Financial Institution Senior Consultant (SOX and FDICIA focus)
$81k - $147.64kBaker Tilly US
Baker Tilly is a leading advisory, tax and assurance firm with a coast‑to‑coast presence in the U.S. and global locations in New York, London, San Francisco, Los Angeles, Chicago and Boston. Job Description We are looking for a Financial Institution Senior Consultant (SOX and FDICIA focus) to join our Financial Institutions consulting practice in Irvine, California. This role focuses on regulatory compliance, risk management and audit support for banking clients. Responsibilities Work closely with client executives and management to identify and manage regulatory compliance risks. Assist clients in maintaining compliance with SOX and FDICIA and other financial institution regulations. Implement new or updated regulatory requirements and translate them into actionable compliance measures. Stay current on all relevant compliance regulations and assess impacts on audit programs. Provide subject‑matter expertise to the internal audit practice on regulatory and compliance topics. Advise clients on business strategy regarding new regulatory requirements. Manage client engagement teams, including staffing, billings/collections, and ensuring client profitability targets. Build relationships internally and externally with clients and the community. Participate in professional development and support team members' growth. Qualifications Bachelor's degree in accounting, finance, or related field. 3+ years of hands‑on experience with SOX and FDICIA compliance in banking or financial services. Experience performing SOX and FDICIA internal control documentation, walkthroughs, testing and remediation. Desirable: CIA or CPA designation; willingness to obtain one. Experience in regulated banking environments, working with internal audit, external audit and regulatory examinations. Prior client‑serving consulting or advisory experience with banking clients. Strong analytical, technical, problem‑solving, communication, collaboration and time‑management skills. Sense of urgency and client responsiveness. Willingness to travel up to 10%. Compensation The compensation range for this role is $81,000 to $147,640, with the Irvine, California location range at $103,490 to $155,240. EEO Statement Baker Tilly is an equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law. #J-18808-Ljbffr Baker Tilly US
$81k - $147.64k
Baker Tilly US is looking for a Financial Institution Senior Consultant with a focus on SOX and FDICIA compliance to join their consulting practice in Irvine, California. This role involves working with banking clients to manage regulatory compliance risks and provide...FinancialSenior$73.4k - $145.4k
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