Global Head of Operational Risk - Markets & Broker-Dealers
Citi Group
A leading global financial services organization seeks a seasoned executive for Operational Risk Management in New York. The role involves overseeing risk management frameworks, ensuring adequate controls, and driving operational insights in the sales and trading sectors. Ideal candidates will possess over 15 years of experience and expertise in risk policy and operational risk management. The organization offers competitive compensation and a range of benefits, including health coverage and retirement plans. #J-18808-Ljbffr Citigroup Inc.
$250k
Operational Risk Management (ORM) is an enterprise-level independent risk management... ..., Wealth Management, Services, Markets, Banking & International, and Client... ...remediation The 2nd LoD Global Head of ORM‑ Markets & Broker‑Dealers is responsible for leading ORM’s...SuggestedFull time- ...JOB DESCRIPTION Join the NA Broker Dealers and Market Structure Payments Sales team! As... ...with client service, compliance, operations, technology, risk, credit, legal in order to optimize... ...internal teams and external clients globally. ~ Demonstrated ability to identify...SuggestedOverseas
- ...Assistant General Counsel, Capital Markets, Broker-Dealer & FinTech About the Company Leading operator of financial markets for international securities Industry... ...operations, technology, digital assets, or global privacy and data protection laws is a plus. The...Suggested
$89.8k - $170.5k
...professional services to the middle market globally, our purpose is to instill... ..., introducing and clearing broker dealer clients of the firm. Our... ...nationally integrated and operates across geographies as a part... ...client deliverables. Assess risk along with design and communicate...SuggestedWork experience placementInternshipLocal area$96k - $172k
...responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or... ...Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management...SuggestedShift workDay shift- ...together corporate finance, lending, markets and payments capabilities to deliver integrated... ...Executive, you will manage a global portfolio of strategic asset management... ...alignment with regulatory, KYC, legal, risk, and operational requirements for the client segment....Work at office
$150k - $225k
Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager page is loaded## Vice President, Independent... ...requisition id: R106102PIMCO is a global leader in active fixed income with... ...and investors who seek strong risk-adjusted returns.Since 1971, our people...Flexible hours- ...looking for a Assurance Manager to join our Capital markets practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is nationally integrated and operates across geographies as a part of the firm’s...
- ...Manager, U.S. Broker Dealer Regulatory Reporting Requisition ID... ...high-performing culture. Global Banking and Markets Global Banking and... ...the US and Latin America, operating globally for over 100 years... ...investment banking, credit and risk management products and...Local areaFlexible hours
$110k - $140k
...Sales & Trading (US Equities/Options Broker-Dealer) New York, NY Galaxy is a global leader in digital assets and data... .... We also invest in and operate cutting-edge data center infrastructure... ...assets and traditional financial markets are converging. This is a hybrid...Work at officeLocal areaFlexible hours$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative investment products. The role supports end‑to‑end operations from onboarding through transactions, reconciliation, and servicing requests...Full timeH1bWork at officeHome officeVisa sponsorshipWork visaFlexible hours- ...year heritage of owning and operating assets and businesses that from the backbone of the global economy. Through its broad platform... ...for supporting major markets and directly managing secondary... ...experience preferred.* Independent Broker Dealer (IBD) channel experience is...Temporary workLocal areaWorldwide
$60.8k - $80k
...Dealer Marketing ConsultantA division of Publicis Groupe, Publicis Digital Experience is a network... ..., with agency brands throughout our global offices. Publicis Digital Experience brands... ....Strong understanding of dealership operations including sales, service, parts, and...Full timeWork experience placementLive inLocal areaWorldwideWork visa$150k - $185k
...Dynamic. Marex is a global financial services... ...liquidity, market access and infrastructure... ...is seeking a Broker-Dealer Compliance Advisor... ...regulatory and firm risk, and industry best... ...Responsibilities Support the Head of U.S. Broker-... ...). Adhere to the operational risk framework for...Immediate start$110k - $165k
