Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Global Head of Operational Risk - Markets & Broker-Dealers

Citi Group

A leading global financial services organization seeks a seasoned executive for Operational Risk Management in New York. The role involves overseeing risk management frameworks, ensuring adequate controls, and driving operational insights in the sales and trading sectors. Ideal candidates will possess over 15 years of experience and expertise in risk policy and operational risk management. The organization offers competitive compensation and a range of benefits, including health coverage and retirement plans. #J-18808-Ljbffr Citigroup Inc.

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Global Head of Operational Risk - Markets & Broker-Dealers in New York, NY vacancy
  • $250k

    Operational Risk Management (ORM) is an enterprise-level independent risk management...  ..., Wealth Management, Services, Markets, Banking & International, and Client...  ...remediation The 2nd LoD Global Head of ORM‑ Markets & Broker‑Dealers is responsible for leading ORM’s... 
    Suggested
    Full time

    Citigroup Inc.

    New York, NY
    3 days ago
  •  ...JOB DESCRIPTION Join the NA Broker Dealers and Market Structure Payments Sales team! As...  ...with client service, compliance, operations, technology, risk, credit, legal in order to optimize...  ...internal teams and external clients globally. ~ Demonstrated ability to identify... 
    Suggested
    Overseas

    J.P. Morgan

    Jersey City, NJ
    11 days ago
  •  ...Assistant General Counsel, Capital Markets, Broker-Dealer & FinTech About the Company Leading operator of financial markets for international securities Industry...  ...operations, technology, digital assets, or global privacy and data protection laws is a plus. The... 
    Suggested

    Confidential

    New York, NY
    5 days ago
  • $89.8k - $170.5k

     ...professional services to the middle market globally, our purpose is to instill...  ..., introducing and clearing broker dealer clients of the firm. Our...  ...nationally integrated and operates across geographies as a part...  ...client deliverables. Assess risk along with design and communicate... 
    Suggested
    Work experience placement
    Internship
    Local area

    Dormont Manufacturing Co

    New York, NY
    3 days ago
  • $96k - $172k

     ...responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or...  ...Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management... 
    Suggested
    Shift work
    Day shift

    Dormont Manufacturing Co

    New York, NY
    3 days ago
  •  ...together corporate finance, lending, markets and payments capabilities to deliver integrated...  ...Executive, you will manage a global portfolio of strategic asset management...  ...alignment with regulatory, KYC, legal, risk, and operational requirements for the client segment.... 
    Work at office

    JPMorgan Chase & Co.

    New York, NY
    3 days ago
  • $150k - $225k

    Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager page is loaded## Vice President, Independent...  ...requisition id: R106102PIMCO is a global leader in active fixed income with...  ...and investors who seek strong risk-adjusted returns.Since 1971, our people... 
    Flexible hours

    PIMCO Europe Ltd.

    New York, NY
    2 days ago
  •  ...looking for a Assurance Manager to join our Capital markets practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is nationally integrated and operates across geographies as a part of the firm’s... 

    Rsm Us Llp.

    New York, NY
    2 days ago
  •  ...Manager, U.S. Broker Dealer Regulatory Reporting Requisition ID...  ...high-performing culture. Global Banking and Markets Global Banking and...  ...the US and Latin America, operating globally for over 100 years...  ...investment banking, credit and risk management products and... 
    Local area
    Flexible hours

    Scotiabank

    New York, NY
    6 hours ago
  • $110k - $140k

     ...Sales & Trading (US Equities/Options Broker-Dealer) New York, NY Galaxy is a global leader in digital assets and data...  .... We also invest in and operate cutting-edge data center infrastructure...  ...assets and traditional financial markets are converging. This is a hybrid... 
    Work at office
    Local area
    Flexible hours

    Galaxy USA

    New York, NY
    2 days ago
  • $59.11k - $88.66k

     ...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative investment products. The role supports end‑to‑end operations from onboarding through transactions, reconciliation, and servicing requests... 
    Full time
    H1b
    Work at office
    Home office
    Visa sponsorship
    Work visa
    Flexible hours

    Guardian Life

    New York, NY
    1 day ago
  •  ...year heritage of owning and operating assets and businesses that from the backbone of the global economy. Through its broad platform...  ...for supporting major markets and directly managing secondary...  ...experience preferred.* Independent Broker Dealer (IBD) channel experience is... 
    Temporary work
    Local area
    Worldwide

    Brookfield

    New York, NY
    3 days ago
  • $60.8k - $80k

     ...Dealer Marketing ConsultantA division of Publicis Groupe, Publicis Digital Experience is a network...  ..., with agency brands throughout our global offices. Publicis Digital Experience brands...  ....Strong understanding of dealership operations including sales, service, parts, and... 
    Full time
    Work experience placement
    Live in
    Local area
    Worldwide
    Work visa

    Prodigious Worldwide

    New York, NY
    2 days ago
  • $150k - $185k

     ...Dynamic. Marex is a global financial services...  ...liquidity, market access and infrastructure...  ...is seeking a Broker-Dealer Compliance Advisor...  ...regulatory and firm risk, and industry best...  ...Responsibilities Support the Head of U.S. Broker-...  ...). Adhere to the operational risk framework for... 
    Immediate start

