Risk Analyst - Custody & Regulatory Compliance
Fwainvest
Raymond James is seeking a Risk Analyst in Saint Petersburg, FL to monitor and analyze operational risk exposure and assist in policy development. The role supports the RIA & Custody Services Division by identifying, assessing, and communicating risks affecting RIAs and IBDs on the Raymond James platform. The position emphasizes due diligence, controls, and data-driven risk reporting. Ideal candidates have a bachelor’s degree with 1+ year in financial services or risk, familiarity with FINRA #J-18808-Ljbffr Fwainvest
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Risk Analyst - Custody & Regulatory Compliance in Florida, NY vacancy
- ...for a skilled professional for corporate action processing in Florida, New York. This role entails performing custody and accounting processing, managing risks, and acting as a resource for less experienced team members. You'll need 5-7 years in the financial services industry...Suggested
BNY
Florida, NY3 days ago - ## Risk Analyst, RCSApplylocations: Saint Petersburg, Florida - United... ...and supports the RIA & Custody Services Division by identifying... ...communicating business and regulatory risks that affect independent... ...decision-making, reinforce compliance, and mitigate operational risk...SuggestedWork experience placementWork at office
- ## IT Risk and Compliance AnalystApplyremote type: Hybridlocations: Miramartime type: Full timeposted... ...Team as an IT Risk and Compliance Analyst located in our Miramar office.** We... ...posture and practices* Keeps abreast of regulatory and compliance related information to...SuggestedWork experience placementWork at office
Greenberg Traurig
Florida, NY14 hours ago - ...Responsible for assessing and managing technical risks across the organization’s IT and... ...management strategies, and maintain compliance with industry standards and regulations... ...organization adheres to industry standards and regulatory requirements Work under minimal...Suggested
- ## IT Systems Risk AnalystApplylocations: Remote Indiana: Remote... ...**:The **IT Systems Risk Analyst** is responsible for the identification... ...(Enterprise Risk Management, Compliance, Audit, and Information... ...risk.* Working knowledge of regulatory compliance frameworks, e.g.,...SuggestedWork experience placementWork at officeRemote work
- Plan research and develop specialized risk assessment scopes Collaborate with management... ...business risks, operational and regulatory process deficiencies, and improvement opportunities... ...support operational effectiveness and compliance with regulatory requirements, federal...Monday to Friday
- Prescient Edge is seeking a Risk and Compliance Analyst to support a federal government client. At Prescient Edge, we believe that acting with... ..., and financial regulations. Submit a quarterly Regulatory Compliance & Risk Assessment Report, identifying risks, compliance...
- ...this Risk position will be responsible for the monitoring of merchant activity via report analysis, gateway monitoring, and outbound calling to verify compliance of terms of the merchants processing agreement, holding questionable batches until an investigation can be...Work at office
Netevia
Florida, NY14 hours ago - Jobtailor in New York seeks an entry-level Information Security Associate to gain exposure to security domains and support audit activities. You will develop communications for the C-suite, manage projects, and build cross-functional relationships with stakeholders, emphasizing...
- Moss & Associates LLC, a leading national construction firm, is seeking a Risk Analyst to support the Risk Management team. This role focuses on assessing technology adoption risks, coordinating CCIP activities, and enabling data-driven risk management across projects....
- Key Responsibilities Exposure to all domains of Information Security Executive communication and presence - develop communications and presentations for C-suite and other leadership consumption Project management Cross-functional relationship development Stakeholder management...Work experience placement
- BankUnited in the United States seeks an AML/BSA analyst to review account activity, analyze suspicious activity, and prepare regulatory reports to ensure compliance with the Bank Secrecy Act. The role involves using the Actimize AML monitoring system and coordinating...
- ...development. Its employees consistently rank Moss as one of the best places to work. POSITION SCOPE AND ORGANIZATIONAL IMPACT The Risk Analyst is a key member of the Risk Management Team, supporting business transformation through emerging technologies, AI and automation...Full timeFor contractorsWork experience placementFor subcontractor
- Raymond James Financial, Inc. is seeking a Fixed Income Capital Markets Risk Analyst to join our FICM Risk Management team in Saint Petersburg, FL. The role emphasizes learning, analytical thinking, and collaboration across partners to identify, assess, and monitor risk...
