Compliance Operations Associate
Social Capital Resources
Bank in Midtown, Manhattan is seeking a Compliance Operations Associate for a long‑term, temporary‑to‑permanent position! Responsibilities: Provide regular updates to Compliance Department management for external training opportunities Conduct the escalation process for failed or overdue assignments, including any required meetings with management Conduct the day‑to‑day activities of the Compliance Training Program such as launching training assignments, monitoring employee population, assigning new hire compliance training, tracking completion of training assignments, escalating overdue or failed assignments, and reporting MIS to key stakeholders Work collaboratively with non‑Compliance Department teams such as HR on training, MIS, and examinations Support the monitoring of the policy and procedure manuals Qualifications: Bachelor's Degree 3+ years working in a similar compliance position at a bank #J-18808-Ljbffr
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Compliance Operations Associate in New York, NY vacancy
- ...That Guide Us. We are transparent, upfront and direct. We operate with honesty and clarity. We share information openly,... ...challenges of healthcare. About the Role Verse is looking for a Compliance Operations Associate to help keep our compliance program running smoothly day...SuggestedWork at officeMonday to Friday
Doist
New York, NY5 days ago $100k - $125k
...integrated investment platforms and proprietary operating capabilities create an edge to improve... ...for our investors. Overview The Fund Compliance Operations team assists in pre and post... ...-oriented Fund Compliance Operations (Associate/Analyst) to support compliance...Suggested- Insight Capital Solutions, LLC is seeking an organized Lease Operations Assistant to manage client folders, perform customer setup in systems, and audit commitment letters for compliance. The role supports the Lease Specialist with documentation and vendor onboarding tasks...Suggested
- A financial services firm in Midtown, Manhattan is looking for a Compliance Operations Associate for a long-term, temporary-to-permanent role. The candidate will handle the Compliance Training Program, including launching and monitoring training assignments. A Bachelor'...SuggestedPermanent employmentTemporary work
$65k - $103k
...We're seeking someone to join our team as an Associate in Operations to be responsible for the firm's daily CAT operations reporting needs... ...with multiple operations stakeholders, Business Unit, Legal, Compliance and Technology for investigation of reporting and...SuggestedFull timeTemporary workMorgan Stanley
New York, NYa month ago- raincards.xyz is seeking an Operations Associate based in New York to support global licensing and regulatory compliance. The ideal candidate will have 5-10 years of experience and strong project management skills. This role involves collaborating with Legal and Compliance...Flexible hours
- Coinbase is seeking an experienced CBIE Operations Senior Associate on the International EMEA Ops team to scale operations for Coinbase Ireland... ..., and cross-functional initiatives to support growth and compliance. The role requires 5+ years in financial services or data...Remote job
$70k - $100k
...embeddable solutions About the role This is a hands-on operations seat at the center of how Clasp delivers every day. You will own... ...support, employer implementations, carrier connections, ACA compliance work, and other new verticals, partnering directly with our BizOps...Full timeWork at officeClasp
New York, NY16 hours ago$70k - $90k
...Are you early in your People Operations career and eager to gain hands-on experience across... ...? Join us as a People Operations Associate and help shape the employee experience... ...and employee inquiries. Support HR compliance with federal, state, and local regulations...Full timeLocal areaFlexible hoursUs Mobile
New York, NY16 hours ago$20 - $27 per hour
...Job Title: Operations Associate Reports to: Store Director Division: Retail Overview: The Operations Associate is responsible for supporting management to ensure the back office operates at peak efficiency in supporting store operations. This includes...Hourly payFull timeLocal areaFlexible hoursTourneau|bucherer
New York, NY16 hours ago$17.25 per hour
...The Operations Associate plays a critical role in delivering an exceptional customer experience across all channels of the business. Associates... ...Help reduce shrink through attention to detail and process compliance. Compliance & Safety Follow all alcohol sales and...Full timeLocal areaImmediate startGopuff
New York, NY16 hours ago- ...changing that, building the AI copilot for real estate that distills billions of real-world signals into revenue intelligence, so operators can optimize every lever across their portfolio and actually talk to their data. Our founding team has built four multi-billion...Full timeWork at office
Rentana
New York, NY16 hours ago $75k - $85k
...customer service of the USA Wholesale business, working in collaboration with both the USA team and headquarter functions to ensure operational excellence for both our end customers and department store clients. The USA Wholesale Operations Coordinator will report into...Full timeSeasonal workLocal areaKurt Geiger
New York, NY16 hours ago$29.33 - $36.54 per hour
...has an opening with your name on it The Promotion Operations Associate plays a foundational role in FanDuel's promotional operations... ...Review promotional copy, terms, and images for regulatory compliance and Responsible Gaming requirements Maintain project...Hourly payFull timeTemporary workWork at officeLocal areaWorldwideFanduel
New York, NY16 hours ago- ...problem to expensive recruiters or post jobs and pray. We're building something different - an internal talent acquisition engine that operates like the best sales organizations: data-driven, experimental, relentlessly optimized, and executed at scale. The reality : A...Full timeContract workWork at officeImmediate startWorldwideFlexible hours
