Senior Marketing Compliance Analyst SEC/FINRA Reviews
Royal Bank of Canada
Royal Bank of Canada in Boston seeks a Senior Marketing Compliance Analyst to drive reviews of advertising, sales literature, and digital content for SEC/FINRA compliance. You will work under the Associate Director to ensure materials meet policy standards and regulatory requirements. You will partner with marketing, sales, and legal teams, document findings, and support audits. The role focuses on timely reviews, escalation of high-risk issues, and maintaining robust workflows. #J-18808-Ljbffr
$150k - $200k
..., and navigate complex markets together. We leverage cutting... ...support the firm's compliance program across... ...compliance with applicable SEC regulations, Investment... ...TestingConduct periodic compliance reviews and testing of key... ...bonus.#MID_SENIOR_LEVELAt Franklin Templeton...SeniorLocal area3 days per week$90k - $157.5k
...looking for State Street Markets (“SSM”) is looking for an... ...responsible for As Markets Senior Quantitative Analyst, Assistant Vice President,... ...Conduct post-implementation reviews of SSM proprietary trading... ...and strategy changes, compliance with the FX Global Code and...SeniorFull timeTemporary workWork at officeWork from homeFlexible hoursShift work- ...technologies They are seeking a highly capable SEC Reporting & SOX professional to support... ...SEC reports (Forms 10-K, 10-Q, 8-K) for review by the Corporate Controller. Draft... ..., MD&A, and other disclosures in compliance with SEC regulations and U.S. GAAP. Coordinate...SeniorWork at office
$60.5k - $104.5k
...What is the opportunity? As a Senior Marketing Compliance Analyst, you will play a critical role in supporting... ...on executing marketing compliance reviews and managing the day-to-day... ...policies and regulatory standards (e.g., SEC, FINRA), while escalating complex issues...SuggestedFull timeFlexible hours$84.6k - $105.8k
...progress, come build the future together.As a Senior Accountant, you'll play a key role in... ...Securities and Exchange Commission (SEC) filings.Partner with cross-functional teams... ...financial impact of potential acquisitions by reviewing agreements, developing financial models,...SeniorFull timeImmediate start$167k - $202k
...seeking a proactive and detail-oriented Senior Manager, Accounting and SEC Reporting, to join our growing... ...a team to support Bicara's launch compliance with Sarbanes-Oxley Act requirements... ...checklists, as well as maintaining and reviewing XBRL tagging.• Monitors the...SeniorFull timeTemporary workWork at officeLocal area3 days per week$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...Officer in the day-to-day execution of the compliance program.Review and capture investment restrictions from investment guidelines,...SeniorFull timeWork at office$103.4k
JOB REQUISITIONLegal, Risk & Compliance - Investigations & Forensic Senior ConsultantLOCATIONNEW YORK CITYADDITIONAL LOCATION(S)BOSTON, WASHINGTON DCJOB DESCRIPTIONYou... ...gathering, interviews, and financial transaction review to identify potentially irregular activity.Applying...SeniorFull timeTemporary workLocal areaRemote workFlexible hours- ...Johnson & Johnson is seeking a Senior Analyst Marketing Insights in the Global Digital & Robotics Innovation space within DePuy Synthes. The role focuses on delivering market, technology, and financial insights to guide opportunity prioritization across orthopaedic applications...Senior
- ...General Brigham in Somerville, MA is seeking a Chart Correction Specialist to review, analyze, and report on patient charts for end-to-end corrections, ensuring accurate coding for compliance and revenue. You will mentor junior staff, communicate with providers, resolve...SeniorRemote work
- ...Senior Global Trade Compliance AnalystThe Senior Global Trade Compliance Analyst is a subject matter expert who is responsible for supporting and strengthening the corporate Export Compliance Program, independently resolving compliance matters and serving as an escalation...SeniorRelocation package
$93.6k - $128.5k
...your success!The RoleWe are seeking a Senior Associate to join our team, where... ...firmwide accounting policies, and ensuring compliance with U.S. GAAP, SEC regulations, and PCAOB standards.The... ...related to the firmPrepare and review detailed footnote disclosures for financial...SeniorFull timeContract workH1bWork at officeLocal areaWork visa$95k - $115k
...Senior Accountant, SEC ReportingCollegium Pharmaceutical is building a leading, diversified biopharmaceutical... ...reporting, Sarbanes-Oxley (SOX) compliance, and equity administration and... ...quarterly earnings process, preparing and reviewing financial information for management,...SeniorLocal areaRelocation- ...Senior Accountant, Sec ReportingBuild a career powered by innovations that matter! At Novanta, our... ..., lease accounting under ASC 842, and compliance with SOX internal controls. This is a... ...filing process, including XBRL tagging and review of filing drafts.Complete government...SeniorFull timeInterim roleWork at office3 days per week
