Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a strategic Executive Vice President (EVP) of Finance and Operations to take on a pivotal role in overseeing the financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates. The successful candidate will be a hands-on leader with deep expertise in broker-dealer operations, GAAP accounting, and SEC/FINRA reporting, and will be responsible for driving operational excellence, ensuring accurate financial reporting, and maintaining full compliance with regulatory and accounting standards. Key responsibilities include partnering with the CEO and senior leadership, identifying and leading operational improvement initiatives, performing P&L and margin analysis, and managing all financial and regulatory reporting. Applicants for the EVP position at the company should have a Bachelor's degree in accounting or finance, with an advanced degree being a plus, and an active FINRA Series 27 license. A CPA is preferred, and a minimum of 10 years' experience in broker-dealer finance and operations, particularly in a FINOP or senior finance leadership role within a self-clearing environment, is required. The role demands a comprehensive knowledge of broker-dealer operations, FINRA/SEC regulations, and financial reporting requirements, as well as strong analytical, organizational, and communication skills. The ideal candidate will be a strategic thinker, detail-oriented, and proactive in driving process improvements, with the ability to build strong relationships and influence key decisions across the organization. Experience in related disciplines such as compliance, risk management, cash management, and treasury is highly desirable.
Hiring Manager Title
CEO
Functions
- Finance
- Operations
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Finance and Operations in Oklahoma City, OK vacancy
$135k - $175k
...Position Title: Chief Operating Officer (COO) Reports to: CEO Work Schedule: Full-time Approved... ..., strategy, partnerships, and execution to support exceptional school leaders, launch... ...organizational performance, people, programs, finance, and operations. This executive will...OperationsFull timeOkcnp
Oklahoma City, OK4 days ago- ...Administrative Officer (CFAO) to serve as the senior executive leader responsible for financial stewardship, operational excellence, and talent strategy. The CFAO will... ..., providing strategic vision and leadership for finance, HR, and operations functions. This role is...Operations
- ...Chief Financial & Operating Officer (CFOO) About the Company Esteemed organization protecting the world... ...growth. The CFOO will be a key partner to the Executive Director and senior leadership team, overseeing finance, operations, and organizational infrastructure....Operations
- ...Executive Vice President, Annuity Solutions About the Company Globally renowned reinsurance company Industry Insurance Type... ...effectively. The EVP will play a critical part in the company's operations, and as such, a high level of professionalism and...Operations
- ...Executive Vice President of Consulting About the Company Globally recognized environmental solutions company Industry Environmental... ...The successful candidate will be responsible for the full operational and financial leadership of the division, including P&L...OperationsLocal area
- ...the completion of launch steps 8-10 and operation of the live program by: Providing... ...the fundraising effort, budget and manage finances Language: Ensure all public... ...training once every 3 years Be diligent in executing the T-Minus Plan prior to launch Actively...OperationsLocal area
LifeWise Academy
Moore, OK3 days ago - ...Executive Vice President, Compliance About the Company Innovative financial technology (FinTech... ..., planning, and executing day-to-day operational compliance activities. The ideal... ...particularly within the Fintech or digital finance sector, is highly valued. The role...
- ...Vice President of FP&A Reports to: Auris, Head of Finance. Department: Auris Finance. Scope and Responsibilities The Vice President of Finance will lead... ...financial insights, trends, and drivers to senior executives, operations teams and department leaders, serve as...OperationsWork at officeImmediate start
Auris Partners, LLC
Oklahoma City, OK5 days ago - ...Vice President, Finance Operations About the Company Fast-growth food-tech business Industry Food & Beverages Type Privately Held... ...Vice President, Finance Operations will be responsible for executing the long-term growth objectives, ensuring compliance...Operations
- ...Vice President of Operations About the Company Innovative provider of zero-emission transportation solutions Industry... ...various internal business functions, including HR, finance, payroll, legal, and executive support. This high-ownership position demands a leader...Operations
- ...Vice President of Real Estate About the Company Innovative provider... ...role in the development and execution of real estate strategies... ...company's overall business operations. Applicants for the Vice President... ..., business administration, finance, or a related field, with a...Operations
- ...Vice President, Field Finance About the Company Top-tier healthcare company Industry Hospital & Health Care Type Privately Held... ...successful candidate will be responsible for providing operational finance leadership, with a strong preference for those who...Operations
- ...Vice President, E&S Brokerage Excess About the Company Ambitious insurance group specializing... ...Insurance Direct Insurance Finance Specialties construction professional... ...of E&S Property & Casualty and Inland Marine Functions ~ Operations ConfidentialOperations
