Senior Compliance AVP - Funds, CLOs & Broker-Dealer
Pure Search
Pure Search is seeking a hands-on investment compliance professional to support the day-to-day program across private funds, credit/CLO, and broker-dealer activities. You will review materials, assist with regulatory filings, and help run the compliance program with minimal handholding. The role requires 3–6 years in investment compliance, familiarity with Form ADV/Form PF, and some broker-dealer exposure. You should be proactive and organized, with a genuine aim to build a career in compliance #J-18808-Ljbffr Pure Search
Vacancy posted 2 days ago
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