Lead Compliance Auditor

Responsibilities Lead and perform moderate to high-complexity audit work with limited supervision Identify key risks across end-to-end processes and develop risk-based audit scopes and test plans Execute and document audit procedures in accordance with Institute of Internal Auditors (IIA) standards Provide guidance and mentorship to audit team members throughout audit execution, fostering collaboration and professional growth Partner with business leaders to validate findings, identify root causes, and agree on practical, sustainable corrective actions—while maintaining professional independence Monitor management’s progress on remediation efforts and validate completed actions Support department-wide projects and initiatives to enhance LCIA’s audit methodologies, tools, and assurance capabilities Own and advance the Bank's established Compliance and Financial Crimes Compliance coverage strategies, refining them over time to ensure complete regulatory coverage with risk-proportionate auditing Stay current on emerging audit standards, regulatory changes, and industry trends, and share insights with the broader team Leverage artificial intelligence throughout the audit lifecycle, including annual planning, risk assessment, audit planning, fieldwork, and reporting, to enhance efficiency, consistency, and insight generation Work cross‑functionally to advance the Bank's compliance monitoring capabilities toward real‑time, continuous compliance auditing through the application of data analytics, AI, and LLMs Requirements 5+ years of Internal Audit or related experience, ideally within financial services Bachelor’s degree or higher in a related field; or equivalent work experience Professional certification(s) such as CIA, CISA, CPA, CAMS, or CRCM preferred (or willingness to obtain) Demonstrated ability to lead and motivate a collaborative audit team on complex engagements Strong analytical and critical-thinking skills, including proficiency with Excel and data analytics Excellent organizational skills and the ability to manage multiple priorities effectively Advanced written and verbal communication skills, with the ability to clearly articulate insights and influence stakeholders Experience with audit management tools (e.g., AuditBoard) Working knowledge of key regulations, including consumer protection laws (e.g., ECOA/Reg B, EFTA/Reg E, TILA/Reg Z, EFAA/Reg CC) and BSA/AML/OFAC programs Curious, adaptable, and proactive, with a passion for continuous improvement and driving meaningful impact #J-18808-Ljbffr Jobtailor