Global Head of Operational Risk - Markets & Broker-Dealers
Citi Group
A leading global financial services organization seeks a seasoned executive for Operational Risk Management in New York. The role involves overseeing risk management frameworks, ensuring adequate controls, and driving operational insights in the sales and trading sectors. Ideal candidates will possess over 15 years of experience and expertise in risk policy and operational risk management. The organization offers competitive compensation and a range of benefits, including health coverage and retirement plans. #J-18808-Ljbffr Citigroup Inc.
$136.5k - $300k
...Senior Director, Global Segment Marketing Manager - Wealth Intermediaries & Banks/Broker-Dealers Marketing At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart...SuggestedTemporary workWorldwideFlexible hours- ...Global Markets Operations Lead Global Markets Operations brings together the... ...geographies. Reporting to the Global Head of Global Markets Trading... ...lead for Global Markets US Broker Dealer Operations team and must... ...to manual and operational risk heavy processes People &...SuggestedWork experience placementWork at officeLocal areaWork from homeFlexible hours
$118k - $188k
...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible... ...regulatory compliance, and risk mitigation. This position... ...expertise with financial markets and separately managed... ...Overview Nuveen is a global investment leader, managing...SuggestedWork experience placementWork at office- ...Global Head of Investment Risk - Private Markets New York (Hybrid) We are working with a large, globally scaled investment platform to appoint a senior... ...sits directly within the Chief Investment Office and operates as a front-facing risk partner to senior portfolio...SuggestedWork at office
- ...Payments Sales Manager Join the NA Broker Dealers and Market Structure Payments Sales team!... ...with client service, compliance, operations, technology, risk, credit, legal in order to optimize... ...internal teams and external clients globally. ~ Demonstrated ability to...SuggestedOverseas
$142.5k - $250k
...Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager... ...with client service, compliance, operations, technology, risk, credit, legal in order to... ...internal teams and external clients globally. ~ Demonstrated ability to identify...Overseas$110k - $145k
The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement... ..., regulatory compliance, and risk mitigation. This position requires... ...expertise with financial markets and separately managed accounts Proven...Work experience placementWork at office- ...looking for a Assurance Manager to join our Capital markets practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is nationally integrated and operates across geographies as a part of the firm’s...
$150k - $225k
Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager page is loaded## Vice President, Independent... ...requisition id: R106102PIMCO is a global leader in active fixed income with... ...and investors who seek strong risk-adjusted returns.Since 1971, our people...Flexible hours$150k - $180k
...VP candidate to support our Broker-Dealer Regulatory Reporting team. This... ...of the rules and strong operational judgment. Net Capital & Customer... ...a wide range of capital markets products and services to... ...insight, extending access to global markets, and delivering integrated...Work at officeLocal areaWork from homeFlexible hours$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission... ...access to financial markets should not be limited... ...legacy systems. We are a global B2B financial... ...Regulatory Advisory & Operations Business Advisory... ...business management, risk, and technology to ensure...Full timeWork at officeWorldwide$150k - $185k
...Dynamic. Marex is a global financial services... ...liquidity, market access and infrastructure... ...is a seeking a Broker-Dealer Compliance Advisor... ...and firm risk, and industry best... ...Responsibilities: Support the Head of U.S. Broker-... ...Adhere to the operational risk framework for...Immediate start$143k - $180k
MUFG US and Canada Broker Dealer Treasury - VP page is loaded##... ...team is part of Global Markets Division Americas. Reporting... ...funding and liquidity risk management, asset... ...) (with international operations) including demonstrated... ...with Tokyo head office departments.**Responsibilities...Work at officeLocal areaRemote work$200k - $225k
...their customers by placing the markets in the palm of their hand.... ...advice, and assistance for global citizens of all ages, wealth... ...About the Role As Director - Broker-Dealer FINOP, you will be... ...communication Ensure that operational processes (trade processing/...Work at officeWork from homeWork visaFlexible hours- ...Framework Ventures is seeking an Operations Specialist to manage customer securities account openings and ongoing account management. You will handle operations including settlement and reconcile balances, primarily working remotely with in-office attendance required...Work at officeRemote work
$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative investment products. The role supports end‑to‑end operations from onboarding through transactions, reconciliation, and servicing requests...Full timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hours$59.85k - $78.8k
...Dealer Marketing Consultant A division of Publicis Groupe, Publicis Digital Experience is a... ...employees, with agency brands throughout our global offices. Publicis Digital Experience... ...Strong understanding of dealership operations including sales, service, parts, and finance...Temporary workWork experience placementFreelanceLive inWork at officeLocal areaWorldwideFlexible hours$150k - $185k
...Dynamic. Marex is a global financial services... ...liquidity, market access and infrastructure... ...is seeking a Broker-Dealer Compliance Advisor... ...regulatory and firm risk, and industry best... ...Responsibilities Support the Head of U.S. Broker-... ...). Adhere to the operational risk framework for...Immediate start- Gusto is seeking a Founding Operations Leader in New York to architect in-house broker-dealer operations. This pivotal role requires establishing operational objectives, ensuring compliance with FINRA/SEC standards, and building a high-performing team focused on operational...
