VP Counsel, U.S. Registered Funds
Pacific Investment Management Co Llc
PIMCO is seeking a highly skilled Vice President, Counsel - Registered Funds to join the Legal team. The role concentrates on supporting the U.S. registered funds platform, including mutual funds and ETFs, with emphasis on the Investment Company Act of 1940, governance, disclosure, and regulatory compliance. You will advise on fund operations, SEC filings, board governance, and product initiatives while collaborating with multiple stakeholders across the Funds Business Group. #J-18808-Ljbffr
$215k - $250k
...attorney who will support BlackRock’s US Registered Fund business and provide legal advice and... ...shareholder communications. Manage outside counsel’s review of fund documents and provide... ...services organization. Experience in U.S. federal securities laws and asset...SuggestedFull timeApprenticeshipWork at officeLocal areaWork from homeFlexible hours1 day per week$174k - $297k
...difference in ways that matter to you. About the Role The U.S. Registered Funds Legal team provides legal and strategic support to T. Rowe Price... ...seeking an experienced attorney to serve as Managing Legal Counsel supporting T. Rowe Price's U.S. registered funds platform,...SuggestedFull timeLocal areaRemote work1 day per week- ...seeking an experienced attorney to join its Registered Funds Legal team. This individual will play a... ...and other fund formation documentation.Counsel stakeholders on matters arising under... ...Executive’s Legal Practice, where she heads the U.S. In-House Attorney Recruitment...Suggested
$240k - $280k
...Registered Fund Attorney - Senior Vice President New York, New York, United States About... ...services. Coordinate use of outside legal counsel with respect to a variety of issues... ...UT Stamford, CT This only applies to U.S. based roles. #J-18808-Ljbffr...SuggestedFull timeWork at officeRemote work$260k - $365k
...Job Description Job Description Direct Counsel is partnering with an AmLaw 10 law firm to identify a talented Investment Funds, Registered Funds / BDC Associate (3–5 years of... ...compliance, and distribution matters in both U.S. and global markets Support public...Suggested- ...VP, Compliance – ETFs & ‘40 Act Registered Funds A fast-growing global Fin-Tech wealth & asset management firm is hiring a Compliance Officer for their... ...service providers: administrators, custodians, legal counsel and auditors Requirements ~10+ years of compliance...Full time
$220k - $250k
...A leading executive recruitment firm seeks a VP, Legal Counsel for Private Funds in New York. The role involves advising on legal, compliance, and regulatory issues pertinent to private funds. Candidates should possess a JD from a top law school, be admitted to the NY...- ...investment advisers supporting the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds and 1940 Act Registered Funds businesses. This individual will also be... ..., including administrators, custodians, legal counsel, and auditors. #J-18808-Ljbffr Atlas Search
- ...Responsibilities Provide regulatory compliance oversight for exchange-traded funds (ETFs) and registered investment products governed by the Investment Company Act of 1940. Maintain and enhance compliance programs, internal controls, and governance procedures supporting...
$220k - $250k
VP, Legal Counsel - Private Funds Join to apply for the VP, Legal Counsel - Private Funds role at Page Executive. Base Pay Range $220,000.00/yr - $250,000.00/yr Description The Fund Formation Attorney will work with the General Counsel and other members of the legal team...- ...Job Title:ETF & 1940 Act Registered Funds Compliance Officer, AVPAre you the right applicant for this opportunity Find out by reading through... ...providers, including administrators, custodians, legal counsel, and auditors.Company Requirements:QualificationsBachelor's degree...
$150k - $180k
...supporting the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds and 1940 Act Registered Funds businesses. This... ...administrators, custodians, legal counsel, and auditors. QualificationsBachelor... ...Demonstrated knowledge of U.S. securities laws, particularly...Full timeWork at officeRemote work$250k - $300k
..., co-investments, and primary fund investments, as well as capital... ...a Principal-level 40 Act registered funds lawyer to join its Legal... ...finance, operations, and external counsel teams to support innovative investment... ...adjustments you require. U.S. Standard Demographic...For contractorsWorldwide- ...represent a global asset manager/fintech platform looking to hire a fund formation attorney with 4-8 years of experience. The scope of... ...closed end, on a wide spectrum of matters including compliance and U.S. and international regulatory issues, capital raising,...
