Global VP, Compliance Monitoring & Testing
TD
TD Securities (US) seeks a Vice President of Compliance to join the US Compliance Monitoring and Testing Team and Core Compliance Group in New York. You will lead monitoring, testing, and support core compliance program activities. The role requires strong leadership, 7+ years of experience in financial services, and a deep understanding of securities and derivatives rules. JD degree desirable. This is a demanding, high-impact position with broad stakeholder interaction. #J-18808-Ljbffr TD
- ...Vice President, Compliance Monitoring & Testing About the Company A company in the financial services... ...high-impact compliance testing across global securities businesses, developing and... ...throughout the testing lifecycle. The VP will also be involved in core compliance...SuggestedWork at office
$145k - $185k
...of America Hours 40 Line of Business Compliance Pay Detail $145,000 - $185,000 USD TD... ...a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring... ...the TDS US businesses and certain global businesses, working with regional...SuggestedWork experience placementWork at officeLocal areaWork from homeFlexible hours$150k - $180k
...of America Hours 40 Line Of Business Compliance Pay Detail $150,000 - $180,000 USD. TD... ...key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. Responsible... ...relationships with stakeholders globally and act as key point of contact for...SuggestedWork experience placementWork at officeLocal areaFlexible hours$317.5k - $365k
...foundation of a more open, global economy through digital... ...cloud-native APIs. As VP, Global Head of Product... ...of Product, Security, Compliance, Risk, Legal, Policy,... ...and compliance matters.Monitor and interpret evolving... ...control design, monitoring, testing, reporting, and...SuggestedWorldwideFlexible hours- ...of corporate security, where your expertise will drive strategic innovation and shape the future of our global operations. As the Delivery Performance and Monitoring - Vice President in Global Security, you’ll have the opportunity to collaborate with senior leaders, influence...Suggested
$110k - $120k
...Guggenheim Securities ("GS") is seeking to hire a Monitoring and Testing Associate to join its Compliance team. The primary objective of this role is to assess... ...capital markets business of Guggenheim Partners, a global investment and advisory firm. Guggenheim Securities...Work at office- NBCUniversal is seeking an Analyst for Compliance Operations in New York, NY. This pivotal role involves ensuring adherence to compliance and ethics, executing monitoring and testing strategies, and managing complex projects. Candidates should have at least 2 years of experience...Work at office
- ...Global Head of Lending Value Strategy, Private Banking (Executive... ...origination through ongoing monitoring and remediation.Co-own with Risk... ...portfolio analytics, stress testing concepts, and performance MI,... ...Front Office, Risk, Legal, Compliance, Regulatory Relations, Treasury...Temporary workLocal area
$200k - $280k
The Vice President, Global Head of Digital Experience is a senior leadership role responsible... ...loops connecting site analytics, testing outcomes, and user behavior data back into... ...to equal employment opportunity and compliance with all laws and regulations pertaining...Local areaShift work$100k - $130k
...renseignements personnels permettant l’identification.Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US) page is loaded## Sr.... ...Testing Team covers the TDS US businesses and certain global businesses, working with regional testing teams across...Temporary workWork experience placementRemote workWork from homeFlexible hours$100k - $135k
## Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)Applyremote type: On Sitelocations: New York, New Yorktime type: Full... ...Testing Team covers the TDS US businesses and certain global businesses, working with regional testing teams across...Work experience placementLocal areaWork from homeFlexible hours$120k - $205k
...to join our team as a Vice President in Global Compliance to support the Compliance Coverage... ...provides timely advice and challenge, and monitors business activities for adherence to both... ...and conduct and coordinate monitoring, testing and training for the business unit.What...Temporary work- ...part of Risk Management and Compliance, you are at the center of keeping... ..., guidance, training, and testing for AI across the firm, addressing... ...effectiveness of controls, monitoring, and escalation.Assess and... ...multiple competing demands across a global business. JPMorganChase, one...Work at office
- ...Vice President, Compliance Testing About the Company A leading financial services organization... ...broad exposure to capital markets and global operations. Industry Financial... .... This includes overseeing testing, monitoring, and control assessment programs, and...Work at office
- Compliance, GBM Public Compliance - Digital Assets, Vice President, New... ..., New York, United States Global Compliance Our division prevents... ...and reputational risk; monitors for compliance with new or amended... ...; conducts independent testing; investigates, surveils and monitors...Full timeTemporary workWork at office
- A leading financial institution in New York is seeking a Compliance Monitoring & Testing Specialist. This role involves conducting compliance monitoring and testing, ensuring adherence to regulatory requirements, and documenting findings. Candidates should have a Bachelor...Contract work
- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalaur...Remote job
$250k
...and will lead the Sovereign Advisory team globally, driving the delivery of client rating... ...and focuses on leading the assessment, monitoring, and management of structural, macroeconomic... ...bankers in country analysis, stress testing, and sourcing of relevant data; act as a...Full timeWork experience placementWork at officeWorldwide- ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment... ...personnel. Key responsibilities include supporting the global compliance monitoring program, performing testing and monitoring of compliance with firm policies,...
