Senior Compliance Lead AI-Driven Funds & Regulatory
Fernridge Group
Fernridge Group is seeking an Associate Director to lead its Compliance team in New York. This role owns major risk areas, drives process improvements, and partners with Technology and Operations to deploy compliant AI-enabled tools. The ideal candidate will be business-minded, highly accountable, and comfortable working independently in a fast-paced environment, with a track record in private funds and regulatory submissions. #J-18808-Ljbffr
- 3E, a mission-driven company delivering AI-enabled regulatory solutions, seeks a Senior Product Go-To-Market (GTM) Manager in the United States. You will partner with Product, Marketing, Sales, and Customer Success to orchestrate end-to-end launches and craft market strategies...SeniorRegulatory
- ...work and help resolve the legal questions that arise across our Funds business. You’ll handle commercial contract reviews, board... ..., side letters, portfolio-company issues, secondary transactions, and regulatory questions. This is a hands-on role. #J-18808-LjbffrRegulatoryContract work
$225k - $275k
...financial services firm is seeking an experienced Hedge Fund Deputy CCO to lead its compliance team in New York. The role requires at least 10 years... ...procedures, conduct training programs, and ensure adherence to regulatory requirements. This full-time position offers a...SeniorRegulatoryFull time$176.72k - $265.08k
...are looking for an AI Adoption & Commercialization Senior Lead to own the vision,... ...justify continued funding.Local Use Case... ...prepare them for regulatory reportingRegulatory... ...through rigorous compliance oversightQualifications... ...ownership, self-driven-------------------...SeniorRegulatoryFull timeLocal area- Lemonade is seeking a Senior Compliance Analyst to build and strengthen compliance processes across its growing portfolio of P&C insurance... ...and Product to monitor and stand up new processes and ensure regulatory compliance across Car, Home, Renters, and Pet products. The...SeniorRegulatoryRemote job
- ...zerohash's Applied AI team manages... ...agents and lead security reviews... ...Requirements Senior, Python‑first backend... ...in event‑driven systems, API integration... ...‑based funding, payouts, and settlement... ...with built‑in compliance, risk controls,... ...technical, regulatory, and...RegulatoryWork from home
$163.6k - $245.4k
...growth.We are seeking a Senior Vice President, Private... ..., including Hedge Funds, Private Equity firms,... ...is a senior, judgment‑driven SVP role with material... ...portfolio reviews, and regulatory interactionsApply a strong... ...automated processing and AI do not involve relying...SeniorRegulatoryFull time- ...commercially minded Head of Legal to serve as the company’s senior legal leader and to build the function as the business... .... Reporting to the CEO, you will advise on acquisitions, AI product development, regulatory issues, data privacy, and complex enterprise contracts, while...SeniorRegulatory
$163.6k - $245.4k
## Senior Credit Risk Officer – Hedge Funds & Private Equity - SVPApply: Hybrid: New York New... ...is a senior, judgment‐driven SVP role with material portfolio... ...financing structures* Lead or review underwriting... ..., portfolio reviews, and regulatory interactions* Apply a strong...SeniorRegulatoryFull time- ...Company Act of 1940. You will advise on fund formation, governance, regulatory compliance, and strategic initiatives. You... ...wellbeing of our clients. To lead through product and services that... ...connection. We believe our mission-driven and highly collaborative culture is...SeniorRegulatoryWork experience placementWork at office
$200k - $250k
...Senior Managing Director- Private Equity and Hedge Fund Accounting (CFO Services) Full-time... ...Permanent We’re a leading Investor Services group... ...accounting, reporting, regulatory and compliance needs of the investment... .... We’re driven by our Group purpose,...SeniorRegulatoryPermanent employmentFull timeWork at officeLocal areaWorldwide- ...Oliver James Group is seeking a Workers' Compensation Regulatory Compliance Manager to lead and oversee regulatory compliance initiatives for... ...compliance controls. The role offers exposure to senior leadership, data-driven regulatory reporting, and strategic process...SeniorRegulatory
- ...an FDA-regulated SaaS product. You will lead the architectural roadmap, establish bounded contexts aligned with Domain-Driven Design and clean architecture, design data... ...with external feeds while ensuring regulatory compliance and security. The role offers flextime with...SeniorRegulatoryWork at officeRemote work
- ...A leading investment firm is seeking a Principal for its Global Funds Legal team. This role involves providing legal advice on fund development and operations... ...partnership agreements, and ensuring compliance with regulatory standards. Ideal candidates will have a JD...SeniorRegulatory
$133k - $156k
