Senior Compliance Officer

Join to apply for the Senior Compliance Officer role at Millennium 1 week ago Be among the first 25 applicants Join to apply for the Senior Compliance Officer role at Millennium Provide ongoing compliance support to WorldQuant Millennium Advisors (“WMA”) Conduct ongoing WMA compliance reviews Assist with transitional and structuring matters related to the expansion of WMA Assist with the launches of new WMA funds and separately managed accounts (“SMAs”) Monitor regulatory changes, updates and industry-wide compliance initiatives Assist with regulatory examinations, inquiries, investigations and projects, as necessary Assist with drafting and amending compliance related policies and procedures Prepare and conduct compliance trainings Position Details Provide ongoing compliance support to WorldQuant Millennium Advisors (“WMA”) Conduct ongoing WMA compliance reviews Assist with transitional and structuring matters related to the expansion of WMA Assist with the launches of new WMA funds and separately managed accounts (“SMAs”) Monitor regulatory changes, updates and industry-wide compliance initiatives Assist with regulatory examinations, inquiries, investigations and projects, as necessary Assist with drafting and amending compliance related policies and procedures Prepare and conduct compliance trainings Qualifications/Skills Required 12+ years of experience Experience at a regulatory authority, bank/broker or buy-side firm Investment Management Compliance experience, inclusive of addressing regulatory items related to SMAs and Funds Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred An understanding of global financial markets, including market structure, is preferred Strong analytical / conceptual problem-solving skills with attention to detail Strong sense of ownership and personal responsibility Ability to prioritize, multi-task, and manage deadlines while successfully completing assignments Strong written and verbal communication skills, as well as the ability to coordinate efforts and projects across teams and departments Ability to create presentation materials for senior management Good team player with a strong willingness to participate and help others Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Legal Industries Investment Management Referrals increase your chances of interviewing at Millennium by 2x Get notified about new Senior Compliance Officer jobs in Old Greenwich, CT . Insurance Compliance Manager - Agency & Partnership White Plains, NY $110,000.00-$140,000.00 18 hours ago EHS Regulatory & Compliance Program Manager White Plains, NY $138,000.00-$190,300.00 1 week ago Bethpage, NY $123,379.00-$202,694.00 2 months ago Manager, Security Governance, Risk and Compliance (SOQC) Port Chester, NY $130,000.00-$150,000.00 1 week ago Vice President, Marketing Material Compliance Officer Manager, Security Governance, Risk and Compliance (SOQC) Manager, Security Governance, Risk and Compliance (SOQC) Senior Manager of Accounting & Compliance Senior Manager of Accounting & Compliance Norwalk, CT $160,000.00-$170,000.00 2 weeks ago White Plains, NY $110,000.00-$160,000.00 1 year ago FY26 - Financial Services - Global Compliance and Reporting - Real Estate - Tax Senior Manager Stamford, CT $147,400.00-$336,800.00 6 days ago Accounting Manager of Financial Reporting and Compliance White Plains, NY $120,000.00-$150,000.00 2 weeks ago FY26 - Financial Services - Global Compliance and Reporting - Real Estate - Tax Senior Manager Financial Services - Global Compliance and Reporting - Private Equity - Tax Manager Financial Services - Global Compliance and Reporting - Real estate -Tax Services Manager-EDGE Stamford, CT $104,600.00-$191,600.00 6 days ago Financial Services - Global Compliance and Reporting - Real estate -Tax Services Manager-EDGE General Counsel / Chief Compliance Officer Westchester County, NY $200,000.00-$300,000.00 1 day ago Armonk, NY $60,000.00-$80,000.00 1 week ago Greenwich, CT $110,000.00-$125,000.00 2 weeks ago Stamford, CT $115,000.00-$125,000.00 1 week ago Assistant Agency Chief Contracting Officer of Compliance Compliance Manager, Agency & Partnerships White Plains, NY $97,600.00-$122,000.00 3 weeks ago Westchester County, NY $110,000.00-$125,000.00 1 week ago Queens, NY $90,000.00-$95,000.00 4 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr Millennium