- ...Engineering Lead, Investment Compliance About the Company A leading global alternative investment... ...and delivery plans. The VP will also be tasked with... ...review, and automated testing. Additionally, the role... ...compliance surveillance and monitoring platforms is a plus. The...
$130k - $180k
...York Business Area Legal, Compliance, and Risk Ref # 1005221... ...responsibly across our global operations. As AI becomes increasingly... ...requirements, approvals, and monitoring expectations for AI use cases... ...AI risk reviews. Assist with testing and refining governance...Temporary workFor contractorsWork experience placementWork at office$35 - $45 per hour
Compliance Monitoring & Testing Specialist Base pay range $35.00/hr - $45.00/hr Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring & Testing Specialist for a temporary to permanent position! Responsibilities: Conduct ongoing monitoring and testing to...Permanent employmentContract workTemporary workWork experience placement$190k - $225k
...Vice President to join its Regulatory and Compliance team to manage iCapital’s registered 194... ..., implementing and maintaining testing programs, reviewing marketing materials,... ...Registered Funds (Investment Advisers).Monitor and advise on regulatory developments affecting...Full timeWork at officeRemote work- ...Operations core BI teams, Technology, Risk & Compliance, and senior leadership to define unified roadmaps... ...feasibility assessment, prompt engineering, testing & validation, risk review, pilot deployment, performance monitoring, and production scaling.Continuously...Contract work
- In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. Applicants must... ...SVP, US Assurance, USA and is responsible for risk-based monitoring and testing of processes and outcomes of First Line of Defence (1LOD) activities...
$160k - $250k
...opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail... ..., policy and procedure design, controls testing, supervisory oversight coordination, and... ...surveillance analytics, data and AI-enabled monitoring, and an integrated control environment that...Local areaHome office3 days per week- ...invest in more than 40 countries globally across asset classes and... ...Credit. What will you do as a VP/SVP within Risk? Work closely... ...addition to daily portfolio monitoring. Conduct regular portfolio... ...teams/strategies that stress‑test portfolios, and scenario analysis...Permanent employmentWork at officeWork from homeWorldwide
$109.12k - $163.68k
.... Responsible for measuring, monitoring and analyzing the organization... ...managers in market specific compliance programsDevelop and maintain... ...development of business-level stress testing that properly considers risk... ...with regional and global partners in other functional...Full timeFlexible hours- VP - AI/ML Engineer - Compliance EngineeringYOUR IMPACTAre you passionate about leveraging... ...to safeguarding a leading global financial institution?OUR... ...challenges.Develop, test, and maintain high-quality... ...kubernetes), CI/CD, and model monitoring.Strong verbal and written...
$195k - $255k
VP, Senior Legal Counsel - Global Transaction BankingCountry: United States of AmericaIt Starts Here:Santander... ...and legal risks.Partner with Risk, Compliance, Operations, and internal... ...Global Transaction Banking activities.Monitor legal, policy, and legislative developments...Hourly payFull timeContract workWork experience placementShift work
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