Financial Crimes Risk & Regulatory Issues Lead
PowerToFly
PowerToFly, in New York, is seeking a candidate to join Morgan Stanley's Financial Crimes Risk Team. The role involves leading financial crime initiatives, drafting reports, and ensuring compliance with AML/KYC regulations. Candidates should have at least 5 years of relevant experience, a Bachelor's degree, and strong analytical and communication skills. Join a dynamic team committed to excellence and diversity in a fast-paced environment. #J-18808-Ljbffr PowerToFly
- ...responsibility for the end-to-end Financial Crime and Onboarding QC... ...line with Group policy, regulatory guidance, and internal risk appetite. Provide challenge... ...and financial crime risk issues, ensuring a timely... ...and clear accountability. Lead analysis of QC findings,...FinancialRiskRegulatory
- ## Audit Manager II (US) - Financial Crimes - Issues ValidationApplyremote type:... ...the U.S. Financial Crimes Regulatory Issue Validation Audit function... ...**Audit Manager II** will lead or serve as Auditor-In-... ...PowerPoint) and experience with risk management and audit tools*...FinancialRiskRegulatoryWork at office
$119.11k - $193.55k
...contributing to the planning, risk assessment and/or... .../or related processes. Leads and/or provides... ...standards and methodology, and regulatory expectations Ability... ...evidence, testing depth, and issue severity Issue... ...world's leading global financial institutions and is the...FinancialRiskRegulatoryLocal areaWork from homeFlexible hours- The FCC Compliance Analytics Lead will support the implementation, governance, and ongoing optimization of Financial Crimes Compliance (FCC) monitoring solutions and... ...compliance analytics, financial crime risk management, and regulatory reporting. The role serves as a...FinancialRiskRegulatory
$212k - $318k
About the team The Financial Crimes team plays a critical role in ensuring a healthy financial... ...team is essential for mitigating risk and upholding regulatory compliance, directly contributing to... .... What you’ll do As the Global AML Lead, you will own and evolve an...FinancialRiskRegulatoryWork at officeLocal areaRemote workWork from homeRelocation$187.3k - $213.7k
...(AML) Group is a core risk function within Capital... ...-based approach to financial crime detection and reporting... ...decisioning aligned with regulatory expectations,... ...). Responsibilities Lead and optimize AML-fraud... ...audits, and significant issue remediation. Experience...FinancialRiskRegulatoryFull timePart timeLocal areaShift work- ...JPMorgan Chase. As part of Risk Management and... ...Compliance Risk Management Lead Vice President within... ...and on the Global Financial Crimes Compliance (GFCC) team... ...current on applicable U.S. regulatory and supervisory... ...support audits/exams and issue management. Assess...FinancialRiskRegulatory
$120k - $135k
...Payroll Tech Lead Location: New... ...interfaces. Reconciliation & Financial Accuracy Perform detailed... ...of payroll taxes and regulatory filings. Monitor... ...support, testing, and issue resolution. Troubleshoot... ...compliance and reduce risk. Drive automation and...FinancialRiskRegulatoryRemote work$220k
...Description SQL Server Lead DBA MUST be local to... ...managing and resolving issues in alignment with SLAs,... ...escalate operational risks to senior leadership with... ...Familiarity with large financial services or similarly... ...audit, compliance, or regulatory interactions. Experience...FinancialRiskRegulatoryLocal area- ...Enablement Platform Controls Lead At BNY, our culture... .... As a leading global financial services company at the... ...and compliance risks. Uses in-depth knowledge... ...frameworks, process governance, issue management, and... ..., and aligned to regulatory expectations, internal...FinancialRiskRegulatoryWork experience placementWorldwide
$70 - $75 per hour
...served by the company are financial services and insurance,... ...GTM (Go-To-Market) Lead - Change Management professional... ...coordination, and risk approval support across... ..., enhancements, and regulatory-driven updates. Design... ...state or government issued ID during each...FinancialRiskRegulatory$136.5k
...Senior Director, Fraud Hub Lead At BNY, our culture... .... As a leading global financial services company at the... ...are adaptable to local regulatory requirements across... ...for all data control and risk management activities within... ...analysis, and testing issues, empowering subordinate...FinancialRiskRegulatoryTemporary workWork experience placementLocal areaWorldwide- ...enthusiastic Program Governance Lead to join our Financial Services consulting team... ...Data, Information and Regulatory Management programs at one... ...specific business line (i.e., Risk, Finance, Compliance, Data... ...emerging program level risks and issues to the Enterprise Program...FinancialRiskRegulatoryWork at office
- ROLE OVERVIEW The PMO Lead is a senior program manager... ...analytical and financial intelligence into implemented... ...with oversight bodies, regulatory agencies, and partner... ...leads. Manage scope, risk, and change control processes... ...escalate program-level issues to the Client...FinancialRiskRegulatoryWork at office
$166.4k - $392k