...built on next generation global infrastructure. At... ...fee trading and robust market data to advanced analytical... ...Accountant with broker‑dealer experience to own complex... ...someone who can operate independently, dig into... ...resolution Escalate risks and issues appropriately...Temporary workWork at officeWorldwideMonday to Friday$110.64k - $136.46k
...Role The Compliance Manager, Broker-Dealer & Investment Adviser is an... ...Director). This role is the operational engine of the compliance program... ...surveillance in Global Relay including keyword configuration... ...the SEC Rules (including the Marketing Rule, Reg S‑P and Reg S‑ID),...Full timeWork at officeLocal area2 days per week3 days per week- Framework Ventures is seeking an Operations Specialist to manage customer securities account openings and ongoing account management. You will handle operations including settlement and reconcile balances, primarily working remotely with in-office attendance required 2...Remote jobWork at office
- NMI is seeking a Senior Product Manager for Market Expansion to take their Merchant Central platform global, starting with Canada and moving into the UK/EU. This role involves defining the market entry strategy, leading integrations with strategic processors, and collaborating...Remote workFlexible hours
- ...to projects that support operations, financial activities, client... ...onboarding, technology, risk management, trade... ...has unique access across markets with significant share globally both on and off exchange.... ...information visit The Finance - Broker Dealer Department at Marex plays...Immediate start
$160k - $260k
...OPPORTUNITY? The U.S.broker-dealer controller will be responsible... ...Dealers (RBC Capital Markets LLC and RBC CMA Ltd.)... ...partnership with all Head Office Financial... ...groups (i.e. Legal, Operations, Compliance, Tax, Product... ..., acting with a global mindset and making decisions...Full timeWork at officeFlexible hours- Posting description The Global Commodities Power Trading Team helps clients manage risk and access liquidity. In this role, you... ...franchise, combining strong market judgment, rigorous risk governance... ...trading portfolio, setting the operating cadence for the franchise,...
$50k
...choose. Position Overview We are seeking traders to join our global currency markets team. You will trade forex and cryptocurrency markets with... ...momentum indicators Manage position sizing, leverage, and risk controls appropriate to forex markets Monitor global trading...For contractorsRemote work- A leading assurance firm in New York is seeking an Assurance Manager for its Capital markets practice. The role involves serving broker dealer clients and leading assurance teams. Candidates should have a BS/BA in Accounting, CPA or CA certification, and a strong background...
- A leading global financial services firm is seeking a dedicated individual for a key role in New York, focusing on market risk assessment and management. Responsibilities include analyzing portfolio transactions, collaborating closely with traders and senior management...
- ...Global Head, Investment Risk About the Company Accomplished investment management firm Industry... ...Risk with a focus on Private Markets, particularly Private Credit. This senior... ...role requires a professional who can operate as a front-facing risk partner to senior...Work at office
$131k - $145.5k
Uber is seeking a Global Strategic Operations Senior Manager in New York City to drive key global initiatives that enhance merchant operations and support growth. The successful candidate will oversee product adoption and ensure operational efficiency across various teams...- ...JPMorgan Chase. As part of Risk Management and Compliance, you... ...Officer on the Banks and Broker Dealers team, you will leverage your... ...traditional credit products, markets products (derivatives, trading... ...firm, including bankers, operations, legal, and finance Monitor...
$190k - $225k
...Vice President to join the Broker Dealer and Distribution Compliance... ...engagement, and compliance operations. The position requires a seasoned... ...and evolving areas of risk. Responsibilities Assist the... ...various business lines on new marketing initiatives, providing compliance...Full timeWork at officeRemote work$159.4k - $181.9k
...to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements... ...have expertise in trade surveillance, market regulation, and the ability to communicate...- A global financial institution is seeking an Analyst/Associate for their Financial Institutions Group in New York. The role involves... ..., strong communication skills, and an understanding of capital markets. The position supports a hybrid work environment, permitting flexibility...
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