Regulatory Affairs Associate
$260k - $365kAdvocates Legal Recruiting
Financial Regulatory Mid-Level Associate San Francisco, United States | Posted on 03/05/2026 Financial Regulatory Associate | AmLaw 100 Platform | Multiple U.S. Offices Our AmLaw 100 client is building out its financial regulatory bench and is hiring a mid level associate to join a nationally recognized Financial Services and Securities Enforcement team. This role sits within a practice that regularly advises financial institutions, fintech companies, and payments platforms on regulatory exposure, product development, and government scrutiny. Openings are available in New York, Chicago, Austin, Los Angeles, and San Francisco . Role Summary You will work on a mix of regulatory counseling, enforcement matters, and compliance strategy for clients operating in the financial services and payments ecosystem. The work spans: Advising fintech companies and financial institutions on payment products and regulatory risk Handling state and federal regulatory inquiries and investigations Counseling clients on licensing, money transmission, and compliance obligations Supporting rulemaking analysis and regulatory strategy Working with clients navigating consumer financial protection statutes and related regulatory frameworks This team regularly advises companies operating across domestic and international markets and is known for its work at the intersection of fintech innovation and financial regulation. Candidate Profile 3 to 5 years of experience in financial regulatory, fintech, or consumer financial services work Familiarity with statutes such as FCRA, FDCPA, ECOA, SCRA, MLA, TILA, EFTA, GLBA, and TCPA Experience advising financial services or fintech clients on compliance and regulatory exposure Strong academic credentials and clear, precise writing Active bar admission in the state of the office you are joining Why This Role This practice advises clients at the center of the evolving payments and fintech market. Associates work closely with partners on regulatory strategy, product counseling, and enforcement matters rather than sitting on the margins of large teams. The platform offers a national financial regulatory practice with cross office collaboration, direct client interaction, and a steady flow of matters tied to the rapid growth of digital payments and financial technology. Compensation follows the AmLaw market scale with a salary range of approximately $260,000 to $365,000 , depending on experience and location. Interested? If you are a financial regulatory or fintech associate considering your next move, click below to SCHEDULEA CALL or use the "I'm Interested" button tosend us your information confidentially: #J-18808-Ljbffr
- ...Regulatory Affairs AssociateHeluna Health invites applications for the full-time position of Regulatory Affairs Associate. Bridge HIV is a grant-funded research unit affiliated with the San Francisco Department of Public Health and the University of California San Francisco...SuggestedFull timeTemporary workWork at officeMonday to FridayFlexible hours
$100k - $155k
...A global financial services firm is seeking a Senior Associate in Regulatory Compliance, US, based in San Francisco or New York. This role focuses on managing compliance with regulatory obligations, overseeing license processes, and advising on regulatory changes. Candidates...Suggested- Dispatch Bio in San Francisco seeks a Senior Associate in Regulatory Affairs to contribute to the regulatory team. The role involves authoring complex regulatory submissions, managing interactions with health authorities like the FDA, and supporting regulatory strategies...SuggestedFlexible hours
- Heluna Health in San Francisco seeks a Regulatory Affairs Associate to support Bridge HIV, a grant-funded research unit affiliated with DPH and UCSF. You will handle regulatory submissions, SOP development, and document control under the Medical Director. This onsite,...SuggestedFull time
- Heluna Health invites applications for the full-time position of Regulatory Affairs Associate. Bridge HIV is a grant-funded research unit affiliated with the San Francisco Department of Public Health and the University of California San Francisco. The position reports...SuggestedFull timeMonday to Friday
- ...Coordinate evidence collection and maintain audit readiness across teams. Support and maintain Ivo's Vanta GRC platform and associated compliance workflows. Monitor automated compliance evidence collection and control monitoring within Vanta. Perform vendor...Contract workWork at officeRemote workVisa sponsorshipRelocation packageFlexible hours
$120k - $139k
...resilience, incident response, environmental, workplace safety), and associated risks. Your role will involve collaborating with client teams,... ...enhancing compliance frameworks, and ensuring adherence to regulatory standards. Conduct in-depth assessments of client compliance...For contractorsLocal areaWorldwideVisa sponsorship$100k - $120k
...Regulatory Compliance Analyst Location: Austin, Denver, or San Francisco Work Model: Hybrid, in-office role Compensation: $100,000–$120,000 base salary plus a 10% annual bonus Remote work: Not considered About Lightsource bp We are Lightsource bp...Local areaRemote work- ...A leading IT staffing company in Emeryville is looking for a qualified candidate to support the maintenance of their Global Regulatory Affairs filing system and RTS database. The role emphasizes effective organization, knowledge of compliance, and project execution skills...Work at office
- ...Regulatory Reporting Analyst Full-time Company Description Financial Services - Commercial Banking Job Description Regulatory Reporting Analyst San Francisco Financial Services - Commercial Banking Exp 5-7 years Deg Bachelors Relo Bonus...Full time
$152k - $187k
...policy, safety, security and privacy experts to define transportation policy for the autonomous driving world to come, advising on regulatory changes that support and protect our users around the world. We collaborate with our engineering, product, strategy and...Full time- ...AlphaSights is seeking a Legal & Compliance Associate to join the Client Protection team in San Francisco. You will monitor client requests, develop policies, and guide delivery teams daily to uphold high compliance standards and support rapid business growth. The role...Work at officeWork from home
- ...CEI Fleet Collision and Safety is seeking an Onsite Compliance Associate in San Francisco, California. The role involves supporting the compliance program for vehicles by ensuring documentation is accurate and operational workflows are executed efficiently. The ideal candidate...Work at office
- A leading retail company is seeking a candidate for a compliance auditing position. The role offers training in Customs rules, with responsibilities including document preparation, vendor declaration review, and compliance testing. Ideal candidates will have a BS/BA degree...
