Vice President Compliance - CLO
Riva Recruiting
Title: Vice President, CLO Compliance & Portfolio Analytics
Location: New York, NY (Hybrid)
About the opportunity
Riva Recruiting is partnering with a top-tier alternative investment manager on a VP-level seat on its CLO team. The platform spans middle market and broadly syndicated CLOs and continues to grow.
This isn’t a back-office compliance seat. You’ll sit right next to the portfolio managers, owning the testing and analytics behind every trade decision, and you’ll have a real voice in how the portfolios are positioned.
What you’ll do
- Own daily portfolio compliance testing and monthly trustee test reconciliation
- Run hypothetical trade analysis for PMs before trades go through: coverage tests, collateral quality tests, and concentration limits
- Spot optimization opportunities and bring ideas to the investment team
- Run quarterly payment date waterfalls
- Act as the go-to resource for PMs and senior leadership on portfolio data and holdings questions
- Partner with operations, trustees, and custodians to keep the data clean and the testing right
What you bring
- Deep CLO experience on the manager, trustee, or administrator side, ideally across middle market and BSL; a strong background in structured credit, leveraged loans, or high yield also works
- Hands-on compliance testing and waterfall experience
- Experience with industry-standard CLO compliance and portfolio systems
- Strong Excel and modeling skills; programming (Python, VBA, SQL) is a bonus
- Someone who owns their numbers, enjoys the detail, and wants more exposure to the investment side
Why this role
- Direct exposure to PMs and senior credit leadership
- A well-resourced, established firm with a lean team where your work is visible
- Room to wear multiple hats and take on stretch projects in optimization, analytics, and process build-out
- Broad product exposure across CLO strategies
- A team with long-tenured people that invests in training and development
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