...The Financial Compliance team’s mission... ...financial and regulatory compliance, including... ...Compliance Senior Manager, you will... ...actions.Lead IT SOX readiness... ...career.Performance driven compensation with... ...Employee Fund that gives eligible... ...Access to the best AI tools on the...SeniorRegulatoryWork at officeFlexible hoursShift work3 days per week- BridgeBio is seeking a Senior Manager, Computer System Validation (CSV), QA to oversee... ...lifecycle for GxP systems ensuring compliance with regulatory standards. The role supports QA oversight... ...quality, and stakeholders, including AI governance considerations. The...SeniorRegulatoryRemote job
- ...Claroty seeks a Corporate Counsel to guide global commercial transactions, regulatory compliance, and corporate governance in a fast‑growing AI‑driven cybersecurity firm. You will partner with Sales, Product, and Ops to manage risk and enable strategic growth. You’ll...SeniorRegulatory
$180k - $300k
...offerings make that real: fund, tokenize, trade,... ..., with the compliance and controls CFOs need to say yes.AI is the default operating... ...compromising on regulatory obligations.Track 2... ...autonomous, ownership-driven mindset. You care... ...a scale-up: small, senior, high-throughput teams...SeniorRegulatoryContract workRemote work- ...AnnuallyIndustry Hedge FundSelling Points Lead impactful compliance operations in a dynamic... .... Collaborate with senior leadership on strategic... ...Job DescriptionSenior Hedge Fund Compliance Officer / Legal... ...compliance operations, ensuring regulatory adherence and supporting...SeniorRegulatoryContract work
- ...Mondrian Alpha in New York seeks a Compliance Officer to lead the compliance program for its equities... ...implement and oversee trade surveillance, regulatory controls and monitoring in a high-... ...top-tier teams in a fast-paced hedge fund setting. Competitive compensation is...SeniorRegulatory
$89k - $105k
...financial solutions.As Money Compliance Lead, you will play a... ...that Robinhood embeds regulatory compliance for its... ...UDAAP), the Electronic Fund Transfer Act (EFTA), the... ...high-growth, technology-driven environment.Ability to... ...your application.AI Usage Disclosure: Robinhood...RegulatoryWork at officeFlexible hoursShift work3 days per week$180k - $300k
...offerings make that real: fund, tokenize, trade,... ..., with the compliance and controls CFOs need to say yes. AI is the default operating... ...compromising on regulatory obligations. Track... ...autonomous, ownership-driven mindset. You care... ...a scale-up: small, senior, high-throughput teams...SeniorRegulatoryContract workWork at officeRemote workHome officeFlexible hours- ...Alira Health is seeking a Senior Product Manager to own the SpherePX... ...pathway product, focusing on AI-enabled care and personalized... ...functional team across clinical, regulatory, and engineering disciplines... ...privacy, and measurable value in AI-driven health experiences. #J-18808-...SeniorRegulatoryRemote work
- ...Office of the General Counsel, focusing on the Investment Company Act of 1940 and related regulatory matters. You will advise on fund formation, governance, and regulatory compliance while shaping product strategy and collaborating with business leaders. You will draft...SeniorRegulatoryWork at office
$154.24k - $196.65k
.... About LISC Fund Management - Where... ...and manages mission-driven funds to expand... ...Administration ensure compliance, governance, and... ...to serve as Senior Director, Fund Finance... ...is responsible for leading the financial... ...other comparable regulatory examinations within...SeniorRegulatoryTemporary workLocal areaFlexible hours- ...936Salary Type AnnuallyIndustry Fund Administration;Private EquitySelling Points Lead impactful fund accounting operations... ...investment funds, ensuring compliance with US GAAP and industry standards... ...financial statements, ensuring regulatory compliance and accuracy....SeniorRegulatory
$192k - $278k
...Search Ecosystem Senior Technical Program ManagerThe... ...the platforms, APIs, and compliance architectures that... ...and implements rigorous regulatory guardrails while delivering... ...'s next-generation AI search capabilities to... ...Simultaneously, you will lead the end-to-end technical...SeniorRegulatory- ...financial management firm in New York is seeking a Fund Accounting & Financial Reporting professional to oversee... ...candidate will manage investor reporting, lead audit processes, and ensure compliance with regulatory requirements. Candidates should have over 7 years of...SeniorRegulatory
- Natixis seeks a VP or Director level Credit Officer to join the Funds Risk & Credit Markets team in New York. The role focuses on... ...analyses to Credit Committee, and stay informed on industry and regulatory developments impacting the portfolio. #J-18808-Ljbffr NatixisSeniorRegulatory
- ...Karbon is seeking a Senior Implementation Specialist to lead enterprise onboarding, data migration, and training for our AI-powered practice management platform. You will manage project... ...measurable ROI. You will leverage AI-driven workflows and Karbon's tools to...SeniorRemote work
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