Senior Principal Review & Compliance Lead
Voya Financial
Voya Financial in the United States seeks a Principal Review Supervisor to safeguard our firm and support advisor success by ensuring account activity meets regulatory and firm policy standards. You will oversee principal review and approval of securities transactions for assigned Representatives. You will identify risk, escalate findings with Compliance, and collaborate across Compliance, Operations, and leadership to improve processes while delivering timely reviews aligned to SLAs. #J-18808-Ljbffr Voya Financial
Vacancy posted 3 days ago
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