Regulatory Reporting Analyst

Regulatory Reporting Analyst

Software Guidance & Assistance, Inc., (SGA), is searching for a Regulatory Reporting Analyst for a contract assignment with one of our premier financial services clients in Jersey City, NJ. Responsibilities include:

• Prepare and review regulatory reports in compliance with SEC & CFTC financial regulations and internal company policies.
• Ensure accurate and timely submission of all required files to regulatory agencies.
• Collaborate with internal teams to gather, analyze, and verify data for reporting purposes.
• Monitor changes in regulatory requirements and implement necessary updates to reporting processes.
• Support audits and examinations by providing requested documentation and explanations.
• Assist in the development and maintenance of internal controls for regulatory reporting processes.
• Identify opportunities for process improvement to enhance reporting accuracy and efficiency.
• Maintain a thorough understanding of accounting standards and financial reporting requirements.

Required skills include:

• 5+ years of experience working in the broker dealer industry, preferably experience working with 15c3-1, 15c3-3 customer reserve, and FCM regulatory reporting inclusive of CFTC filings.
• Strong knowledge of accounting and financial principles.
• Experience with regulatory reporting within the financial services industry.
• Excellent analytical and problem-solving skills.
• Proficiency in financial reporting systems and tools.
• High attention to detail and accuracy in data analysis and reporting.
• Effective communication and collaboration skills.
• Ability to adapt to changing regulations and reporting requirements.

SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work.