- ...these, your future may lie below. Overview Responsible for providing paralegal and administrative support to the Chief Compliance Officer and Director of Risk & Compliance performing a variety of paralegal, secretarial, technical and administrative functions....Contract workWork at officeLocal area
ViziRecruiter
Florida, NY1 day ago - ## Risk Adjustment Health Data AnalystApplyremote type: Hybridlocations: Remote flexibility... ...trends, tools, methodologies, and regulatory considerations; recommend process or reporting... ...with little oversight by senior analysts.**To be considered for this position, you...Live inRemote work
- ...manage comprehensive OPSEC programs. You will mentor staff, conduct risk assessments, and deliver high-quality OPSEC plans and analyses... ...across Joint Staff and interagency partners, ensuring compliance with DoD OPSEC policies while operating with minimal direction...
- ...its BIN sponsorship program, managing the risk of our external partners is critical.... ...operational controls and adhere to the Bank's compliance standards. Key Responsibilities Due... ..., card brand rules, and applicable regulatory requirements. Oversight/Governance Administration...Full timeTemporary workWork experience placementCasual workWork at officeRemote workMonday to FridayAfternoon shift
- Nebraska Blue Cross and Blue Shield is seeking a Risk Adjustment Health Data Analyst to join our Healthcare Analytics team. You will analyze claims, enrollment, and risk adjustment submissions to evaluate program performance and identify opportunities for improvement. The...Remote job
- Greenberg Traurig, LLP seeks an IT Risk and Compliance Analyst located in Miramar for a hybrid role. You will lead the third-party risk management program, performing assessments and collaborating across teams to enhance security protocols. The ideal candidate has a degree...
- United Fidelity Bank; International is looking for an IT Systems Risk Analyst to identify and assess cybersecurity risks. The role involves working closely with IT GRC Manager and other stakeholders to maintain internal systems risk strategies. Ideal candidates will have...Remote job
- Prescient Edge is seeking a Risk and Compliance Analyst to support a federal government client. In this role, you will ensure compliance with DoD and federal guidelines, conducting risk assessments to enhance operational security. The ideal candidate has a Bachelor's degree...
- GT Restructuring is seeking an IT Risk and Compliance Analyst at their New York office. The role involves assessing third-party risks and developing management programs. Ideal candidates possess strong analytical skills and a background in information security. This position...Work at office
- ...for our customers. Brown & Brow n is seeking a Technology Risk & Compliance Analyst to manage technology risk and ensure compliance across the... ...an integrated capability that enables speed, quality, and regulatory alignment. The ideal candidate will partner with...Hourly pay
- The Regional Portfolio Manager at Seacoast Wealth Management is responsible for managing and servicing the fiduciary and investment needs of SCWM clients. Consistently gains the confidence and trust of others through honesty, integrity, and authenticity. The role emphasizes...
Seacoast Bank
Florida, NY3 days ago - ## Fixed Income Capital Markets Risk AnalystApplylocations: Saint Petersburg, Florida... ...trading, operations, technology, finance, compliance, legal, audit, and enterprise risk on... ...policies and standards, business requirements, regulatory guidance, and industry practices;...Work experience placementInternshipWork at office
- Centene Corporation is seeking a senior regulatory, privacy and risk management professional to interpret laws, regulations, and contracts affecting... ...Defense model, and help enhance playbooks, SOPs, and processes for consistent compliance #J-18808-Ljbffr Centene Corporation
- ...seeking a skilled paralegal to provide support to the Chief Compliance Officer and Director of Risk & Compliance. You will prepare, review and transmit legal documents, and help manage licensing and regulatory requirements. In a hybrid work environment with core hours 9...
- ...accident & health industries. Services include actuarial consulting, risk strategies & solutions, applied AI consulting, product development, insurance policy and forms consulting, regulatory compliance, compliance and operational assessments/training, state filings,...Work at officeFlexible hours
Perrknight
Florida, NY3 days ago $143.62k - $229.79k
...Description As a Consulting Actuary -ACA Risk Adjustment, you will play a pivotal role... ...projects, ensuring timeliness, compliance, and quality of work Provide proactive and... ...Insurance Industry Organizational Leadership Regulatory Compliance _____________________________...Blue Cross and Blue Shield of North Carolina
Florida, NY1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Risk Analyst - Custody & Regulatory Compliance. Be the first to apply!
Related searches
- risk consultant Florida, NY
- risk compliance officer Florida, NY
- risk analyst Florida, NY
- governance risk & compliance analyst Florida, NY
- senior quantitative risk analyst Florida, NY
- operational risk consultant Florida, NY
- it risk analyst Florida, NY
- risk officer Florida, NY
- operational risk specialist Florida, NY
- risk adjustment Florida, NY