Senior Investment Compliance Analyst

Company Overview Brown Advisory is an independent investment management and strategic advisory firm committed to delivering first‑class performance, strategic advice, and the highest level of client service. Our culture is built on a client‑first mindset, equity ownership, and a dedicated team of over 1,000 colleagues worldwide who are all equity owners of the firm. Job Description We are seeking a highly motivated Senior Investment Compliance Analyst to join our global Compliance team in Baltimore. This role is ideal for professionals with investment management experience who thrive in a fast‑paced, collaborative environment and are eager to contribute to a global compliance program. As a member of the Investment Compliance team, you will interpret and translate client mandates and regulatory requirements into systematic trading controls, ensuring accuracy and transparency while working independently and with high ownership. Key Responsibilities Design, implement, and maintain trading controls within the Charles River Investment Management Solution (CRD/CRIMS) based on client guidelines and regulatory standards. Develop proficiency in logic‑based rules implementation within Charles River Monitor pre‑ and post‑trade compliance across a range of accounts, including private client and institutional portfolios, mutual funds, ETFs, and UCITS. Partner with investment teams to navigate trading controls and support portfolio management decisions. Prepare, interpret, and distribute daily compliance reports to internal stakeholders. Collaborate with client and relationship teams to draft and review Investment Policy Statements. Lead and contribute to projects that enhance compliance infrastructure and streamline trade life‑cycle processes. Identify potential compliance vulnerabilities and recommend corrective actions. Design and conduct sustainability screens in MSCI for investments on behalf of clients and UCITS with sustainable investment mandates. Investigate and resolve cases generated out of the firm’s Market Abuse Surveillance system. Contribute to ad hoc compliance team initiatives. Required Qualifications Bachelor’s degree from an accredited institution. 3+ years of experience in investment management or a related area. Experience with Charles River Investment Management Solution (CRD/CRIMS) is preferred, or familiarity with rules‑based logic within any Order Management System (OMS). Familiarity with regulatory frameworks (Securities Act of 1933—Section40 Act, UCITS). Proficiency in Microsoft Office applications, including Outlook, Teams, and Excel. Entrepreneurial mindset with a proactive approach to problem‑solving, innovation, and continuous improvement. Exceptional analytical, problem‑solving, and communication skills. Meticulous attention to detail and organizational excellence. High ethical standards and discretion when handling confidential information. Collaborative mindset and ability to work effectively in team settings. Ability to work onsite in our Baltimore office. Applicants must be authorized to work in the United States without the need for employer sponsorship. Compensation & Benefits Salary: $75,000–$90,000, commensurate with experience and location. This does not include bonus or long‑term incentive eligibility (if applicable). Benefits include: Medical, Dental, and Vision insurance Wellness program participation incentive Financial wellness program Fitness event fee reimbursement Gym membership discounts Colleague Assistance Program Telemedicine Program (for enrolled participants) Adoption benefits Daycare late pick‑up fee reimbursement Basic Life & Accidental Death & Dismemberment Insurance Voluntary Life & Accidental Death & Dismemberment Insurance Short‑Term Disability Paid parental leave Group Long‑Term Disability Pet Insurance 401(k) with 50% employer match up to IRS limit, 4‑year vesting Equal Employment Opportunity Statement Brown Advisory is an Equal Employment Opportunity Employer. #J-18808-Ljbffr