Senior Compliance Leader, Advisers Act & SEC Exams
$139.6k - $174.5kRole, Inc.
Apex Fintech Solutions is looking for a Senior Manager to lead compliance at Apex Asset Management in Austin, Texas. The role involves building, owning, and executing compliance programs aligned with industry standards. The ideal candidate will have extensive experience with the Investment Advisers Act and direct involvement in regulatory contexts. Offering a salary range of $139,600–$174,500, the position supports a hybrid work environment, ensuring both flexibility and collaboration within the team. #J-18808-Ljbffr Role, Inc.
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Leader, Advisers Act & SEC Exams in Austin, TX vacancy
$85k
...Advertising & Supervision Analyst in Austin, Texas. This role involves overseeing regulatory compliance in marketing efforts and guiding financial professionals to ensure adherence to SEC and FINRA rules. Candidates should have 4+ years of experience and strong knowledge of...SeniorRemote job- ...our mission and what we offer . Job Description Senior Regulatory Exams & Audits Manager We’re looking for a Senior Regulatory... ...Manager to join our growing North America Regulatory Oversight Compliance team. You’ll work closely with cross-functional teams...SeniorWork at office
Wise
Austin, TX19 days ago - Cacheflow is looking for a Senior Security GRC Analyst to serve as the SME for the PCI DSS program. This role involves leading compliance efforts and acting as a technical bridge between various teams and auditors. The ideal candidate will have extensive experience in Information...Senior
- EZCORP Services, Inc. in Austin is looking for a Senior Compliance Analyst to enhance their Compliance Management Program. The role involves monitoring compliance, managing regulatory examinations, and recommending corrective actions to maintain compliance standards. The...Senior
- ...LS Power Development, LLC is looking for a Manager of OT Security & Compliance in Austin, Texas. In this role, you will lead teams responsible for OT compliance engineering and governance, risk & compliance. You will bridge technical and strategic leadership, ensuring...Senior
LS Power Development, LLC
Austin, TX2 days ago - A leading clean energy provider is seeking a Senior Manager for NERC O&P Compliance in Austin, Texas. This role involves managing the NERC O&P Compliance team and developing processes for compliance monitoring. Candidates should have at least 11 years of NERC compliance...Senior
$121k - $185k
...into a single, trusted system that observes, guides, and acts alongside the world’s most successful revenue teams. Powered... ..., high‑impact role at the center of Gong’s security and compliance story. As our Senior GRC Security Lead, you will be the architect of foundational...SeniorRemote workWork from homeFlexible hoursGong.io Ltd.
Austin, TX2 days ago- A leading technology firm in Austin, Texas, seeks a senior finance professional to oversee US Sales Tax and compliance. You will manage US accounting operations and statutory reporting, ensuring compliance across all states with a focus on implementing Avalara. The ideal...Senior
- A leading energy company is seeking a Senior Manager for NERC O&P Compliance in Austin, Texas. This role is responsible for managing the compliance team and developing standardized processes for compliance monitoring and reporting. Applicants should have a Bachelor's degree...Senior
- Cardinal Health seeks a Senior Business Analyst / Functional Lead to drive functional excellence for... ...platform in the pharmaceutical domain. You will act as a liaison between business, product, and tech, ensuring compliance, user experience, and efficient delivery in an...Senior
- Hippo Enterprises Inc. seeks an experienced Enterprise Compliance Director in Austin, TX to lead its compliance program across regulatory frameworks. You will build and scale compliance initiatives while leading a team in a hybrid environment. The ideal candidate has over...Senior
- EVONA is seeking a Senior Import Compliance Manager in Austin, Texas, to lead import compliance across global supply chain operations. You will ensure strict adherence to U.S. customs regulations and manage customs brokers and regulatory inquiries. The ideal candidate...Senior
- Otsuka America Pharmaceutical Inc. seeks a Senior Manager of Quality Control (Small Molecules) to lead QC operations, product release, and regulatory readiness for DS/DP. You will drive assay validation, data integrity, lifecycle management, and inspection readiness across...Senior
- ...aerospace programs. You will provide strategic oversight, governance, and leadership for the contracts team to ensure FAR/DFARS/ITAR compliance and alignment with customer requirements. The role requires extensive experience in negotiating complex government and commercial...SeniorContract work
- ...Texas is searching for a Human Resources Manager to lead their HR functions. You will oversee recruiting, employee relations, and compliance, supporting a rapidly growing team of over 250 members. The ideal candidate has 5+ years of HR management experience, is...Senior
