VP, Compliance - Complaint Resolution
$140k - $170kKKR
COMPANY OVERVIEW KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR's insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR's investments may include the activities of its sponsored funds and insurance subsidiaries. Position Overview:
The Compliance Vice President will lead the Complaint Resolution Team, managing complaint response processes and ensuring regulatory and internal standards are met. This role is responsible for team oversight, training, and serving as the primary point of contact for complaint-related policies and processes. Responsibilities:
The Compliance Vice President will lead the Complaint Resolution Team, managing complaint response processes and ensuring regulatory and internal standards are met. This role is responsible for team oversight, training, and serving as the primary point of contact for complaint-related policies and processes. Responsibilities:
- Ensure quality and completeness of complaint responses before issuance
- Monitor, track, and analyze complaint trends; produce monthly root-cause reports
- Train and mentor team members on products, policies, procedures, and best practices
- Deliver training on emerging complaint trends, product features, and response strategies
- Oversee resolution of Consumer, BBB, Attorney General, and regulatory complaints
- Maintain professional and objective communication with customers, agents, and internal stakeholders
- Partner with Operations to analyze complaints, identify trends, and implement process improvements
- Build strong relationships with internal partners, TPAs, and key operational stakeholders and leadership partners
- Set the tone for ethical conduct, accountability, and regulatory discipline
- Promote professional judgment, independent challenge, and appropriate escalation
- Prioritize customer outcomes and long-term risk management over short-term business considerations
- Empower, train, and hold teams accountable to supervisory and compliance expectations
- 5+ years in life insurance and annuities preferred
- Compliance and operational expertise
- Exceptional written and verbal communication skills
- Strong organizational and analytical abilities with high attention to detail
- Ability to manage multiple priorities under pressure
- Sound judgment balancing customer needs and business objectives
- Bachelor's degree or equivalent experience
- Strategic mindset and ability to influence outcomes internally and externally
Vacancy posted 1 day ago
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