Senior Compliance Leader - Regulatory Risk & AML
INNOVAYTE LLC
Innovayte LLC is seeking a Senior Compliance Officer to lead regulatory adherence for FINRA/SEC and internal controls. You will oversee AML, risk management, and supervisory obligations, collaborating with the CCO across locations. You will maintain WSPs, prepare supervisory reports, train staff on compliance, and support audits and regulatory requests. A strong brokerage background and relevant licenses are essential. #J-18808-Ljbffr INNOVAYTE LLC
Vacancy posted 1 day ago
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