Global Head of Operational Risk - Markets & Broker-Dealers
Citi Group
A leading global financial services organization seeks a seasoned executive for Operational Risk Management in New York. The role involves overseeing risk management frameworks, ensuring adequate controls, and driving operational insights in the sales and trading sectors. Ideal candidates will possess over 15 years of experience and expertise in risk policy and operational risk management. The organization offers competitive compensation and a range of benefits, including health coverage and retirement plans. #J-18808-Ljbffr Citigroup Inc.
$136.5k - $300k
...Senior Director, Global Segment Marketing Manager - Wealth Intermediaries & Banks/Broker-Dealers Marketing At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart...SuggestedTemporary workWorldwideFlexible hours- ...Global Markets Operations Lead Global Markets Operations brings together the... ...geographies. Reporting to the Global Head of Global Markets Trading... ...lead for Global Markets US Broker Dealer Operations team and must... ...to manual and operational risk heavy processes People &...SuggestedWork experience placementWork at officeLocal areaWork from homeFlexible hours
- ...Global Head of Investment Risk - Private Markets New York (Hybrid) We are working with a large, globally scaled investment platform to appoint a senior... ...sits directly within the Chief Investment Office and operates as a front-facing risk partner to senior portfolio...SuggestedWork at office
$200k - $250k
...Lokey, Inc. (NYSE:HLI) is a leading global investment bank recognized for delivering... ...for all global M&A transactions. Broker-Dealer and Capital Markets Coverage Group Houlihan Lokey's... ...clients (most of whom are owner-operators), counterparties, and professional...SuggestedInternship$110k - $145k
The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement... ..., regulatory compliance, and risk mitigation. This position requires... ...expertise with financial markets and separately managed accounts Proven...SuggestedWork experience placementWork at office- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager... ...with client service, compliance, operations, technology, risk, credit, legal in order to... ...internal teams and external clients globally. * Demonstrated ability to identify...Full timeOverseas
- ...Monitor and highlight key credit risk issues to management. •... ...structure, system and operational manual. • Perform regular... ...• Relevant experience in Broker-Dealer Risk Department. • University... ...systems towards investment/ markets/ risk. • Familiar with financial...
$150k - $225k
Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager page is loaded## Vice President, Independent... ...requisition id: R106102PIMCO is a global leader in active fixed income with... ...and investors who seek strong risk-adjusted returns.Since 1971, our people...Flexible hours- ...looking for a Assurance Manager to join our Capital markets practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is nationally integrated and operates across geographies as a part of the firm’s...
$200k - $235k
...and that access to financial markets should not be limited by... ...or legacy systems. We are a global B2B financial technology organization... ...As Managing Director, Broker Dealer FINOP, you will be responsible... ...Ensure that operational processes are accurately reconciled...Full timeWork at officeWorldwide$150k - $180k
...VP candidate to support our Broker-Dealer Regulatory Reporting team. This... ...of the rules and strong operational judgment. Net Capital & Customer... ...a wide range of capital markets products and services to... ...insight, extending access to global markets, and delivering integrated...Work at officeLocal areaWork from homeFlexible hours$143k - $180k
...details. The US and Canada broker dealer Treasury team is part of Global Markets Division Americas.... ...: funding and liquidity risk management, asset liability... ...(s) (with international operations) including demonstrated... ...with Tokyo head office departments. Responsibilities...Work at officeLocal areaRemote work$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission... ...access to financial markets should not be limited... ...legacy systems. We are a global B2B financial... ...Regulatory Advisory & Operations Business Advisory... ...business management, risk, and technology to ensure...Full timeWork at officeWorldwide$110k - $165k
...built on next generation global infrastructure. At... ...fee trading and robust market data to advanced analytical... ...Accountant with broker-dealer experience to own complex... ...someone who can operate independently, dig into... ...resolution Escalate risks and issues appropriately...Temporary workWork at officeWorldwideMonday to Friday$150k - $185k
...Marex is a seeking a Broker-Dealer Compliance Advisor... ...and firm risk, and industry best... ...unique access across markets with significant share globally both on and off exchange... ...Responsibilities Support the Head of U.S. Broker-... ...). Adhere to the operational risk framework for...Immediate start$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative investment products. The role supports end‑to‑end operations from onboarding through transactions, reconciliation, and servicing requests...Full timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hours- Gusto is seeking a Founding Operations Leader in New York to architect in-house broker-dealer operations. This pivotal role requires establishing operational objectives, ensuring compliance with FINRA/SEC standards, and building a high-performing team focused on operational...