- ...Vice President, E&S Brokerage Property About the Company Ambitious insurance group specializing... ...Insurance Direct Insurance Finance Specialties construction... ...Property & Casualty and Inland Marine Functions Operations Strategy ConfidentialOperations
- ...Vice President of Finance & Administration About the Company Leading national mental health awareness... ...management, technology, and business operations, particularly within a nonprofit... ..., strategic thinking, and the execution of all finance, technology, and business...Operations
- ...Vice President of Operations & Finance About the Company SBA-certified provider of ERP, Business Intelligence & Budgeting solutions Industry... ...financial stewardship and operational scalability. This executive will be responsible for overseeing finance, HR, IT,...OperationsRemote work
- ...Vice President, Accounting About the Company Innovative drone platform... ...financial reporting, accounting operations, internal controls, tax, treasury... ...audit readiness. This senior finance leadership role demands a hands-on executive with a strategic mindset, capable...OperationsRemote work
- ...Vice President, Privacy About the Company Expanding investment management... ...Categories Investing Finance Financial Advisers... ...people team, marketing, and executive leadership to ensure that privacy... ...'s business strategy and operations. Key responsibilities for...OperationsWork at office
- ...Vice President of Finance About the Company Emerging consumer brand Industry Consumer Services... ...serve as a strategic partner to the executive team. This pivotal role is focused on... ...for all core finance and accounting operations, including accurate and timely...Operations
- ...Vice President of Land Development About the Company Ambitious venture... ...Financial Contracts Finance Insurance About the Role... ...to spearhead the execution of a multi-phase global real... ...strong background in field operations, project management leadership...OperationsRemote work
- ...Executive Director About the Company Well-regarded organization... ...overseeing the day-to-day operations, communications, and... ...a Bachelor's degree, strong finance, budgeting, and business systems... ...Officer (CEO) Functions CEO/President Non-Profit Management...OperationsFor contractorsLocal area
- ...that can serve as our Senior Vice President, Chief Accounting Officer... ...reporting, technical accounting, operational controllership, and... ...transactions and advise operations executives on alternative deal... ...align reporting across the finance organization. Who You’ll...OperationsPermanent employmentFlexible hours
Jobleads-US
Oklahoma City, OK1 day ago - ...alternative investments specialty finance community development lending and... ...Officer (CLO) to lead the strategic and operational aspects of its lending platform. The CLO... ...its mission and impact objectives. This executive will also be tasked with maintaining portfolio...Operations
- ...Chief Operations Officer Our client is looking to appoint an outstanding Chief Operations Officer to help guide a business undergoing... ...priorities and ensure the organization has the structure, execution discipline, and operational strength required to sustain growth...OperationsContract work
Keller Executive Search
Oklahoma City, OK2 days ago - ...innovation, we focus on providing exceptional administrative and operational support across various sectors. Our commitment to excellence... ...impactful leadership role. The CAO will report directly to executive leadership and play a key role in managing internal operations...OperationsPart timeWork at officeRemote workFlexible hours
RAYTHEON TECHNOLOGY ASSOCIATES, INC.
Oklahoma City, OK1 day ago - ...expertise, and long-standing OEM partnerships, the organization operates across multiple locations and offers a full suite of equipment... ...The Chief Operating Officer (COO) is a key member of the executive leadership team and is responsible for translating the CEO’s strategic...Operations
Kimmel & Associates
Oklahoma City, OK4 days ago - ...leadership and support for all credit department operations. The successful candidate will be... ...required, and a formal bank management executive school or financial industry-related... ...and supporting various guaranteed loan programs. Functions ~ Finance ConfidentialOperations
- ...business loans business loans business financing alternative business loan... ...serve as a strategic partner to the Chief Executive Officer and Chief of Staff. This executive... ...-15 years' of leadership experience in operations, consulting, strategy, finance, program...OperationsWork at office
$77k - $79k
...thrive. About Us Harvard Business School Executive Education brings together senior executives... ...services; marketing; corporate sales; program operations; technology services; human resources; enrollment and admissions; and finance. Job Summary As part of the Marketing &...OperationsWork at officeRemote workMonday to Friday- ...Chief Executive Officer (CEO) and Chief Operating Officer (COO) About the Company Well-regarded independent company in the FMCG & CPG sectors Industry... ...consumers worldwide. Hiring Manager Title Founder CEO Functions CEO/President Operations ConfidentialOperationsWorldwide
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
Related searches
- chief administrative officer Oklahoma City, OK
- chief operating officer - coo Oklahoma City, OK
- executive vice president Oklahoma City, OK
- chief operating officer Oklahoma City, OK
- operations tech Oklahoma City, OK
- pharmacy operations Oklahoma City, OK
- loan operations Oklahoma City, OK
- operations chef Oklahoma City, OK
- operations support agent Oklahoma City, OK
- marketing operations Oklahoma City, OK