Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Portfolio Compliance Specialist

Ares Management Corporation

Ares Management LLC in New York seeks an experienced Portfolio Compliance professional to lead the oversight framework for our global investment platform. You will partner with Portfolio Management, Legal, Compliance, Technology and senior leadership to translate guidelines into actionable controls and scalable processes. Responsibilities include daily monitoring, exception resolution, and driving automation and data enhancements to strengthen the control environment while supporting strategic #J-18808-Ljbffr Ares Management Corporation

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Portfolio Compliance Specialist in New York, NY vacancy
  • Jobtailor in New York is seeking a senior portfolio compliance professional to analyze and implement 1940 Act fund compliance rules. You will support launches, update guidelines, and coordinate with internal and external stakeholders to ensure regulatory filings and board... 
    Senior

    Jobtailor

    New York, NY
    5 days ago
  • Equitable is seeking a Portfolio Compliance Analyst in New York to oversee compliance with investment guidelines and regulatory requirements for 1940 Act funds. You will analyze guidelines, implement rules for new funds, and maintain ongoing compliance testing and board... 
    Senior
    Work at office
    Flexible hours

    Equitable Advisors

    New York, NY
    2 days ago
  • Ares Management is seeking an experienced Principal for the Alternative Credit team in New York to lead portfolio management, treasury, analytics, risk, and quantitative development. The role collaborates across investment teams, finance, and investor relations to optimize... 
    Senior

    aresmgmt

    New York, NY
    1 day ago
  • $10k

    We’re seeking a Senior Regulatory Compliance Specialist for a 6‑month temporary assignment to lead high‑impact regulatory projects in connection with Match Group’s portfolio of brands. Primary responsibilities will include leading complex regulatory writing and compliance... 
    Senior
    Temporary work

    Matchgroup

    New York, NY
    3 days ago
  • $100k - $150k

     ...more specific details for this role.Job Description:CIB Credit Compliance plays an important control and oversight role within TD...  ...audit/regulatory readiness across the global corporate lending portfolio. The successful candidate will report to the Head of Credit Compliance... 
    Senior
    Full time
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    1 day ago
  • $89k - $105k

     ...its clients by delivering this unique financial planning service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance for a new investment advisory business activity at the pre-launch and... 
    Senior
    Work at office
    Flexible hours
    Shift work
    3 days per week

    Robinhood Financial

    New York, NY
    4 days ago
  • $150k - $200k

     ...successful candidate will support the firm's compliance program across registered private equity...  ...launch of new products.Coordinate with portfolio management, capital markets, operations,...  ..., plus discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton, we believe your... 
    Senior
    Full time
    Local area
    3 days per week

    Franklin Templeton

    New York, NY
    2 days ago
  •  ...Equitable, a leading financial services company, seeks a Portfolio Compliance Analyst to oversee investment guideline compliance for 1940 Act funds, support new fund launches, and ensure regulatory adherence. The role involves collaboration with internal teams and external... 
    Senior

    Socket

    New York, NY
    2 days ago
  •  ...Senior Regulatory AnalystWe are seeking a Senior Regulatory Analyst to join a high-impact...  ...role goes beyond traditional regulatory compliance, with a focus on translating complex...  ...on regulatory developments that impact portfolio strategy and asset performancePrepare internal... 
    Senior

    LS Power

    New York, NY
    2 days ago
  • $150k - $190k

     ...to build a fulfilling career.Senior Tax ManagerThis role is...  ...ResponsibilitiesManage a dynamic portfolio of assigned clients and...  ...and ensure completeness and compliance.Build and maintain strong relationships...  ...known for premium service, specialist expertise, technology... 
    Senior
    Full time
    Seasonal work
    Work at office
    Local area
    Immediate start

    Brown Brothers Harriman

    New York, NY
    13 hours ago
  • $180k - $275k

     ...Brookfield Asset Management LLC is looking for a Senior Associate/Vice President to join the Credit Portfolio Solutions team based at Brookfield Place, New York. This role involves significant responsibilities across portfolio construction, investment strategy coverage... 
    Senior

    Brookfield Asset Management LLC

    New York, NY
    1 day ago
  •  ...Director, Regulatory Affairs, the Senior Regulatory Affairs Specialist will provide input to global regulatory...  ...for Saluda Medical’s product portfolio. What You'll Do: Prepare submissions...  ...documents to ensure ongoing compliance to regulatory requirements Assist... 
    Senior

    Saluda Medical

    New York, NY
    2 days ago
  • $85k - $145k

     ...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY? The Compliance Specialist establishes and implements an effective compliance program to ensure regulatory compliance for Bank Wealth Management products. Responsible for monitoring, discovering... 
    Senior
    Remote work

    City National Bank

    New York, NY
    1 day ago
  • $84.58k - $142.77k

     ...Facebook, Twitter, YouTube and Instagram. Position Summary: We have an exciting opportunity to join our team as a Senior Compliance Specialist. The Senior Compliance Specialist (Hospital Billing Auditor) will support the Manager of Hospital Billing... 
    Senior
    Work at office
    Local area