$110k - $165k
...built on next generation global infrastructure. At... ...fee trading and robust market data to advanced analytical... ...Accountant with broker‑dealer experience to own complex... ...someone who can operate independently, dig into... ...resolution Escalate risks and issues appropriately...Temporary workWork at officeWorldwideMonday to Friday- ...Compliance Lead, Broker-Dealer & Investment Adviser... ...directly to the Head of Compliance. This role is the operational backbone of the compliance... ...with Gusto's risk posture Build... ...Product, Finance, Marketing, Sales, and FinCrime... ...(e.g., ComplySci, Global Relay), books and...Full time
$135k - $160k
...in NYC and offer hybrid NY‑based positions (Four days/ week in‑office). About the role The Firm Operations Team at Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in assets for over one million customers. The team is...Temporary workWork at officeLocal areaMonday to ThursdayFlexible hours$110k - $145k
Teachers Insurance and Annuity Association of America is seeking a Vice President of Broker Dealer and Middle Office Operations in New York City. This leadership role requires overseeing a team focused on clearing, settlement, and operational management of fixed income...Work at office$200k - $300k
...and Trade Solutions (TTS) is a market leading, award‑winning... ...clients around the world. With a global network spanning 90+ countries... ...that will reshape how the bank operates and what products and services... ...product lifecycle management, risk reviews, and regulatory assessments...Full timeTemporary workLocal area$66.12k - $87k
...Automotive Dealer Marketing Consultant, New York City Territory A division of Publicis Groupe... ..., with agency brands throughout our global offices. Publicis Digital Experience brands... ...will directly impact revenue growth, operational excellence, and the overall trajectory...Temporary workFreelanceLive inWork at officeLocal areaWorldwideFlexible hours- ...Global Head, Investment Risk About the Company Accomplished investment management firm Industry... ...Investment Risk with a focus on Private Markets, particularly Private Credit. This... ...role requires a professional who can operate as a front-facing risk partner to senior...Work at office
- ...Morgan Stanley is a leading global financial services firm providing... ...in 43 countries. As a market leader, the talent and... ...health, reinsurance, captives/risk retention groups), value prop... ...quarterly reporting, etc. Oversee operational excellence for insurance OCIO...Temporary workWork at officeWorldwide
- A leading global financial services firm is seeking a dedicated individual for a key role in New York, focusing on market risk assessment and management. Responsibilities include analyzing portfolio transactions, collaborating closely with traders and senior management...
- ...without barriers and thus open up the global +150 trillion euro market. Raisin works with over 300 banks... ...investments. Team The Fraud & Risk Management Operations team protects Raisin’s U.S.... ...advantage. Your Responsibilities The Head of Fraud & Risk Management Operations...Work from homeFlexible hoursShift work
- A leading assurance firm in New York is seeking an Assurance Manager for its Capital markets practice. The role involves serving broker dealer clients and leading assurance teams. Candidates should have a BS/BA in Accounting, CPA or CA certification, and a strong background...
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