Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance Risk Management Lead (Governance & Regulatory Exam) - Vice President

$128.25k - $195k

JPMorgan Chase

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead Vice President within Compliance, Conduct and Operational Risk (CCOR), you will primarily lead exam management activities for the firm's Monitoring and Testing Program, including coordination of regulatory examinations, internal audits, requests for information, evidence development, and leadership-ready reporting. In addition, you will support testing governance and oversight by partnering with Testing Center of Excellence (TCOE) and other stakeholders to help track test plan progress, oversee governance routines, monitor commitments and escalations, and promote consistent execution aligned with internal standards and regulatory expectations. Additionally, in this role you will help strengthen how we engage with regulators and internal auditors by delivering clear, timely, and well-governed responses that stand up to scrutiny, while also supporting strong governance and oversight of the Monitoring and Testing Program. You will work across teams to build evidence-backed submissions, oversee key testing governance routines, improve how we track and review deliverables, and keep documentation organized and audit-ready. If you enjoy solving complex problems, coordinating across stakeholders, and improving how work gets done, you will find meaningful impact here. Job responsibilities Serve as the point of contact (primary/secondary) for regulatory examinations, audits, and reviews relating to the Monitoring & Testing Program (governance and oversight). Coordinate interactions and drive closure of requests between regulators, auditors, and internal stakeholders (1LOD and 2LOD) to support efficient, consistent information gathering and response development. Manage regulatory meetings, document submissions, and end-to-end request workflows for the Monitoring and Testing Program. Track and manage regulatory and audit requests, responses, formal commitments, findings, and remediation action plans. Produce regulatory metrics, leadership-ready status updates, and escalation reporting for senior management. Support governance and oversight of the Testing Program agenda, including oversight of test plan development, progress, change management and alignment with regulatory requirements and internal standards. Coordinate and facilitate governance routines between TCOE, CCOR, and business stakeholders to track milestones, resolve issues, and support timely progression of the test plan. Monitor and report on program effectiveness, key risks, escalation themes, and regulatory commitments associated with the Monitoring & Testing Program. Participate in special projects and strategic initiatives related to compliance testing governance, including research and analysis to support decision-making. Required qualifications, capabilities and skills Experience supporting regulatory examinations, internal audits, and/or risk and control governance. Experience managing end-to-end request workflows, including intake, requirements clarification, stakeholder coordination, and delivery tracking. Ability to draft and edit clear, evidence-backed written materials for senior stakeholders and external review. Strong project management skills, including planning, prioritization, and managing multiple concurrent deliverables under tight deadlines. Demonstrated ability to synthesize complex information from multiple sources into concise summaries and defensible narratives. Working knowledge of control testing and issue management concepts (for example: testing methodology, coverage, results, and validation). Proficiency with Microsoft Office tools (Excel, PowerPoint, Word, and Outlook) for tracking, reporting, and document management. Ability to handle confidential information with sound judgment and attention to detail. Preferred qualifications, capabilities and skills Experience coordinating regulatory or audit responses, including evidence compilation and formal closure/archiving practices. Experience creating executive-ready dashboards and status reporting. Knowledge of the regulatory landscape. Experience driving process improvement, standardization, or transformation initiatives. Familiarity with using automation or generative AI tools to improve drafting, consistency, or efficiency (with appropriate controls). JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process. We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation. JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans Base Pay/Salary Jersey City,NJ $128,250.00 - $195,000.00 / year #J-18808-Ljbffr JPMorgan Chase

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Compliance Risk Management Lead (Governance & Regulatory Exam) - Vice President in Tampa, FL vacancy
  •  ...Chase. As part of Risk Management and Compliance, you are at the center...  ...Risk Management Lead Vice President within Compliance,...  ...will primarily lead exam management activities...  ...coordination of regulatory examinations, internal...  ...support testing governance and oversight by partnering... 
    Regulatory
    Work at office

    JPMorgan Chase & Co.

    Tampa, FL
    1 day ago
  •  ...Chase. As part of Risk Management and Compliance, you are at the center...  ...Risk Management Lead Vice President within Compliance,...  ...will primarily lead exam management activities...  ...coordination of regulatory examinations, internal...  ...support testing governance and oversight by partnering... 
    Regulatory
    Work at office

    JPMorgan Chase & Co.

    Tampa, FL
    10 days ago
  •  ...& Co. in Tampa, FL, seeks a Compliance Risk Management Lead Vice President within CCOR to lead exam management for the Monitoring...  ...Testing Program, coordinating regulatory examinations, audits, and information...  ...and stakeholders to ensure governance, timely responses, and audit-... 
    Regulatory

    JPMorgan Chase & Co.

