VP, Global Compliance — Equity & Fixed Income Research
$120k - $205k474 MS Services Group, Inc.
474 MS Services Group, Inc. is seeking a Vice President in Global Compliance to support the Compliance Coverage function. The role involves advising business units, ensuring compliance with U.S. regulations, and monitoring regulatory developments. With a requirement of 8+ years of relevant experience and a Bachelor's degree, the position offers a competitive salary range of $120,000 to $205,000 annually, along with a robust benefits package including health and retirement plans. #J-18808-Ljbffr 474 MS Services Group, Inc.
$120k - $205k
Morgan Stanley is seeking a Vice President in Global Compliance to provide compliance coverage for the Research business, focusing on equity and fixed income activities. This role requires at least 8 years of experience in compliance and a solid understanding of U.S. Research...Employment Equity$120k - $205k
...join our team as a Vice President in Global Compliance to support the Compliance Coverage... ...40 countries around the world. Research Compliance Coverage is part of a broader... ...compliance coverage to the Equity and Fixed Income Research business and occasional support...Employment EquityFull timeTemporary work$150k - $185k
...Analyst to support delivery of strategic initiatives across Global Fixed Income (GFI) product portfolio. The role will drive requirements,... ...Operations/Data Services, Finance, Front Office, Technology and Compliance. Provides leadership to technology and business partners...SuggestedLocal area- ...The GFICC (Global Fixed Income, Currencies, and Commodities) Quantitative Research group is focused on quantitative approaches to alpha generation for both systematic... ...compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual...Employment Equity
$120k - $205k
...seeking someone to join our team as Vice President in Global Compliance to support the Compliance Coverage function. In the Legal... .... Responsibilities Provide compliance coverage to the Equity and Fixed Income Research business and occasional support to Investment Banking...Employment EquityTemporary work$115k - $270k
...market conditions and generating actionable investment insights within US and Global fixed income asset classes. The ideal candidate will have 4-7 years of experience in investment research with strong analytical and quantitative skills. The salary range for this position...- TwinThread is seeking a Quantitative Developer to join their Global Fixed Income, Currencies, and Commodities Quantitative Research team in New York. The role involves collaborating with quant researchers to accelerate research projects and code development. Ideal candidates...
- TD Bank is looking for a VP, Business Analysis Specialist in New York, NY. This senior role focuses on delivering strategic initiatives across the Global Fixed Income product portfolio. The candidate will be responsible for business analysis, driving requirements and stakeholder...
- ...invest in more than 40 countries globally across asset classes and... ...we invest in worldwide. Fixed Income & Multi Asset Our team employs... .... What will you do as a VP/SVP within Risk? Work... ...will have spent time in credit research and/or underwriting. Passion...Permanent employmentWork at officeWork from homeWorldwide
- Overview As the Head of Fixed Income Technology, you will serve as a senior technology leader... ...to supporting these multi-billion-dollar global businesses. You will partner with... ...awareness of corporate and regulatory policies Equity and opportunity statement: Citi is an...Employment Equity
- ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment bank Industry Investment Banking... ...personnel. Key responsibilities include supporting the global compliance monitoring program, performing testing and...
- Join a global team building a best-in‑class fixed income investment platform for the world's top Private Bank as a Senior... .... The Manager Solutions team researches, selects, and monitors asset... ...compensation in cash and/or forfeitable equity. Benefits include comprehensive...Employment Equity
- Overview Job Description Join a global team building a best-in-class fixed income investment platform for the world'... ...major markets and invests across equities, fixed income, alternatives, multi... ...markets. Responsibilities Research, select, and monitor fixed income...Employment Equity
$213.8k - $342.07k
111 CRMC Capital Research & Mgmt in New York is looking for a Manager to lead their Equity and Fixed Income Research team. You'll manage research delivery and develop a high-performing environment while collaborating closely with investment professionals. The ideal candidate...Employment Equity- ...seeking a Quantitative Developer to join their GFICC Quantitative Research team. The role involves developing production quality code in... ...generation. Candidates should have a strong understanding of fixed income markets and proficiency in data tools like SQL and AWS...
