls, SEC reporting deadlines, and internal/external audits while delivering standard financial close deliverables. The...Senior
- Crowe is seeking a tax professional to join its compliance practice in Charlotte. You will assist on large projects, perform tax research... ...Bachelor's in Accounting, and CPA progression. The role offers a hybrid work model and a path toward advanced tax opportunities. #J-18...SeniorRemote job
- ...seeking an experienced M&A Tax Senior Manager to lead the day-to-day execution... ....Act as the primary tax advisor to clients, deal teams, legal counsel, and investment professionals.Scope transactions... ...with public accounting, Big 4, advisory firm, or comparable environment,...SeniorFull timeContract workWork at officeLocal areaRemote workFlexible hours
- ...following job description: This role serves as a senior financial analyst within the Wholesale FP&A and Advisory team. Core responsibilities include executive... .... Prepare management insights and contribute to investment cases and value creation initiatives. 4. Support...SeniorTemporary workWork at officeRemote workShift workDay shift
- Vanguard is seeking a Senior Compliance Advisor to join our dynamic compliance team and help ensure advisory services and business activities meet the highest standards of integrity and client protection. You will design and enhance compliance programs, act as a trusted...Senior
- ...innovative thinking meets disciplined investing as we challenge the status... ...matters most.Schwab Wealth Advisory is a fee‑based, non‑... ...clients. As a Sr. Manager, Wealth Advisor, you’ll manage ongoing client... ...Coachability: Demonstrates a senior learning mindset by seeking input...SeniorFull timeWork at office
$132.4k - $251.6k
...- Legal Affairs & Financial Management (Hybrid)This is a hybrid position out of our Charlotte... ...businesses, world-class operations and investments in research and development, we offer... ...and financial governance for the Legal, Compliance, & Contracts (LCC) organization. This...SeniorTemporary workWork experience placementWork at officeRemote workRelocationFlexible hours$163k - $204k
Position Summary:AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies... ..., through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s...SeniorWork at office- Insite US is seeking a Corporate Tax Senior to advance its technical tax capabilities across... ...will engage in planning, provisions, and advisory work while collaborating with managers... ...projects and mentoring junior professionals. Hybrid flexibility supports work-life balance...Senior
- NFP, an Aon company, in Charlotte, NC, is seeking a Senior Investment Analyst to serve as a subject matter expert on investment analysis and to communicate recommendations to clients and committees. This salaried role includes an annual performance bonus and opportunities...Senior
- ...Charlotte, NC, seeks an Assistant Director, Tax Advisory, to guide tax strategy for M&A, planning... ...teams on complex tax issues, optimizing compliance and efficiency. Join a world‑leading... ..., offering growth opportunities and a hybrid onsite work model in the US. #J-18808-...Senior
- ...Bachelor’s Degree, and necessary licenses. The ideal candidate will excel at client relationship management and show a deep understanding of investments, wealth planning, and banking. A comprehensive benefits package and competitive salary are included. #J-18808-Ljbffr AumniSenior
- Elliott Davis is seeking an Audit Senior to participate in the audit process from planning to completion for... ...policies and procedures, with a focus on mentoring staff and delivering value across engagements in a hybrid work #J-18808-Ljbffr ED03 Elliott Davis Advisory, LLCSenior
- Bennett Thrasher in Charlotte, NC, is seeking a Senior Associate for its Transaction Advisory team. This role involves leading transaction advisory engagements... ...and communication skills. The firm supports a hybrid work schedule and emphasizes a family-like atmosphere....Senior
- ...growing Top 50 accounting & advisory firm recognized as a... ...staff, emphasizing Investing in Relationships to... ...Job Summary: The Tax Senior Associate plays a vital... ...department, supporting compliance and strategic tax planning... ...Additional Details: Hybrid work environment...SeniorFull time
$68.9k - $131.1k
...TYVOLA Position Role Type: Hybrid U.S. Citizen, U.S. Person, or... ..., world-class operations and investments in research and development,... ...Payroll Governance Team as a Senior Payroll Analyst. The successful... ..., reporting, and compliance of all benefit deductions. The...SeniorTemporary workWork experience placementWork at officeLocal areaRemote workFlexible hours$109.9k - $125.4k
...Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused... ...'re a teacher. You have a passion for coaching and investing in the development of your team. Lastly, you...SeniorFull timePart timeLocal area3 days per week- ...Fargo is seeking a Senior Lead Commercial... ...Manager for the ESOP Advisory Team as part of... ...feedback; act as an advisor to guide and influence... ...risk, ensuring compliance with processes and... ...or personal investing; affected employees... ...position offers a hybrid work scheduleTravel...SeniorFull timeWork experience placement
- ...professional to lead financial reporting and SEC-related activities. This role focuses on GU&I segment reporting, equity-method investments, and SOX controls. You will develop explanations for results, prepare cash flows, and support investor relations data requests. Requirements...SeniorWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Advisor - Hybrid Investment Advisory. Be the first to apply!
Related searches
- regulatory reporting analyst Charlotte, NC
- regulatory affairs specialist Charlotte, NC
- medicare compliance specialist Charlotte, NC
- senior compliance analyst Charlotte, NC
- regulatory compliance analyst Charlotte, NC
- compliance specialist Charlotte, NC
- aml compliance analyst Charlotte, NC
- regulatory officer Charlotte, NC
- compliance data analyst Charlotte, NC
- healthcare compliance officer Charlotte, NC

