Regulatory/Bank Secrecy Act/AML Compliance Associate
$250k - $415kConsidine Search
New York, NY Summary Our client seeks associates in law school years 2020 or senior with at least 2 years of experience in advising companies on U.S. Bank Secrecy Act/Anti-Money Laundering Compliance. Compensation The annual compensation range for this position is between $250,000.00-$415,000.00, plus bonus. The salary offered within this range will depend upon qualifications and other operational considerations. Benefits offered for this position include health care; retirement benefits; paid days off, including sick time, and vacation time; parental leave; basic life insurance; Flexible Spending Accounts; as well as discretionary, performance-based bonuses. Salary: $250,000.00 - $415,000.00, plus bonus Date Active: 10.7.2024 Exempt/Not Exempt: Exempt #J-18808-Ljbffr Considine Search
$100k - $140k
Financial Crime Compliance Associate Corporate Title: Associate... ...Markets and Investment Banking), and Investment... ...Compliance (FCC) lead and BSA/AML Officers in managing... ...FCC regional lead on regulatory inquiries,... ...including the U.S. Bank Secrecy Act, the USA PATRIOT Act...RegulatoryRelocation package$250k - $415k
A leading legal recruitment firm is looking for associates in law school, 2020 or senior year, with at least 2 years of experience in advising companies on U.S. Bank Secrecy Act and Anti-Money Laundering Compliance. The position offers an annual compensation between $2...Regulatory- Compliance - Senior Compliance Officer - New Jersey New Jersey... ...brokerages, exchanges, banks, fund managers, and... ...leader to strengthen regulatory engagement discipline,... ...Anti‑Money Laundering (AML), trade surveillance, sanctions... ...sound judgment: You act as a trusted steward of...RegulatoryLocal areaShift work
$175k - $225k
...firms and investment banks in the nation. We provide... .... The Vice President, AML Compliance Officer is responsible... ...best practices, regulatory guidance and requirements... ...for management and all associates and provide detailed guidance... ...: Securities Exchange Act of 1934 (SEA) Rule 17a...RegulatoryWork at officeLocal areaFlexible hours$100k - $130k
Compliance Analyst Job type: Full Time · Department: Client Services... ...specialist function. We act as a clearing and transaction banking partner for regulated... ...that perform under real regulatory standards and... ...documentation in line with AML/CTF policies and regulatory...RegulatoryFull timeBank staffLocal areaRemote workFlexible hoursShift work$109.3k - $182.1k
...Overview:Complete Compliance Risk Management activities... ...and mitigate regulatory and compliance... ...employee conduct, and associated supervisory... ...Wealth and Private Banking products including... ...deceptive and abuse acts and practices (UDAAP... ..., Reg O, etc -BSA/AML & OFAC: Laws and...RegulatoryWork experience placementWork at office$110k
Bank Compliance Officer - To $110K - New York, NY - Job # 3396 Who We Are The Symicor Group... ...across all business lines to identify regulatory compliance weaknesses. They will also... ...for the bank. Administering the Bank Secrecy Act/Anti-Money Laundering Program and related...RegulatoryWork experience placementWork at office- ...financial institution with branch-level banking compliance oversight and regulatory adherence. Industry Banking... ...overseeing and enhancing its Bank Secrecy Act and Anti-Money Laundering... ...implementing and maintaining a robust AML and sanctions compliance program. Key...Regulatory
- ...Officer level candidates. About the Bank Sumitomo Mitsui Trust Bank, Limited... ...and supervise U.S. entities. The Regulatory Compliance Department (“RCD”) provides support to... ...2-3 years of related experience in the AML KYC Space or Transaction Monitoring alert...RegulatoryTemporary workWork at officeWork from homeFlexible hours2 days per week
- ...Vice President, AML Compliance About the Company Digitally-driven brokerage & wealth... ...program in accordance with the Bank Secrecy Act, USA PATRIOT Act, and relevant FINRA,... ...and ensuring ongoing compliance with regulatory requirements. The ideal candidate will...Regulatory
- ...Vice President, AML Compliance About the Company Popular investment & trading platform... ...program in accordance with the Bank Secrecy Act, USA PATRIOT Act, and relevant FINRA,... ...firm is prepared for and responsive to regulatory exams and inquiries. Applicants must...Regulatory
- ...Deputy Chief Compliance Officer (CCO) About the Company Diversified financial... ...implementation, and maintenance of BSA/AML and OFAC, regulatory compliance, and fraud programs. This... ...industry. In-depth knowledge of the Bank Secrecy Act, Anti-Money Laundering regulations,...RegulatoryWork at office
