Chief Compliance Officer — Equity & Regulator Lead (NYC) (New York)

$260k - $290k

Full-time

Moment

Moment is searching for a Chief Compliance Officer to lead compliance programs within their RIA and Broker-Dealer. This pivotal role involves managing compliance processes, interacting with regulators such as the SEC and FINRA, and ensuring effective risk management.

The ideal candidate will have a strong track record in compliance, hold relevant certifications, and thrive in a fast-paced startup environment. The position offers competitive compensation, including a base salary of $260K-$290K plus equity benefits.

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Vacancy posted 10 hours ago

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