- The VP, Compliance Officer will play a crucial role in offering real-time advice and guidance to the trading and sales teams, ensuring... ...regulatory standards. This position demands a deep understanding of fixed-income regulations and the ability to navigate a fast-paced, high-...Full time
- Morgan Stanley is seeking a Portfolio Management Analyst based in New York. This role involves collaborating closely with fixed income managers to generate strong risk-adjusted returns while managing multi-sector portfolios. Candidates should possess a bachelor's degree...
$160k - $250k
...Stanley is a leading global financial services firm... ...our culture. The Fixed Income Division is comprised... ...organizational frameworks and compliance measures are in place... ...and auditability Research and evaluate emerging... ...development, private equity, or a related...Employment EquityFull timeTemporary workWorldwide$150k - $185k
...experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role... ...conflicts of interest across the firm’s global business lines. The ideal candidate will... ...(e.g., eligibility for cash and/or equity incentive awards, generally through participation...Employment EquityWork experience placementWork at officeLocal areaFlexible hours$135k - $202.5k
...role, you will conduct a range of assurance activities, ensuring effective risk management within the Fixed Income business. You will collaborate with stakeholders globally, providing insights on critical risks and driving initiatives in line with department priorities. A...$150k - $185k
VP, Business Analysis Specialist - Futures & GFI... ...*Futures Clearing and Global Fixed Income (GFI) product... ...Office, Technology and Compliance.* Provides leadership... ...access to a premier U.S. equities business and highly-diverse equity research franchise, while growing...Employment EquityWork experience placementLocal areaWork from homeFlexible hours- ...President to lead audit coverage of valuation risk within the Fixed Income business. This position involves formulating assurance activities... ...valuation risks and controls while partnering with colleagues globally. The ideal candidate will possess 6+ years of relevant...
- ...assistance to business, Credit, Risk and Compliance partners concerning legal, regulatory... ...* Maintaining an understanding of global regulatory issues impacting the business... ...large financial institution covering fixed income and equity sales and trading activities *...Employment EquityFull timeWorldwideFlexible hours
- ...our Credit Quantitative Trading and Research team, specifically within the Cash Credit... ...bonds, bond portfolios, and fixed income ETFs globally. You will be involved in comprehensive... ...the form of cash and/or forfeitable equity, awarded in recognition of individual...Employment Equity
- ...role. JOB DESCRIPTION Join our global Quantitative Trading & Research (QTR) team, where you'll apply your... ..., traceability, and SDLC; ensure compliance with internal policies for model risk... ...form of cash and/or forfeitable equity, awarded in recognition of individual...Employment EquityLocal area
- Fixed Income Specialist JPMorganChase Asset & Wealth Management | U.S... ...and Manager Selection teams globally to ensure alignment with current... ...JPMAM, Product, Legal, and Compliance to align efforts, accelerate... ...of cash and/or forfeitable equity, awarded in recognition of...Employment EquityWork at officeLocal areaImmediate startDay shift
$230k - $290k
...: The Vice President, Income Tax is a strategic role responsible... ...income tax planning and research, compliance with tax laws and... ...maintain and actively manage a global income tax compliance calendar... ...shaping the future of diversity, equity and inclusion at Centric...Employment EquitySummer workLocal area$225k - $250k
...successful automated trading business. This business covers a range of global products from corporate bonds and portfolio trades to fixed income ETFs and credit futures. We are looking for a researcher to work with us at the frontier of algorithmic credit trading,...Full timeTemporary work$200k - $285k
...the JPMorgan Quantitative Trading and Research (QTR) umbrella. This is a unique... ...corporate bonds, bond portfolios, and fixed income ETFs globally. You will be involved in comprehensive... ...the form of cash and/or forfeitable equity, awarded in recognition of individual...Employment Equity$135k - $202.5k
...President to lead audit coverage of valuation risk across the Fixed Income business. The Internal Audit Division (IAD) drives attention and... ...business Effectively partner with colleagues and stakeholders globally to drive effective working relationships Align projects and...Temporary workWork at office
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