- Framework Ventures is seeking an Operations Specialist to manage customer securities account openings and ongoing account management. You will handle operations including settlement and reconcile balances, primarily working remotely with in-office attendance required 2...Remote jobWork at office
$110k - $145k
Teachers Insurance and Annuity Association of America is seeking a Vice President of Broker Dealer and Middle Office Operations in New York City. This leadership role requires overseeing a team focused on clearing, settlement, and operational management of fixed income...Work at office$200k - $230k
...Head Of Fraud & Risk Management Operations Lehi, Utah, United States; New York, New York, United States Raisin is the world's leading... ...investments without barriers and thus open up the global 160 trillion euro market. Raisin currently employs more than 800...Work from homeWorldwideFlexible hoursShift work$200k - $230k
...40 Line of Business: Risk Management Pay Detail:... ...Job Description: Head of Market Risk - US Prime Brokerage... ...requirements such as Credit, Operational, Regulatory and/or Market Risk... ...insight, extending access to global markets, and delivering integrated...Work at officeLocal areaWork from homeFlexible hours- A leading assurance firm in New York is seeking an Assurance Manager for its Capital markets practice. The role involves serving broker dealer clients and leading assurance teams. Candidates should have a BS/BA in Accounting, CPA or CA certification, and a strong background...
- ...Morgan Stanley is a leading global financial services firm providing... ...in 43 countries. As a market leader, the talent and... ...health, reinsurance, captives/risk retention groups), value prop... ...quarterly reporting, etc. Oversee operational excellence for insurance OCIO...Temporary workWork at officeWorldwide
- A leading global financial services firm is seeking a dedicated individual for a key role in New York, focusing on market risk assessment and management. Responsibilities include analyzing portfolio transactions, collaborating closely with traders and senior management...
$131k - $145.5k
Uber is seeking a Global Strategic Operations Senior Manager in New York City to drive key global initiatives that enhance merchant operations and support growth. The successful candidate will oversee product adoption and ensure operational efficiency across various teams...- ...ETF products. You will help shape trading strategy and manage risk across a global portfolio. This role demands proven index/ETF trading experience, strong stakeholder management, and a commitment to market conduct. Joining HSBC means engaging in a competitive work environment...
- A global financial institution is seeking an Analyst/Associate for their Financial Institutions Group in New York. The role involves... ..., strong communication skills, and an understanding of capital markets. The position supports a hybrid work environment, permitting flexibility...
- ...JPMorgan Chase. As part of Risk Management and Compliance, you... ...Officer on the Banks and Broker Dealers team, you will leverage your... ...traditional credit products, markets products (derivatives, trading... ...firm, including bankers, operations, legal, and finance Monitor...
$159.4k - $181.9k
...to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements... ...have expertise in trade surveillance, market regulation, and the ability to communicate...$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker... ...Overview A leading global financial institution... ...stakeholders across finance, operations, technology, and audit... ...expectations. Conduct risk ranking, data analysis... ...Executive Director, Head of Clinical Quality...Full timeWork at officeRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Global Head of Operational Risk - Markets & Broker-Dealers. Be the first to apply!
- risk management manager New York, NY
- senior risk manager New York, NY
- risk management specialist New York, NY
- director of risk management New York, NY
- risk management associate New York, NY
- group risk manager New York, NY
- operational risk manager New York, NY
- head of risk management New York, NY
- enterprise risk manager New York, NY
- director credit risk New York, NY

