Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Compliance Advisor — Shape Ethical Investing

Vanguard

Vanguard is seeking a Senior Compliance Advisor to join our dynamic compliance team and help ensure advisory services and business activities meet the highest standards of integrity and client protection. You will design and enhance compliance programs, act as a trusted advisor to senior leaders, monitor risk, support regulatory exams, and lead training to foster a culture of compliance across the organization. #J-18808-Ljbffr Vanguard

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Advisor — Shape Ethical Investing in Charlotte, NC vacancy
  • Join a dynamic compliance team that’s not just about rules—but about shaping the future of ethical investing. As a Senior Compliance Advisor, you’ll help ensure our advisory services and business activities align with the highest standards of integrity, transparency, and... 
    Senior
    Full time
    Work experience placement

    Vanguard

    Charlotte, NC
    2 days ago
  • Vanguard is seeking a Senior Compliance Advisor to support Vanguard Personalized Indexing Management (VPIM). You will partner with business, risk...  ...with cross‑functional teams to ensure fiduciary excellence in personalized investment offerings. #J-18808-Ljbffr Vanguard
    Senior

    Vanguard

    Charlotte, NC
    1 day ago
  • $163k - $204k

    Position Summary:AIG’s Investments group is responsible for managing the investment assets of...  ...and external managers. The Investments Compliance team provides compliance and regulatory...  ...manager-of-manager structures.Strong work ethic with great attention to detail and... 
    Senior
    Work at office

    American International Group

    Charlotte, NC
    1 day ago
  • Join a forward-thinking compliance team at the forefront of innovation in investment advisory services. As a Senior Compliance Advisor supporting Vanguard Personalized Indexing Management...  ...VPIM), you’ll play a pivotal role in shaping the future of our personalized... 
    Senior
    Full time
    Work experience placement

    Vanguard

    Charlotte, NC
    3 days ago
  • SummaryThe AI Senior Compliance Advisor will be a key member of the growing Enterprise Compliance and Governance (EC&G) Compliance Team, serving...  ...in financial services, asset management, investment management, or another highly regulated industry.Familiarity... 
    Senior
    Full time

    Vanguard

    Charlotte, NC
    2 days ago
  • $130k - $155k

    Allspring Global Investments is looking for a Senior Investment Writer to shape and deliver thought leadership that drives commercial outcomes. This role involves creating impactful content with teams across the organization. Applicants should have a strong background... 
    Senior
    Work at office

    Allspring Global Investments

    Charlotte, NC
    3 days ago
  •  ...range of backgrounds and experiences and invest heavily in our teammates and their families...  .... Join us! Job Description: Manual Ethical Hacking is part of the Application Development...  ...to malicious hacking activity. This senior technical role is responsible for performing... 
    Senior

    Bank of America

    Charlotte, NC
    2 days ago
  • $125k - $175k

     ...innovative, outcome-oriented investment strategies and portfolios. We...  ...partner exclusively with financial advisors on the AssetMark platform to...  ..., SMA, and ETF solutions. As Senior Investment Consultant -...  ...AssetMark, a company on the move, shaping the future of financial... 
    Senior
    Full time
    Work at office
    Remote work
    Flexible hours

    Asset Mark

    Charlotte, NC
    1 day ago
  • $149.52k - $175.9k

     ...excel at—all from Day One.Job DescriptionUS Bancorp is seeking a Senior Compliance Officer to advise US Bank's Capital Markets. This role within...  ...applicable to an agreement, such as those related to ethics, safety, or operational procedures.Applicants must be able to... 
    Senior
    Full time
    Work experience placement
    Local area
    3 days per week

    US Bank

    Charlotte, NC
    3 days ago
  • $130k - $155k

     ...Overview The Senior Investment Writer plays a critical role in shaping and delivering differentiated thought leadership that supports the firm's strategic...  ...closely with Investments, Sales, Product, Compliance, and teams within Marketing. The role is part of... 
    Senior
    Work at office
    Flexible hours

    Allspring Global Investments Holdings, LLC

    Charlotte, NC
    4 days ago
  • $85k - $110k

     ...Overview This role supports Allspring Compliance and sits within the Global Sales Practice Team. The Senior Compliance Analyst helps oversee compliance for global...  ...communications reviews for broker-dealers and investment advisers in the U.S. and internationally across... 
    Senior
    Work at office

    Allspring Global Investments

    Charlotte, NC
    2 days ago
  •  ...doesn’t happen by chance. We invest in training and development in...  ...Investment Banking Consulting Senior Manager may include:Lead the design...  ...requirements.Act as a trusted advisor to senior and executive sell-...  ...activities, including shaping opportunities, leading proposal... 
    Senior
    Full time
    Live in
    Work at office
    Local area

    Accenture

    Charlotte, NC
    4 days ago
  • Allspring Global Investments in the United States seeks a Senior Compliance Analyst to support global distribution compliance, including sales practices and reviews of communications for broker-dealers and investment advisers. The role sits in the Global Sales Practice... 
    Senior
    Work at office

    Allspring Global Investments

    Charlotte, NC
    1 day ago
  • Selby Jennings is seeking a Private Credit Senior Analyst in Charlotte, NC. The role offers exposure to underwriting, portfolio monitoring...  ...emphasizes thorough due diligence and cross-functional interaction within a growing investment team. #J-18808-Ljbffr Selby Jennings
    Senior