Inspira Education
New York, NY16 hours ago - ...onboarding to many clients without scaling headcount Own plan compliance and plan building, including adoption agreement configuration... ...a handful of employees to thousands Experience building operational tooling, automations, or AI-powered internal systems...Full timeWork at office
Basic Capital
New York, NY16 hours ago $16.95 per hour
...Gopuff is looking for Operations Associates (OAs) to join the operations team. Directly reporting to a Site Leader, OAs play an essential... ...overall facility -Manage waste and spoilage through strict compliance with FIFO practice -Contact customer for substituted or...Permanent employmentFull timeTemporary workFlexible hoursShift workNight shiftDay shiftAfternoon shiftGopuff
New York, NY16 hours ago- ...is headquartered in New York City, with operations throughout the United States as well as... ...asset. As a People Operations Associate , you will be at the heart of our company... ...Ops machine—from HRIS data integrity to compliance and policy support What You Bring...Full timeTemporary work
Dailypay
New York, NY16 hours ago - Gopuff is looking for Flexer Operations Associates (aka “Flexers”) to join the operations team. Directly reporting to a Site Leader, Flexers... ...organize warehouse Manage waste and spoilage through strict compliance with FIFO practice Contact customer for substituted or...16 hoursFull timeTemporary workShift work
Gopuff
New York, NY16 hours ago $125k - $200k
Trading Operations Associate Brooklyn Investment Group is an SEC-registered Investment Adviser that leverages the technology of its parent company, Brooklyn Artificial Intelligence Research. This technology is combined with institutional-grade portfolio optimization...Full timeWork experience placementWork at officeTiaa
New York, NY16 hours ago$70k - $123k
...providing tactical support of management and execution of day-to-day workflow, project management, and technologies for successful event operations, along with supporting daily Opening and Closing bell ceremonies across a wide range of clients situated globally, located in the...Full timeTemporary workWork at officeHome officeFlexible hoursNasdaq
New York, NY16 hours ago- ...rigor, business value, and real-world impact. We work with high ownership and trust. The Role We're looking for an Operations Associate, Growth to be the connective tissue between our fast-moving, frequently traveling Growth team and the rest of the company....Permanent employmentFull timeTemporary workWork at officeFlexible hours
Distributed Spectrum
New York, NY16 hours ago $55k - $85k
...globally, including New York, Paris, Hilversum, Shanghai, Egypt, Vietnam, Sri Lanka, and Montreal. Overview: The Design Operations Associate will work closely with cross functional partners to ensure consistent and accurate workflow across all brands. Key...Full timeSeasonal workWork at officeOverseasHaddad Brands
New York, NY16 hours ago$94.5k - $122.85k
...all sponsorship products . This team operates across diverse platforms, catering to... ...role Roku is seeking an Ad Operations Associate to join our growing Sponsorship team. In... ...delivery of campaigns while ensuring compliance with standard processes and quality assurance...Full timeWork at officeLocal areaRemote workMonday to ThursdayFlexible hoursRoku
New York, NY16 hours ago- ...Description Screened is a dynamic and fast-growing company operating within the staffing and recruiting industry, dedicated to connecting... .... We are seeking a motivated and detail-oriented Operations Associate to join our team and play a critical role in supporting daily...Full timeFor contractorsWork at officeNight shift
Screened
New York, NY16 hours ago $60k - $100k
...Kraken Ventures, SALT, Amber Group, and more. Position Overview (both Full-time and Part-time available): Join N1 as Operations Associate to shape the future of crypto by leading key company internal operations, external initiatives, and special projects. You...Full timePart timeWork experience placementN1
New York, NY16 hours ago$140k - $180k
...building a team of high-impact generalists who tackle the company's most important problems regardless of function. As a Strategy and Operations Manager, you'll be aligned to a functional department — Marketing, Sales, Customer Experience, or another area of the business —...Full timeWork at officeHome officeFlexible hours3 days per weekGlossgenius
New York, NY16 hours ago$85k - $120k
...focus on what matters to them most. We operate with urgency, intensity, and ambition.... ...We're looking for: A People Operations Associate to serve as a founding member of Nitra’s... ...compensation, onboarding and offboarding, compliance, and manager and leadership enablement —...Full timeWork at officeWork from homeNitra
New York, NY16 hours ago- ...national and international professional sports leagues, players associations, teams, colleges, college conferences and retail partners, 2,... ...About the Team Fanatics Collectibles is a new company operating at the intersection of collectibles, culture, and technology....Full time
Fanatics Collectibles
New York, NY16 hours ago $53k - $70k
...meet you. About the Role We are looking for a People Operations Associate to join our growing People team at Charlie Health. This role... ...Excel-based data tasks Escalate complex, sensitive, or compliance-related issues to a People Ops Generalist or Lead Requirements...Full timeWork at officeLocal areaCharlie Health
New York, NY16 hours ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Operations Associate. Be the first to apply!
Related searches
- research compliance officer New York, NY
- trade compliance specialist New York, NY
- privacy compliance analyst New York, NY
- senior compliance analyst New York, NY
- regulatory compliance associate New York, NY
- research compliance analyst New York, NY
- risk compliance officer New York, NY
- regulatory officer New York, NY
- senior regulatory affairs specialist New York, NY
- legal compliance officer New York, NY