$110k - $140k
A workforce management company located in Austin, TX, is seeking a Senior HR Compliance Manager responsible for ensuring adherence to regulations and maintaining compliance within the HR team. The ideal candidate has significant experience in HR, strong analytical and...SeniorFull timeFlexible hours- ...General Counsel based in Austin, TX. This critical role involves serving as the senior legal leader and strategic advisor, overseeing legal strategy for acquisitions, development, and compliance in the real estate sector. The ideal candidate will have a Juris Doctor,...Senior
$97.5k - $127.5k
Circle, located in Austin, Texas, is seeking a Senior AML Analyst to enhance sanctions compliance processes across customers and transactions. Your role will involve the ownership of the sanctions lifecycle, requiring strong analytical judgment and attention to detail....Senior- Keurig Dr Pepper is seeking a Senior Manager, Environmental, Health and Safety (EHS) to lead environmental compliance across manufacturing and distribution facilities in the United States. The role partners with operations, engineering, EHS, legal, and sustainability teams...Senior
$72.7k - $144k
...well as planning and implementing special projects. The Senior Associate is responsible for the compliance function on clients, including preparation and... ...values define who we are. We expect all of our people to act ethically and with integrity at all times. In compliance...SeniorLocal areaRemote workCrowe
Austin, TX2 days ago- KingsIsle Entertainment in Austin, Texas is looking for a Senior HR Manager who will enhance HR operations and ensure an exceptional... ...processes, guiding management and employees on HR matters, ensuring compliance with employment laws, and overseeing payroll coordination....Senior
- Realtor.com is looking for a Senior Strategy Director in Austin, Texas. This role requires 15+ years of experience and proficiency in data analysis, strategic thinking, and AI/ML knowledge. The successful candidate will work directly with the C-suite to define the company...SeniorFlexible hours
- Jobot in Austin, TX is seeking a Senior Cash Accountant to join the finance team. You will manage daily cash activities, perform bank reconciliations, and support month-end close, ensuring GAAP compliance across multiple entities. Ideal candidates have 4+ years in cash...SeniorPermanent employment
- ...Safety Manager to oversee safety on construction projects. This role demands a proactive approach to safety management, ensuring compliance with OSHA and company policies while fostering a safe project environment. The ideal candidate will have 5+ years of experience in...Senior
- An innovative marketing platform based in Austin, Texas is seeking a Senior People Operations Manager. This role focuses on stabilizing HR operations and ensuring compliance. The ideal candidate will have 6-10 years of HR experience, particularly in fast-paced startup...Senior
$100k
Security Industry Specialists is seeking a highly skilled Senior Staff Accountant in Austin, Texas, to lead full-cycle accounting and tax compliance operations. The role demands an experienced professional who can manage financial reporting, mentor junior staff, and drive...Senior- Aprio is seeking a Senior Tax Manager to join their Tax team in Austin, Texas. This role involves managing compliance for consolidated C corporations and partnerships, while also analyzing transaction costs for private equity deals. The ideal candidate will have 8 to 1...SeniorRemote jobFlexible hours
$64.2k - $116.4k
...Business Advisor (EBA) – Senior Associate role, you... ...early to support quality, compliance, and achievement of... ...contract documentation, advising on launch readiness by... ...quickly to change and act as an effective change... ...us in our team-led and leader-enabled hybrid model. Our...SeniorContract workWork experience placementSummer holidayWork at officeFlexible hoursEY
Austin, TX2 days ago$150.1k - $227k
salesforce.com, inc. is seeking a Customer Success Manager, Senior Manager in Austin, TX to drive business impact for complex Signature customers. This role will be responsible for client engagement, ensuring alignment with business goals, and mentoring team members. Successful...SeniorWork at office3 days per week$72.7k - $144k
...industry. Job Description: As the Senior Associate for Lead Tax Services, you will... .... The Tax Senior is responsible for the compliance function on clients including preparation... ...who we are. We expect all of our people to act ethically and with integrity at all times...SeniorWork at officeLocal areaRemote workWorldwideCrowe
Austin, TX4 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Leader, Advisers Act & SEC Exams. Be the first to apply!
Related searches
- team lead data science Austin, TX
- clinical team leader Austin, TX
- assistant team manager Austin, TX
- quality assurance team leader Austin, TX
- group product manager Austin, TX
- leader Austin, TX
- member team lead Austin, TX
- application team lead Austin, TX
- helpdesk team lead Austin, TX
- disability team leader Austin, TX