Compliance Officer
$1,000 per dayG MASS Consulting
A leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across Operations, Treasury, and Finance interfaces. Key responsibilities include managing the regulatory calendar, providing compliance oversight, and coordinating audits and exams. Candidates should have over 7 years of relevant experience, including hands-on regulatory reporting and management of compliance tools. This is an initial 12-month contract with a competitive pay rate of up to $1,000 per day, requiring in-office presence five days a week. #J-18808-Ljbffr
$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedFull timeLocal area$130k - $150k
...London, we manage $253.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange... ...at 30 June 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the...SuggestedFull timeLocal areaFlexible hours$130k - $160k
...You will report to the Local Head of Regulatory and Corporate Compliance within the New York Branch Compliance Function of Intesa Sanpaolo... ...everyone feels valued and empowered. The Chief Compliance Officer Governance Area oversees compliance with the regulatory framework...SuggestedFull timeLocal area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...SuggestedWork at office$180k - $215k
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer - Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and RiskBloomberg...SuggestedTemporary workFor contractorsWork experience placementWork at officeLocal area$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...Local area$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement$175k
Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We're a leading international bank and wealth manager built on a culture of curiosity, entrepreneurial spirit and human connection. Ideas are heard...Full timeWork at officeRemote work$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Full timeLocal area3 days per week$100k - $150k
...DaveContact Email: ****@*****.*** BSA/AML & Corporate Compliance OfficerJob description:Overview We are seeking a detail-... ...Mandarin Chinese is required to effectively communicate with head office stakeholders and navigate diverse regulatory documentation.DutiesRegulatory...Work at officeLocal area$200k - $250k
...The Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply to the market infrastructure, and investment...Work at office- ...Benefits: 401(k) 401(k) matching Company parties Flexible schedule Opportunity for advancement Job Overview The Compliance Officer will be responsible for ensuring that all moving and cleaning operations adhere to federal and state-specific regulations....Full timePart timeFor contractorsLocal areaRemote workLong distanceFlexible hours
$160k - $250k
...Compliance Officer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver results for our investors. Our people are empowered with...$135k - $160k
Location Designation: Hybrid - 1 day per week Role Overview:This is a significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key member of the AML leadership team — supporting the Enterprise AML Compliance...Local areaImmediate start1 day per week$130k - $150k
...success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the... ...laws, regulations, and internal policies.The Compliance Officer will play a critical role in supporting the firm’s growth by ensuring...Full timeWork at officeLocal area$80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research Compliance function. This role will serve as the subject matter expert on Information Barriers, advise Equity Research and Investment Banking teams on regulatory compliance, manage...- ...BMO is seeking a Capital Markets Senior Compliance Officer in New York, NY to assist in implementing and administering the Capital Markets Compliance Program. This role focuses on compliance oversight within BMO’s Capital Markets and equity activities, ensuring adherence...
- ...We are currently recruiting for a Compliance opportunity. This position will primarily focus on transaction advisory compliance for our... ...and problem-solving abilities. Advanced proficiency in Microsoft Office, particularly Excel and PowerPoint. Job ID: 23913 #J-18808-Ljbffr...Permanent employmentFull timeWork at office
$140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Compliance Officer position commonly found...- ...Deutsche Bank is seeking a Senior Compliance Officer for their New York office, focusing on the Private Bank's lending activities. This role includes providing compliance support and advising on banking regulations. Successful candidates will have a Bachelor's degree,...Work at office
- ...Kashable is seeking a detail-oriented Regulatory Compliance Lead to join our Compliance team in a hybrid New York City office. This role drives consumer complaint responses, licensing activities, vendor due diligence, and risk assessments across Kashable’s fintech operations...Work at office
$175k - $200k
...The Role Sixth Street’s Compliance team partners with all aspects of Sixth Street to build and maintain a best‑in‑class compliance program... ...requirements and industry best practices. The Compliance Officer will be a key team player in managing, executing, and enhancing...Temporary workLocal area- ...A growing investment management firm is seeking a Compliance Officer to support a broad range of regulatory, marketing, and advisory compliance initiatives. This individual will work closely with business leaders and serve as a key compliance partner on fundraising activities...
$88.24k - $134.16k
...mentoring staff and managing contractors. Apply now to help us ensure compliance with current standards and help carry out the mission of the... ...equivalent Federal Government job title, as determined by the Office of Administration); or Five years of professional experience in...Permanent employmentFull timeFor contractorsWork at officeLocal areaWork from homeMonday to FridayFlexible hours$92.53k - $106.4k
...Investigations and Compliance Officer DEPT OF CITYWIDE ADMIN SVCS Posted on 06/18/2026 Full-time Location NYC-ALL BOROS No exam required Department Citywide Equity and Inclusion Salary range: $92,525.00 – $106,404.00 Job Description DCAS's mission is to make city government...Full timeWork experience placementWork at officeLocal areaShift work- ...Requirements Bachelor’s degree required Professional certifications (e.g., CAMS, CGSS) strongly preferred 5-7 years of sanctions compliance, payment screening, sanctions investigations, or financial crime compliance experience Experience reviewing sanctions screening alerts...
- ...that enables informed decisions. You will partner closely with compliance, legal, and operations stakeholders to strengthen controls and... ..., this role offers meaningful impact. As a Sanctions Senior Officer in the Global Financial Crimes Compliance Commercial and Investment...Work at office
$120k - $151k
...A leading global financial institution is seeking an experienced AML Compliance Specialist to support the Securities business within the U.S. and Canada. In this role, you will be responsible for providing advisory services on AML and sanctions risk, analyzing compliance...- ...Review investment product marketing materials for SEC compliance. Complete private quarterly reporting. Perform private fund compliance testing and monitoring. Assist in conducting company-wide training to meet SEC, NFA, and FINRA obligations. Facilitate periodic committee...
$150k - $185k
...Purpose of Role Marex is seeking a Broker‑Dealer Compliance Advisor who is a subject matter expert in U.S. Broker‑Dealer regulation, providing... ...Compliance. Provide compliance advisory support to front‑office teams across day‑to‑day business activities. Review, draft and...Immediate start
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