- The Senior Principal Investigator is an expert... ...and completing FINRA's highest-risk and... ...evaluates supervisory and compliance failures, and... ...threats to investors and market integrity.As a... ...organizations, including the SEC, CFTC, Federal... ...through document review, data analysis,...SeniorFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- ...City with 250+ employees world-wide.As a Senior Clinical Regulatory Specialist at... ...accurate completion of regulatory requirements.Review and QC regulatory documentation and... ...completeness, accuracy, consistency, and compliance, identifying gaps and driving resolution...SeniorTemporary workWork at office2 days per week
- ...Axiom seeks experienced Promotional Review lawyers to advise on promotional materials within the life sciences sector.... ...review committees, lead MLR processes, and collaborate with marketing, regulatory, and compliance teams to craft compliant promotional strategies....Senior
- ...Job Description Description: Title: Senior Credentialing Specialist Job Type: Full... ...malpractice), and file preparation. Ensure compliance with NCQA/URAC credentialing standards,... ..., regulatory audits, and file reviews. Review downstream delegate credentialing...SeniorFull timeWork at officeLocal areaRemote work
$90k - $200k
...Senior Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the... ...strategy, global events and markets, with an awareness of... ...expert resources.Oversee and review the quality of Associates...SeniorTemporary work$54.67k - $66k
..., love, and purpose. The role The Senior Credentialing Specialist plays a critical... ...and certification renewals, and ensure compliance with regulatory and internal standards... ...support parts of the hiring process, such as reviewing applications, analyzing resumes, or...SeniorFull timeRemote workWork from home$77k - $214k
...SummaryThe OpportunityAs a Financial Services International Tax Compliance Senior Associate you will support client-facing international tax... ...professional judgment. In this role at PwC, you will prepare and review international tax compliance deliverables, interpret tax laws...SeniorFull timeH1b$130k - $170k
Salary - $130,000 - $170,000 + Benefits + Unlimited PTO Are you an experienced Compliance Analyst looking to take greater ownership, shape compliance processes and progress your career within a rapidly growing technology company? Join a rapidly expanding AI and cybersecurity...Senior- ...Klein Hersh is engaged to identify a Senior Director, SEC Reporting & SOX Compliance for a Boston-based clinical-stage oncology company. The role leads SEC filings, internal controls, and external disclosures in partnership with Finance and Legal to ensure compliance with...Senior
$69k - $136.5k
...shape the future of our industry. Job Description: The HR Compliance Senior Associate supports labor and employment law compliance,... ...oversight of contractor management including worker classification reviews, onboarding, offboarding, and extensions, as well as...SeniorFor contractorsWork at officeLocal areaRemote workWorldwide- Compliance Associate, Investment Management, Boston (Hybrid, 2 Days/Week in Office) Our client... ...Code of Ethics certifications, periodic reviews, and the approval workflows for gifts,... ...knowledge of how the public securities markets function Background reviewing individual...SeniorWork at officeFlexible hours2 days per week
- ...Agios Pharmaceuticals is seeking an Associate Director, Medical Review Lead to join the team in Cambridge, MA. This role involves... ...medical review for Individual Case Safety Reports (ICSRs) to ensure compliance and quality of safety data. The successful candidate will have...SeniorRemote workFlexible hours
- ...must be authorized to work in the U.S. without current or future visa support. Our client, a Digital Agency, is hiring a Senior Marketing Analyst to lead end-to-end analytics execution across client accounts. This role involves owning data, developing insights, and presenting...SeniorFull time
$18.5 - $42.35 per hour
...and one community at a time. Position Summary The Senior Coordinator, Business Compliance is responsible for supporting and monitoring business... ...initiatives. The Senior Coordinator conducts audits, reviews operational data and documentation, investigates compliance...SeniorHourly payFull timeTemporary workWork at officeLocal area$70k - $95k
...Tax Senior/ReviewerA boutique full-service tax preparation firm – handling everything from simple individual returns to more complex... ...and trust returns – our client is seeking a talented Tax Senior/Reviewer to join their dynamic team. This is a unique opportunity to work...SeniorFull time$125k - $160k
...Your Impact: Formlabs is hiring a Senior PR Manager to own how the press, analysts and the wider maker community see... ..., working closely with product marketing, brand, social and leadership.What... ...materials, embargoes, briefings, reviews and launch-day coverage.Build and...SeniorWork at officeWorldwideFlexible hours
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