    Rex Technologies GmbH

    New York, NY
    3 days ago
  • $110k - $165k

     ...built on next generation global infrastructure. At...  ...fee trading and robust market data to advanced analytical...  ...Accountant with broker‑dealer experience to own complex...  ...someone who can operate independently, dig into...  ...resolution Escalate risks and issues appropriately... 
    Temporary work
    Work at office
    Worldwide
    Monday to Friday

    Webull Financial

    New York, NY
    1 day ago
  • $110.64k - $136.46k

     ...Role The Compliance Manager, Broker-Dealer & Investment Adviser is an...  ...Director). This role is the operational engine of the compliance program...  ...surveillance in Global Relay including keyword configuration...  ...the SEC Rules (including the Marketing Rule, Reg S‑P and Reg S‑ID),... 
    Full time
    Work at office
    Local area
    2 days per week
    3 days per week

    Gusto

    New York, NY
    3 days ago
  • Framework Ventures is seeking an Operations Specialist to manage customer securities account openings and ongoing account management. You will handle operations including settlement and reconcile balances, primarily working remotely with in-office attendance required 2... 
    Remote job
    Work at office

    Framework Ventures

    New York, NY
    1 day ago
  • NMI is seeking a Senior Product Manager for Market Expansion to take their Merchant Central platform global, starting with Canada and moving into the UK/EU. This role involves defining the market entry strategy, leading integrations with strategic processors, and collaborating... 
    Remote work
    Flexible hours

    NMI

    New York, NY
    3 days ago
  •  ...to projects that support operations, financial activities, client...  ...onboarding, technology, risk management, trade...  ...has unique access across markets with significant share globally both on and off exchange....  ...information visit The Finance - Broker Dealer Department at Marex plays... 
    Immediate start

    Marex

    New York, NY
    3 days ago
  • $160k - $260k

     ...OPPORTUNITY? The U.S.broker-dealer controller will be responsible...  ...Dealers (RBC Capital Markets LLC and RBC CMA Ltd.)...  ...partnership with all Head Office Financial...  ...groups (i.e. Legal, Operations, Compliance, Tax, Product...  ..., acting with a global mindset and making decisions... 
    Full time
    Work at office
    Flexible hours

    RBC

    Jersey City, NJ
    23 hours ago
  • Posting description The Global Commodities Power Trading Team helps clients manage risk and access liquidity. In this role, you...  ...franchise, combining strong market judgment, rigorous risk governance...  ...trading portfolio, setting the operating cadence for the franchise,... 

    JPMorgan Chase & Co.

    New York, NY
    2 days ago
  • $50k

     ...choose. Position Overview We are seeking traders to join our global currency markets team. You will trade forex and cryptocurrency markets with...  ...momentum indicators Manage position sizing, leverage, and risk controls appropriate to forex markets Monitor global trading... 
    For contractors
    Remote work

    Trader Hire

    New York, NY
    5 days ago
  • A leading assurance firm in New York is seeking an Assurance Manager for its Capital markets practice. The role involves serving broker dealer clients and leading assurance teams. Candidates should have a BS/BA in Accounting, CPA or CA certification, and a strong background... 

    Rsm Us Llp.

    New York, NY
    5 days ago
  • A leading global financial services firm is seeking a dedicated individual for a key role in New York, focusing on market risk assessment and management. Responsibilities include analyzing portfolio transactions, collaborating closely with traders and senior management... 

    Macquarie Bank Limited

    New York, NY
    5 days ago
  •  ...Global Head, Investment Risk About the Company Accomplished investment management firm Industry...  ...Risk with a focus on Private Markets, particularly Private Credit. This senior...  ...role requires a professional who can operate as a front-facing risk partner to senior... 
    Work at office

    Confidential

    New York, NY
    4 days ago
  • $131k - $145.5k

    Uber is seeking a Global Strategic Operations Senior Manager in New York City to drive key global initiatives that enhance merchant operations and support growth. The successful candidate will oversee product adoption and ensure operational efficiency across various teams... 

    Uber

    New York, NY
    2 days ago
  •  ...JPMorgan Chase. As part of Risk Management and Compliance, you...  ...Officer on the Banks and Broker Dealers team, you will leverage your...  ...traditional credit products, markets products (derivatives, trading...  ...firm, including bankers, operations, legal, and finance Monitor... 

    JPMorgan Chase & Co.

    New York, NY
    2 days ago
  • $190k - $225k

     ...Vice President to join the Broker Dealer and Distribution Compliance...  ...engagement, and compliance operations. The position requires a seasoned...  ...and evolving areas of risk. Responsibilities Assist the...  ...various business lines on new marketing initiatives, providing compliance... 
    Full time
    Work at office
    Remote work

    Dormont Manufacturing Co

    New York, NY
    4 days ago
  • $159.4k - $181.9k

     ...to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements...  ...have expertise in trade surveillance, market regulation, and the ability to communicate... 

    Capital One

    New York, NY
    1 day ago
  • A global financial institution is seeking an Analyst/Associate for their Financial Institutions Group in New York. The role involves...  ..., strong communication skills, and an understanding of capital markets. The position supports a hybrid work environment, permitting flexibility... 

    SMBC Group

    New York, NY
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Global Head of Operational Risk - Markets & Broker-Dealers. Be the first to apply!