$28.85 - $30.25 per hour
Compliance SpecialistAbode, one of the largest and effective nonprofits working to end homelessness in the Bay Area, is seeking a Compliance Specialist for our programs in San Francisco County.About the Role: Under general supervision of the Compliance Coordinator, the...Contract workRemote work- ...Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen... ...Business. Private Wealth Management Compliance is seeking an Associate to join our team and be based out of our San Francisco office....Work at office
- ...Astranis seeks a results-driven Trade & Regulatory Compliance Manager to join its legal department in San Francisco, CA. Anchored in U.S. export controls, the role oversees ITAR/EAR, OFAC, FCPA, and FAR/DFARS, partnering with engineering, supply chain, HR and sales to...
- ...addresses.About the RoleWe are looking for a Legal and Compliance Ops Associate to join our small, but mighty Legal and Compliance team to... ...This is a generalist role, with an emphasis on supporting our regulatory licensing activities. You will develop processes from the...Work at officeFlexible hours3 days per week
- ...Job Overview: We are seeking a detail-oriented Regulatory Associate to join our Regulatory Affairs team. In this role, you will play a vital part in supporting the development and submission of regulatory documents, ensuring compliance with all regulatory standards,...Contract workWork at office
$97.6k - $137.25k
Worker Sub-Type:RegularJob Description: This role will report into the Director of Internal Audit and SOX Compliance within the Finance organization and is integral to the company’s financial reporting integrity, risk management strategy, and operational resilience. This...Full timeWork at officeRemote work$135k - $165k
...assessments. Coordinate evidence collection and maintain audit readiness across teams. Support and maintain Ivo's Vanta GRC platform and associated compliance workflows. Monitor automated compliance evidence collection and control monitoring within Vanta. Perform vendor and...Contract workFlexible hours$150k - $200k
...strengthening core compliance processes to partnering closely with our Head of Security and GRC lead to navigate an increasingly complex regulatory landscape. We're looking for someone who enjoys rolling up their sleeves, building programs that scale, and contributing to the...Work at officeRemote work2 days per week$75k - $90k
Licensed Financial Advisor Portable Book of Business: $25M+ AUM Locations: San Francisco, CA | New York, NY | Chicago, IL | Houston, TX Confidential Search Conducted by Spalding Hall Enterprises, LLC Are you an established Financial Advisor with a portable...- A leading consulting firm is seeking an administrative support specialist for its Regulatory Affairs Department in San Francisco. This role involves providing essential support to ensure timely regulatory assessments, managing documentation, and assisting with event scheduling...
- ...role involves monitoring compliance with internal policies, assisting in compliance program development, and ensuring adherence to regulatory requirements. Ideal candidates hold a Bachelor's degree in a relevant field and possess strong analytical and organizational...
- Job Description Job Description Are you a credentialed life insurance producer who feels constrained by corporate caps, captive carrier limitations, or opaque lead structures? We are expanding our network of established financial protection specialists. This 1099...Contract workWork at officeImmediate startRemote work
$60k - $85k
The California Academy of Sciences seeks an Occupational Health & Safety Specialist responsible for implementing and managing safety programs in San Francisco. This full-time role requires extensive knowledge of Cal/OSHA regulations and the ability to conduct safety inspections...Full time$36.31 - $38.22 per hour
...Job Summary The Compliance Specialist ensures that the regulatory and compliance requirements are met for each property and reports to the Associate Director of Compliance. The position requires a person with knowledge of local, state, and federal affordable housing requirements...Hourly payFull timeWork at officeLocal areaMonday to Friday- ...trust placed in public servants. Position Details Job Code # JC-526927 Position #(s) (***) ***-****-XXX Working Title Public Utilities Regulatory Analyst II Classification PUBLIC UTILITIES REGULATORY ANALYST II $7,269.00 - $9,094.00 Effective July 1, 2025 , CalHR launched...Permanent employmentFull timeContract workTemporary workFor contractorsLocal areaRemote work
$46.8k - $64.36k
...work and innovation, and we need more like-minded people on our team. About The Role We're looking for an Onsite Compliance Associate to join our team. In this role, you will support onsite execution of the strategic client's vehicle compliance program by performing...Local area
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