...Compliance Officer, Financial Crime Responsibilities... ...financing, balancing regulatory demands with a fast-moving... ...escalate significant risks to executive management... ...risks. Escalate issues to executive management... ...engagement, managing lead-level AML leaders, and...FinancialRiskRegulatoryLocal area- ...we are looking for a Lead Compliance Manager to... ...supporting broader Assets regulatory and operational... ...Operations, Customer Support, Financial Crime, and senior leadership... ...are embedded and risks escalated. Lead regulatory... ..., including risks, issues, metrics, regulatory updates...FinancialRiskRegulatory
- ...drive origination and then lead with structuring and... ...exception approvals Financial Management – Product P/... ...for clients, mitigating risks and articulating effectively... ...ensuring process risk issues are identified and... ...bodies to stay ahead of the regulatory change agenda and/or...FinancialRiskRegulatoryWork at officeLocal areaWork from homeFlexible hours
- ...Strategy & Enablement Lead serves as a senior strategic... ...proactively identify risks, dependencies, and... ...milestone management, issue resolution, and progress... ...organizational strategy, regulatory obligations, and service... ...preferred. Experience in financial services, asset...FinancialRiskRegulatoryWork at office
- ...tactical execution. You will lead the CMMC readiness... ...to understand complex issues with Clarity Opportunity... ...client deliverables (Risk Assessments, SSPs, Executive... ...Technical Proficiency Regulatory Expert: Deep,... ...translate technical risk into financial and operational impact...FinancialRiskRegulatoryRemote work
$120k - $200k
...Lead Underwriter As a Lead Underwriter for our... ...Tailored Lending Bankers and Financial Advisors by pre-... ...firm's credit policies, risk appetite, and framework... ...notify them of adverse issues and needed structural changes... ...that meet US regulatory expectations and a full...FinancialRiskRegulatoryInterim roleImmediate startFlexible hours$90k - $155k
...Finance Transformation Lead We're seeking someone to join... ...advisory services of the Firm's financial and capital resources. This... ...across projects, managing risks and issues that impact program objectives... ...to the Firm's risk and regulatory standards, policies and controls...FinancialRiskRegulatoryTemporary work$150k - $185k
...well as knowledge of various regulatory reporting requirements. Such... ...guidance is tailored to resolving issues with consideration to... ...requirements, regulatory and firm risk, and industry best practices.... .... In the ever-evolving financial landscape, Compliance has become...FinancialRiskRegulatoryImmediate start$185.8k - $296.1k
...Specialty - North America, a leading specialty insurance... ..., claims, and risk management expertise to... ...entity coverages. With the financial strength and global... ..., identifying trends, issues, and required underwriting... ...structure, legal and regulatory considerations, and...FinancialRiskRegulatoryTemporary work- ...looking for SQL Server Lead DBA. New York City... ...managing and resolving issues in alignment with bank... ...and escalate operational risks to senior leadership with... ...Familiarity with large financial services or similarly complex... ...audit, compliance, or regulatory interactions. •...FinancialRiskRegulatoryWork at officeVisa sponsorship2 days per week3 days per week
- ...Corporate Legal Compliance Team Lead to oversee regulatory compliance related to... ...deliver engaging compliance and risk management training... ...highly value experience in financial services, commercial lending... ...secured transactions, and issues related to collateral compliance...FinancialRiskRegulatoryRemote jobContract workTemporary workWork at officeLocal areaWork from homeMonday to Friday
$211.28k - $316.92k
The Senior Lead Counsel is a position responsible for serving... ...to develop proactive, risk‑appropriate and commercially... ..., laws, rules, and regulatory guidelines, escalating where... ...demonstrating keen awareness of issues that could cause financial, reputational, or legal...FinancialRiskRegulatoryFull time$120k - $173k
...our team as a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage performance and... ...business units across the Firm to support financial transactions, devise and implement... ...establishing risk/contingency plans, raising issues with urgency when required. Build...FinancialRiskRegulatory$120k - $200k
...LEAD FIDUCIARY COMPLIANCE SPECIALIST WHAT IS THE... ...ensure alignment with regulatory requirements while enhancing... ...activities, supporting risk assessments and testing... ...compliance risks and issues, including client... ...'s leading diversified financial services companies. To...FinancialRiskRegulatoryWork at officeRemote work$211.28k - $316.92k
Job Description The Senior Lead Counsel - Prime Finance is... ...stakeholders to address legal and regulatory questions and issues that arise in connection... .... Appropriately assess risk when business decisions are... ...experience, preferably in financial services. Banking or financial...FinancialRiskRegulatoryFull time$110k - $125k
...Invesco As one of the world’s leading independent global... ...for ensuring compliance with regulatory, prospectus, client-directed... ...followed in order to minimize financial and reputational risk; identifies, communicates, and escalates issues that present risk. Leads initiatives...FinancialRiskRegulatoryFull timePart timeWork experience placementWork at officeFlexible hours
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