    Tampa, FL
    1 day ago
  • Identity Access Management & Governance Lead Contract Length: 24+ Month contract Employment type: Contract...  ...with IAM, PAM, Application Owners, Compliance, Risk, and Enterprise Architecture teams...  ...least privilege access, support regulatory requirements, and improve... 
    Regulatory
    Contract work
    Work at office
    Remote work
    Visa sponsorship

    Strategic Staffing Solutions

    Tampa, FL
    1 day ago
  • Citi is seeking an experienced Regulatory Reporting professional in...  ...finance teams, and help establish governance and reporting controls....  ...base, ensuring data accuracy, managing issues, and presenting to senior...  ...emphasizes collaboration, risk management, and adherence to... 
    Regulatory

    Citi

    Tampa, FL
    2 days ago
  • $127.96k - $152.5k

     ...disciplinary Controls Lead AnalystApplyremote...  ...and reducing risk. Assist in the execution...  ...Enterprise Risk Management Framework and...  ...Risk Management and Compliance Policies. Help support...  ...of Citi's governance committees, including...  ...risk management, regulatory reporting requirements... 
    Regulatory
    Remote work

    Citibank (Switzerland) AG

    Tampa, FL
    3 days ago
  • $248k - $372k

     ...improve the effectiveness of governance, risk management, and control processes....  ...in governance, risk, and compliance Own and evolve the SOX Compliance...  ..., and timely Identify regulatory opportunities and...  ...and monitoring activities Lead and develop a high‑performing... 
    Regulatory
    Full time
    Work at office
    Flexible hours

    Equinix

    Tampa, FL
    2 days ago
  • JPMorgan Chase in Jersey City, NJ is seeking a Compliance Risk Management Lead Vice President within CCOR to oversee the Monitoring and Testing Program and regulatory examinations. You will coordinate governance routines, drive evidence-based responses, and report to senior... 
    Regulatory

    JPMorgan Chase

    Tampa, FL
    1 day ago
  •  ...implementation of the Data Governance Policy, procedures,...  ...the effectiveness of risk mitigation strategies...  ...understand its risk profile, compliance to Policy and Strategy...  ..., data risk issue management, data controls...  ...standards. Stay updated on regulatory changes and industry... 
    Regulatory

    Jobtailor

    Tampa, FL
    3 days ago
  • Own the governance and performance of the firm'...  ...high‑impact, higher‑risk engagements. This...  ...Responsibilities Lead end‑to‑end...  ...stakeholder alignment. Manage the full contract...  ...across performance, compliance, service delivery,...  ...special projects, and regulatory‑driven... 
    Regulatory
    Contract work

    JPMorganChase

    Tampa, FL
    4 days ago
  • Overview Catalyst Labs is a leading talent agency with a specialized vertical in Legal, Regulatory Compliance, and Corporate Governance. We operate deeply inside our clients’ hiring...  ...the next decade of regulatory risk management, data governance, fintech compliance... 
    Regulatory
    Contract work

    Catalyst Labs

    Tampa, FL
    1 day ago
  •  ...dynamic environment. As a Lead Technical Program Manager in Commerical &...  ...operational plans and risk management strategies,...  ...business, operations, and compliance teams to ensure regulatory readiness, auditability...  ...Define and execute program governance, including steering... 
    Regulatory

    JPMorgan Chase & Co.

    Tampa, FL
    2 days ago
  • $141.44k - $212.16k

     ...Development Group Manager is a senior management...  ...assess risk when business decisions...  ...assets, by driving compliance with applicable laws...  ...Solution Design: Lead the design of robust...  .... Standards and Governance: Establish and...  ...application adheres to all regulatory, security, and... 
    Regulatory
    Full time

    Citigroup Inc.

    Tampa, FL
    4 days ago
  •  ...one of the world’s leading financial groups....  ...Industry Regulatory Authority (FINRA)...  ...established inherent risk profile CIA. This...  ...information security risk governance and security...  ...regulatory and compliance requirements into...  ...combination of risk management, Cloud... 
    Regulatory
    Work at office
    Local area
    Remote work

    MUFG Bank, Ltd

    Tampa, FL
    1 day ago
  •  ...Position Type: Full Time The Vice President of Credit Risk Management is responsible for leading the enterprise credit...  ..., strategic objectives, regulatory requirements, and governance standards. As a risk leader...  ...with Lending, Finance, Compliance, Legal, Internal Audit, Member... 
    Regulatory
    Hourly pay
    Price work
    Full time
    Temporary work
    Work at office
    Remote work

    Suncoast Credit Union

    Tampa, FL
    2 days ago
  • $103.92k - $155.88k

    Overview The Program Management Advisory and Execution (PMAE) is...  ...bank to plan, execute and govern complex cross‑functional initiatives...  ...generally will range from regulatory compliance to risk management. PMAE is not a...  ...PM methodology. You will lead cross‑functional projects... 
    Regulatory
    Full time
    Work at office

    Citi

    Tampa, FL
    14 hours ago
  • JPMorgan Chase in Tampa is seeking a Compliance and Operations Risk Test Manager to develop and lead comprehensive testing strategies that align with regulatory requirements. You will oversee diverse testing initiatives, assess controls, and manage stakeholder relationships... 
    Regulatory