    Selby Jennings

    Charlotte, NC
    4 days ago
  • TIAA is seeking a Senior Director Investment Research Analyst to lead private market investment sourcing, underwriting, and strategy development...  ...teams on portfolio construction and education for advisors and clients. The role requires strong expertise in private... 
    Senior

    TIAA

    Charlotte, NC
    1 day ago
  • $82k - $123k

    Petrafundsgroup in Charlotte, North Carolina, seeks a highly organized professional for their Investment Operations team. The successful candidate will manage multiple deals in a fast-paced environment, ensuring timely information flow among teams. The role requires 2-... 
    Senior

    Petrafundsgroup

    Charlotte, NC
    3 days ago
  • $126k - $180k

    NFP, an Aon company, seeks a Senior Investment Analyst in Charlotte, NC. This salaried role is a key member of the investment team, focused on investment analysis and presenting recommendations to clients. The base salary range is $126,000-$180,000, with an annual performance... 
    Senior

    NFP Corp

    Charlotte, NC
    4 days ago
  • Fifth Third Bank in Charlotte, NC is seeking an Investment Banking Associate I to support deal teams with complex financial modeling, analysis...  ...work. You will supervise an Analyst pool and collaborate with senior bankers to close transactions under tight deadlines. Candidates... 
    Senior

    Fifth Third

    Charlotte, NC
    2 days ago
  • NFP, an Aon company, in Charlotte, NC, is seeking a Senior Investment Analyst to serve as a subject matter expert on investment analysis and to communicate recommendations to clients and committees. This salaried role includes an annual performance bonus and opportunities... 
    Senior

    Aon

    Charlotte, NC
    2 days ago
  • $170k

     ...making it safer, more ethical, and ensuring every voice...  ...integrated risk and compliance management software...  ...driven, enthusiastic Senior Account Executives to...  ...success. Join us and help shape what’s next!What you’ll...  ..., and leaders invested in your success so you... 
    Senior
    Remote work

    NAVEX Global

    Charlotte, NC
    2 days ago
  • Truist is seeking a leader to manage the Privately Held Investments (PHI) team, overseeing a portfolio of real estate assets and driving new business while ensuring risk controls and policy compliance. You will mentor staff, coordinate cross-functional efforts, and present... 
    Senior

    Truist

    Charlotte, NC
    1 day ago
  •  ...to independently process, reconcile, and balance Alternative Investments transactions with accuracy and timeliness. You will collaborate...  ...to research issues, implement improvements, and ensure compliance with industry rules and company policies while managing multiple... 
    Senior
    Work at office

    Ameriprise Financial

    Charlotte, NC
    3 days ago
  • Novant Asset Management Company (NAMCO) is hiring an experienced Investment Analyst Sr (Private Markets) to oversee an existing portfolio across private equity, private credit, real estate and real assets. You will underwrite new fund investments, perform due diligence... 
    Senior

    Novant Health

    Charlotte, NC
    2 days ago
  • Holland & Knight LLP in Charlotte, NC seeks a mid to senior-level associate to join its Real Estate Capital Markets practice. The role...  ...representing clients in commercial real estate financing and investment matters, including lenders in mortgage loan origination and structured... 
    Senior

    Holland & Knight LLP

    Charlotte, NC
    8 hours ago
  • Allspring Global Investments Holdings, LLC is hiring a Senior Investment Writer to develop impactful thought leadership content. The role, based in Charlotte, NC, emphasizes collaboration with various teams to create diverse materials that align with firm priorities. Ideal... 
    Senior
    Work at office

    Allspring Global Investments Holdings, LLC

    Charlotte, NC
    4 days ago
  • American International Group (AIG) is seeking a senior Investments Compliance professional to support regulatory asset management for U.S.-domiciledInsurance assets. The role partners with the Chief Compliance Officer to execute the program across external managers and... 
    Senior

    American International Group

    Charlotte, NC
    1 day ago
  • NFP, an Aon company, is seeking a Senior Investment Analyst to join the investment team and act as a subject-matter expert in investment analysis. The role focuses on analysis and delivering recommendations to clients, with an annual performance bonus based on regional... 
    Senior

    AON PLC

    Charlotte, NC
    2 days ago
  • Pacific Life Insurance Company in Charlotte, NC seeks a Senior Investment Accountant II to join the PLA&R Investment Accounting Solutions team on-site. You will manage pricing processes, cash flow analytics, and multi-basis investment reporting. The role emphasizes project... 
    Senior

    3M HEALTHCARE

    Charlotte, NC
    3 days ago
  • Agility Partners in Charlotte, NC is seeking a Senior Project Manager to lead large-scale transformation initiatives across business...  ...technology lines within asset management. The role requires guiding investment platform implementations, operating model changes, and cross-... 
    Senior

    Agility Partners

    Charlotte, NC
    2 days ago
  • $126.82k - $149.2k

     ...market, operational efficiency, risk / compliance adherence. Drives digital product development...  ...Likewise, so will experience in wealth, investment services with proven ability to...  ...an agreement, such as those related to ethics, safety, or operational procedures. Applicants... 
    Senior
    Temporary work
    Work at office
    Local area
    Remote work
    Flexible hours
    Shift work
    3 days per week

    U.S. Bank

    Charlotte, NC
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Compliance Advisor — Shape Ethical Investing. Be the first to apply!