    NYULMC

    New York, NY
    1 day ago
  • $219k - $273.8k

     ...ideation through launch, working alongside engineers, designers, and compliance partners to get products right. We move fast, we take...  ...re up to the task. What you'll do: Own the investment products portfolio: Serve as the primary legal advisor for Mercury Treasury and Mercury... 
    Senior
    Work from home
    Flexible hours
    Shift work

    Embedded Shishya

    New York, NY
    5 days ago
  • Insitu seeks an experienced Trade Compliance Specialist to support its international programs. The role focuses on export license writing, classification, and license lifecycle management for ITAR and EAR regimes, coordinating with internal teams and external partners to... 
    Senior
    Remote job

    Insitu

    New York, NY
    1 day ago
  • BBVA is seeking an experienced BSA/AML professional to support regulatory compliance in the U.S. The role involves reviewing alerts, investigating suspicious activity, and drafting SARs while coordinating with multiple lines including Onboarding, Operations, and Legal.... 
    Senior

    Jobtailor

    New York, NY
    5 days ago
  • A leading compliance organization is seeking a candidate to advance its Labor and Human Rights program. This role requires over 5 years of experience in sustainability or compliance, preferably in the pharmaceutical industry. The ideal candidate will implement initiatives... 
    Senior
    Remote job

    AllSTEM Connections

    New York, NY
    2 days ago
  • The Senior Code Specialist 2 at MTA Construction & Development ensures compliance with the State Uniform Fire Prevention and Building Code and related codes on project levels. The role reviews definitions, designs, construction, and acceptance steps, and requires high competency... 
    Senior

    Metropolitan Transportation Authority

    New York, NY
    4 days ago
  •  ...a seasoned professional to manage an assigned commercial loan portfolio and support the commercial services needs of business customers...  .... Join ERIEBANK to maintain client relationships, ensure compliance with policies, and collaborate with Relationship Managers to optimize... 
    Senior

    ERIEBANK

    New York, NY
    3 days ago
  • $90k - $200k

     ...Senior Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage investigations... 
    Senior
    Temporary work

    Kroll

    New York, NY
    3 days ago
  • Reading Truck Body, LLC in Georgia seeks an EHS Specialist II to assist the EHS Manager and leadership team at the Reading Truck/Masterack...  ...interface with managers and production staff to ensure policy compliance, interpret regulations, conduct regulatory sampling, and own... 
    Senior

    Reading Truck Body, LLC

    New York, NY
    1 day ago
  • $40 - $60 per hour

    A leading compliance firm is looking for a Sr. Business Process Management Specialist for a remote role. You will oversee compliance programs and ensure alignment with regulatory requirements. The ideal candidate has a Bachelor's Degree and at least 5 years of experience... 
    Senior
    Remote job
    Hourly pay
    Contract work

    Cedent

    New York, NY
    2 days ago
  •  ...treatment of cancer. They are seeking a Senior Regulatory Affairs Consultant to oversee...  ...implement regulatory strategies for their portfolio of oncology programs and lead Health...  ...Effectively communicate requirements and compliance obligations under laws, regulations, and... 
    Senior
    Full time
    Contract work
    Work at office

    Dennis Partners

    New York, NY
    2 days ago
  • Clearwater Analytics, LLC is seeking a Senior Business Analyst for the Portfolio Construction team to oversee development of our flagship Portfolio Construction product and related Portfolio Management System features. You will collaborate with analysts and engineers to... 
    Senior

    Clearwater Analytics, LLC

    New York, NY
    4 days ago
  • Lockton is seeking Brokers to join our Portfolio Solutions Team in New York City. You will lead revenue generation for reinsurance contracts, developing client relationships, managing staff, and driving production efforts. The ideal candidate has a Bachelor's degree or... 
    Senior

    Lockton

    New York, NY
    2 days ago
  • F. Schumacher & Co. is hiring a Senior Quantitative Analyst, Product Portfolio (Statistical Modeling) to own analytics and reporting for our Portfolio Development team. You will focus on SKU productivity and capital allocation across a 20,000+ SKU portfolio, reporting... 
    Senior

    F. Schumacher & Co.

    New York, NY
    5 days ago
  • $120k - $175k

    Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified...  ...to serve as the firm’s primary specialist on registered fund compliance with visibility...  ...and board reporting. Conduct ongoing portfolio and trade surveillance to ensure adherence... 
    Senior

    Cardea Group

    New York, NY
    5 days ago
  • A leading hedge fund in New York is seeking a Quantitative Portfolio Manager to develop and manage systematic trading strategies. Candidates must have proven experience generating significant annual PnL and strong quantitative and programming skills in equities, commodities... 
    Senior

    CW Talent Solutions

    New York, NY
    2 days ago
  • Insight Investment in New York is seeking a Senior Investment Analyst or Portfolio Manager with strong structured credit experience to lead opportunities in US consumer ABS and non-agency RMBS. You will evaluate and manage debt across the capital structure, collaborating... 
    Senior

    Insight Investment

    New York, NY
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Portfolio Compliance Specialist. Be the first to apply!