Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a strategic Executive Vice President (EVP) of Finance and Operations to take on a pivotal role in overseeing the financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates. The successful candidate will be a hands-on leader with deep expertise in broker-dealer operations, GAAP accounting, and SEC/FINRA reporting, and will be responsible for driving operational excellence, ensuring accurate financial reporting, and maintaining full compliance with regulatory and accounting standards. Key responsibilities include partnering with the CEO and senior leadership, identifying and leading operational improvement initiatives, performing P&L and margin analysis, and managing all financial and regulatory reporting. Applicants for the EVP position at the company should have a Bachelor's degree in accounting or finance, with an advanced degree being a plus, and an active FINRA Series 27 license. A CPA is preferred, and a minimum of 10 years' experience in broker-dealer finance and operations, particularly in a FINOP or senior finance leadership role within a self-clearing environment, is required. The role demands a comprehensive knowledge of broker-dealer operations, FINRA/SEC regulations, and financial reporting requirements, as well as strong analytical, organizational, and communication skills. The ideal candidate will be a strategic thinker, detail-oriented, and proactive in driving process improvements, with the ability to build strong relationships and influence key decisions across the organization. Experience in related disciplines such as compliance, risk management, cash management, and treasury is highly desirable.
Hiring Manager Title
CEO
Functions
- Finance
- Operations
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Finance and Operations in Oklahoma City, OK vacancy
- ...Interim Chief Operating Officer (COO) About the Company Mission-driven financial organization... ...0 Categories Financial Services Finance About the Role The Company is... ...experience in strategic planning and execution. A strong background in financial management...OperationsInterim role
- ...Chief Operating Officer (COO) About the Company Globally acclaimed designer & manager... ...Chief Operating Officer (COO) to join its executive leadership team. The COO will be a... ...overseeing enterprise operations, including finance, people and culture, and legal/business...Operations
$175k - $200k
...Job Description Job Description Executive Vice President – AI & Digital Strategy Financial Services / Banking Oklahoma City, OK... ...built its success through exceptional customer relationships, operational excellence, and a forward-thinking leadership team. As the...OperationsRelocation packageAddison Group
Oklahoma City, OK20 days ago- ...Chief Finance & Internal Operations Officer About the Company Nonprofit organization shaping inclusive education for all. Industry... ...overseeing organizational planning and performance. This executive role involves leading teams across finance, HR, IT, and internal...Operations
- ...Executive Vice President, Annuity Solutions About the Company Globally renowned reinsurance company Industry Insurance Type... ...effectively. The EVP will play a critical part in the company's operations, and as such, a high level of professionalism and...Operations
- ...Executive Vice President, Revenue Cycle About the Company Fast-growing healthcare services and... ...-based care organization improving operational performance and patient care. Industry... .... Functions Medical Care/Hospital Administration Finance ConfidentialOperations
- ...Executive Vice President of Operations About the Company Globally recognized provider of student housing services Industry Hospitality Type Privately Held Founded 2021 Employees 1001-5000 Specialties student accommodation student housing...Operations
- ...COMPANY SIZE: Approximately 1,000 Employees | Multi-State Operations CONTEXT: PRC Resources is conducting a confidential... ...operating across multiple states. The company is seeking an Executive Vice President of Human Resources to serve as a key member of the...Operations
PRC Resources
Oklahoma City, OK4 days ago - ...Executive Vice President, Evidence About the Company Charitable organization focused on bringing resources to developing countries... ...that evidence and cost-effectiveness remain central to its operations. This leadership position demands a professional with a PhD...Operations
- ...Executive Vice President, Compliance About the Company Innovative financial technology (FinTech... ..., planning, and executing day-to-day operational compliance activities. The ideal... ...particularly within the Fintech or digital finance sector, is highly valued. The role...