    JPMorgan Chase

    Tampa, FL
    1 day ago
  • Trax Credit Union in Florida is seeking an Internal Auditor to strengthen risk management, internal controls, governance, and regulatory compliance across the organization. You will develop and execute a risk-based audit plan and conduct audits across financial, operational... 
    Regulatory

    Trax-Credit-Union

    Tampa, FL
    1 day ago
  •  ...rigorous performance management culture focused on results...  ...improvement. Lead executive and leadership...  ...multiple countries and regulatory environments. Own...  ...process improvements and compliance activities for all of...  ...values. Compliance, Risk & Governance Ensure compliance... 
    Regulatory
    Live in
    Work at office
    3 days per week

    Seven Seas Water

    Tampa, FL
    2 hours ago
  • JPMorgan Chase in Tampa seeks a Compliance Risk Management Lead Vice President within CCOR to lead exam management activities for the...  ...Program, coordinating regulatory examinations, internal audits...  ...information requests. You will drive governance and escalation reporting... 
    Regulatory

    JPMorganChase

    Tampa, FL
    1 day ago
  •  ...opportunities. Lead operational planning...  ...customer contract compliance. Drive...  ...requirements and regulatory standards. Build...  ..., and operational managers. Build organizational...  ...Safety, Compliance & Risk Management...  ..., and operational governance. Executive Success... 
    Regulatory
    Contract work
    For subcontractor

    DCS Asset Maintenance

    Tampa, FL
    3 days ago
  • Fay Servicing, LLC is seeking a Risk Management Analyst in Tampa, Florida. In this role, you will conduct risk assessments...  ..., support operational processes, and manage issue governance to ensure compliance with regulatory standards. Required qualifications include a... 
    Regulatory
    Work at office
    Remote work
    Flexible hours

    Fay Servicing, LLC

    Tampa, FL
    3 days ago
  •  ...including senior management discussions and key...  ...across the business, compliance and operations to...  ...on initiatives Lead transformation change...  ..., outreach, and regulatory compliance...  ...process, technology and governance) Ensure proper and...  ...Appropriately assess risk when business... 
    Regulatory

    Jobtailor

    Tampa, FL
    3 days ago
  •  ...provides cash management, liquidity, commercial...  ...team as a Vice President, where you'll lead efforts to...  ...identify and mitigate risks, and play a key...  ...forefront of governance initiatives,...  ...and engaging in regulatory affairs. Your responsibilities...  ...regulatory exams and audits... 
    Regulatory
    Work at office
    Worldwide

    JPMorgan Chase & Co.

    Tampa, FL
    14 hours ago
  • Citigroup Inc. is seeking a senior Regulatory Reporting professional to own the end...  ...FERC framework design and program governance. The role will be the primary...  ...leadership, requiring strong data, risk, and stakeholder management skills to deliver timely, accurate... 
    Regulatory

    Citigroup Inc.

    Tampa, FL
    4 days ago
  • Citigroup Inc. in Tampa, FL is seeking a skilled Regulatory Reporting professional within the Controllers Organization. The role owns data...  ...will collaborate with stakeholders across Citi to strengthen governance and reporting effectiveness. This intermediate position offers... 
    Regulatory

    Citigroup Inc.

    Tampa, FL
    4 days ago
  • Citibank (Switzerland) AG seeks a Regulatory Reporting Ld Analyst - VP in Tampa, FL to join the Controllers...  ...data completeness for U.S. regulatory reporting, manage risks, and coordinate cross-functional handoffs, governance materials, and program trackers in a hybrid work... 
    Regulatory

    Citibank (Switzerland) AG

    Tampa, FL
    1 day ago
  • $141.44k - $212.16k

     ...the App Dev Senior Tech Lead Analyst, you will be...  ...closely with product management and senior business leaders...  ...wallet share growth. Compliance & Security: Ensure the...  ..., security, and regulatory compliance required in...  ...optimization Model Lifecycle & Governance: Model evaluation,... 
    Regulatory
    Full time

    Citigroup Inc.

    Tampa, FL
    1 day ago
  •  ...Regulatory & Healthcare Compliance: Ensure company policies and clinical procedures...  ...dental board regulations. Lead internal compliance programs...  ...and audits. Corporate Governance: Advise the Board of Directors...  ...on governance, risk management, and strategic entity structuring... 
    Regulatory

    Bell & Associates, Inc.

    Tampa, FL
    2 hours ago
  • $125k - $170k

     ...seeking an Associate Director in Tampa, FL to oversee margin activities and ensure compliance with regulatory mandates. The role requires 7+ years of relevant experience in risk management and expertise in financial regulations. The ideal candidate will manage collateral... 
    Regulatory

    Clear Street

    Tampa, FL
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Risk Management Lead (Governance & Regulatory Exam) - Vice President. Be the first to apply!