$165k - $250k
...sciences, growth equity, secondaries and hedge funds. Further information is available at .... ...and dynamic business, with a focus on registered funds and BDCs within Blackstone’s... ...Legal and Compliance team and external counsel to monitor and implement legal and regulatory...Full timeLocal area- ...Senior Vice President, Product Manager, Registered Funds About the Company Asset management firm expanding registered fund operations and investor relations Industry Financial Services Type Privately Held About the Role The Company is seeking a...
$250k - $300k
...Simpson Thacher's dynamic, deep and well-established Registered Funds Practice encompasses all aspects of the retail investment management business. Our team specializes in helping alternative asset managers translate private markets investments into perpetual capital...Visa sponsorshipWork visa$160k - $220k
iCapital is hiring an Assistant Vice President or Vice President Fund Attorney in New York. This role focuses on U.S. and Cayman private funds, involving responsibilities like negotiating agreements, drafting legal documents, and advising on regulatory issues. Ideal candidates...- JW Michaels & Co. seeks a Private Wealth Funds Attorney at the Vice President level to support an expanding Private Wealth platform. The attorney will focus on registered funds, BDCs, and related vehicles and will work closely with investment professionals and senior management...
- A financial services firm in New York is seeking an Assistant Vice President or Vice President Fund Attorney to join the Funds Legal team. The candidate will focus on U.S. and Cayman private funds, with responsibilities including negotiating agreements, drafting legal documents...
- ...real estate, credit, infrastructure, hedge funds, and other investment strategies. The... ...development and ongoing management of registered funds and other investment vehicles offered... ...Legal & Compliance teams and external counsel to monitor and implement relevant legal...
- ...investment firm is seeking an experienced Legal Counsel to support its asset management and... .... This position will focus on private fund formation, investment transactions, regulatory... ...vehicles, hedge funds, ETFs, and registered investment funds. Provide legal guidance...
$28 per hour
...here: syndicates, SPVs at scale, Rolling Funds, scout programs. Today we have $200B+ in... ..., and USVC is the brand behind a registered fund that lets anyone invest in venture.... ...the Role AngelList is hiring a Legal Counsel to own ordinary-course corporate work and...Contract workWork at office2 days per week$200k - $250k
...Legal Counsel job at Soros Fund Management LLC. New York, NY. Company Overview: Soros Fund Management LLC (SFM) is a global asset manager and... .... Active bar membership in good standing in at least one U.S. jurisdiction (New York preferred). Minimum of 5‑10...Permanent employmentWork at office- ...Pantheon seeks a Principal-level 40 Act registered funds lawyer to join its New York legal team. The role focuses on formation, structure... ...compliance, tax, and investment teams and coordinate with external counsel. The ideal candidate has 7+ years in Investment Company Act...
- ...its growing legal team in New York. The role provides exposure to fund formation, corporate governance, regulatory compliance, and cross... ...and acquisitions teams. You will work closely with the GC, lead U.S. investment fund formation efforts, draft fund documents, advise...
$200k - $250k
...Associate Counsel, PM Legal and Fund Formation New York, New York, United States Role We are seeking to hire an exceptional individual to... ...factors, such as skills, qualifications, and experience. U.S. Demographic Information (Completion is voluntary) Individuals...- ...qualified applicants.The Successful ApplicantA successful VP, Structured Investments Counsel should have:A Juris Doctor (JD) degree from an accredited... ...for Page Executive’s Legal Practice, where she heads the U.S. In-House Attorney Recruitment Division. Based in New York...Work at officeLocal area
- ...derivatives and related financings. The role emphasizes ISDA architecture, U.S. securities laws, and drafting/negotiating complex documents.... ...teams, manage regulatory risk, and coordinate with external counsel to ensure compliant, timely transactions and effective risk...
- ...Blackstone seeks a Vice President for Real Estate Legal and Compliance in New York. The candidate will support Real Estate funds and coordinate between fund formation attorneys, transaction attorneys, and the Real Estate team. Collaboration with Tax, Finance, Asset Management...
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