- ...Executive Vice President of Sales About the Company Luxury interiors and design media brand spanning print, digital, events, and custom... ...a high-performing sales organization, overseeing revenue operations, and representing the company at key industry events. Applicants...Operations
$285k - $385k
...Department: 101020 Finance Location: San Diego, USA- Remote... ...rare patients . The Vice President, FP&A is a key strategic leader... ...work closely with the CFO, Executive Leadership Team and business... ...strategic perspective with operational excellence while helping position...OperationsTemporary workRemote workTravere Therapeutics
Oklahoma City, OK1 day ago- ...Senior Vice President of Finance Department: Blue Mantis Employment Type: Full Time Location: Onsite Description... ...organization and serves as the senior executive overseeing financial planning and analysis, accounting, finance operations, treasury, financial governance, and...OperationsFull timeContract workWork at officeRemote work
Blue Mantis
Oklahoma City, OK1 day ago - ...Vice President of Finance About the Company Revolutionizing the way veterinarians buy supplies... ...heads, and overseeing all accounting operations to ensure compliance with GAAP and internal... .... Hiring Manager Title Chief Executive Officer Functions ~ Finance...Operations
- ...Vice President, Field Finance About the Company Top-tier healthcare company Industry Hospital & Health Care Type Privately Held... ...successful candidate will be responsible for providing operational finance leadership, with a strong preference for those who...Operations
- ...Vice President, Accounting & Finance About the Company Internationally recognized medical society for... ...Finance to serve as its lead financial executive. The successful candidate will be... ...a high-volume accounting operation, managing a significant operating budget...Operations
- ...Senior Vice President, Finance About the Company High-growth healthcare organization scaling operations, analytics, and financial infrastructure for continued expansion. Industry... ...leadership position demands a finance executive with a proven track record in FP&A or a...OperationsRemote work
- ...Vice President of Finance & Operations About the Company Leading national mental health awareness organization Industry Mental Health Care... ...Operations to play a pivotal role in the oversight and execution of all financial processes, technology, and business...Operations
- ...Senior Vice President, Finance About the Company Branded consumer products company driving... ...pricing, and revenue optimization. This executive will be responsible for building and... ...with a proven track record in a similar operationally focused role. The ideal candidate...Operations
- ...Senior Vice President of LIHTC Asset Management About the Company Leader in the LIHTC... ...opportunities for portfolio growth and operational efficiency, providing mentorship to the... ...from a diverse range of candidates. Functions Operations Finance ConfidentialOperations
- ...Vice President of Finance About the Company Profitable, scaling consumer subscription and marketplace business Industry Internet... ...budgeting, month-end close, all financial analysis, and finance operations. The successful candidate will be responsible for managing...Operations
- ...Vice President, Treasury About the Company Industry-leading mortgage lender Industry... ...successful candidate will be a strategic finance leader with a strong background in... ...overseeing the organization's treasury operations, cash management, liquidity planning, and...Operations
- ...Senior Vice President of Finance & Operations About the Company AI-driven prescriptive analytics platform for healthcare technology (HealthTech... ...cross-functional processes. This role requires a seasoned executive with a minimum of 12 years' experience in business...Operations
- ...Vice President, Sales Operations About the Company Innovative provider of leave management software... ...aspects of the sales organization. This executive role is pivotal in driving the go-to... ...a Bachelor's degree in business, finance, or a related field, with an MBA...Operations
- ...Vice President of General Liability Claims About the Company Fast-growing organization... ...Services Insurance Brokerage Finance Information Technology & Services... ...customer-centric approach, a focus on operational efficiencies, and a commitment to fostering...Operations
- ...Vice President of Reinsurance Operations About the Company Nationally recognized insurance company Industry... ...Savings & Investing Finance About the Role The Company is... ...also be expected to have a strong executive presence, thought leadership, and experience...OperationsContract work
- ...Senior Vice President, Treasury About the Company International publicly... ...treasury function. This executive will be at the forefront of the company's financial operations, with a focus on liquidity management... ..., credit facilities, project finance, capital markets activity,...Operations
- ...Vice President of Finance About the Company Mission-driven organization providing online tutoring services Industry Internet Type... ...be expected to have a deep understanding of the company's operations, a strong point of view on key decisions, and the ability...OperationsSummer work
- ...Vice President of Finance About the Company Emerging consumer brand Industry Consumer Services... ...serve as a strategic partner to the executive team. This pivotal role is focused on... ...for all core finance and accounting operations, including accurate and timely...Operations
- ...Vice President, Financial Planning & Analysis About the Company... ...and financial analytics. This executive will be a trusted strategic... ...financial sustainability, and operational excellence. Key responsibilities... ...of 10 years' of healthcare finance experience, including at...Operations
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
Related searches
- chief operating officer - coo Oklahoma City, OK
- chief operating officer healthcare Oklahoma City, OK
- coo Oklahoma City, OK
- executive vice president Oklahoma City, OK
- coo non profit Oklahoma City, OK
- chief operating officer Oklahoma City, OK
- chief administrative officer Oklahoma City, OK
- marketing operations Oklahoma City, OK
- hr operations Oklahoma City, OK
- revenue operations Oklahoma City, OK