$206k - $235.1k
Director, Compliance Advisor Capital One is seeking... ...to join our Banking & Corporate functions... ...Fair Lending, and AML), Risk Management,... ...new legal and regulatory environments. This... ...to the pay range associated with that location... ...City’s Fair Chance Act; Philadelphia’s Fair...RegulatoryFull timeTemporary workPart timeFixed term contractLocal area- ...users, directly into bank accounts, or... ...join our Risk & Compliance team. This role will... ...mitigating risks associated with digital... ...like the Patriot Act and Bank Secrecy Act. This is a critical... ...analytical, and regulatory expertise to... ...requirements, including AML, KYC, and digital...RegulatoryWorldwide
$90k - $160k
...COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION WHAT IS THE OPPORTUNITY... ...risk. Maintaining regulatory change management, policies... ...records. Comply fully with all Bank Compliance policies and procedures... ...requirements (e.g. Bank Secrecy Act, Know Your Client, Community...RegulatoryWork experience placementRemote work- ...Compliance Analyst Summary: An international bank is seeking a compliance analyst. This role involves assisting the Bank's Bank Secrecy Act Compliance Officer (BSACO) to ensure compliance with BSA/AML/OFAC regulations and a separate role in maintaining the Corporate...
$65k - $100k
...Compliance & Legal Analyst Affiniti is building the financial operating... ...Head of Legal to build the regulatory infrastructure from the... ...support, marketing, and external bank partners to keep us moving... ...business scales Run our BSA/AML and transaction monitoring program...RegulatoryContract workRemote work- ...Management (Branch) Sr. Analyst SAFE Act is a seasoned professional role... ...and understand a client\'s banking, credit and investment needs... ...client follow-up and adhere to all regulatory and compliance operating procedures. Ensure that KYC/AML and other compliance norms are...RegulatoryWork at office
- ...currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate... ...to Legal, Compliance, and Regulatory. This individual will also... ...and approve firm’s AML compliance policies and procedures... ...of Investment Company Act of 1940, Investment...Regulatory
$130k - $150k
Reports To Vice President, Compliance Position Overview We are seeking a highly... ...remain at the forefront of regulatory excellence. This dual-entity role... ...0 Virtual Currency Regulations, Bank Secrecy Act (BSA), Anti-Money Laundering (AML), USA PATRIOT Act, OFAC) and of...Regulatory$70 - $75 per hour
...client, a leading multinational bank based in New York, NY, is seeking a Compliance Associate to assist with the Registrations... ...state registrations, etc.). Track Regulatory Element continuing education and... ...00.00-$100,000.00 1 week ago VP AML / OFAC Compliance Officer /...RegulatoryFull timeWork at office$145k - $160k
...Business type Types of Jobs - Compliance / Financial Security Job... ...line of defense in a major banking institution where your... ...presentations, develop sophisticated regulatory expertise across banking... ...risks etc.) • Financial Crime (AML, Sanctions/OFAC) • Other...RegulatoryPermanent employmentContract work$100k - $145k
...full-service investment bank and asset management... ...currently looking to hire a Compliance Associate with 1 - 5 years of... ...Investment Company Act of 1940 and the Investment... ...filing of all regulatory reports; Assist in the... ...Compliance Associate - AML & Sanctions New York City...RegulatoryFull timeCurrently hiringRemote workFlexible hours$77k - $143k
...analysis and assessment of compliance regulations, identifying risks... ...which both adheres to the regulatory requirements and ensures business... ...assessments, analyzing the Bank's compliance risk; determine... ...requirements (e.g. Bank Secrecy Act, Community Reinvestment Act,...RegulatoryWork experience placementRemote work$170.26k - $200.3k
At U.S. Bank, we’re on a journey to... ...support partners (Compliance, Risk... ...market, legal and regulatory developments. Assist... ..., including AML, KYD and other... ...appropriate state bar association or other... ...including the 33 Act and 34 Act, the... ...FCPA, the Bank Secrecy Act, the SAFE Act...RegulatoryTemporary workWork at officeLocal areaRemote workFlexible hours3 days per week- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance... .... Job Information Locations: New York, NY, United States #J-18808-Ljbffr Goldman Sachs Bank AGRegulatoryWork at office
$42k - $90k
...Established in 1912, Bank of China is one of the... ...assist managing all BSA/AML/OFAC activities in the... ...emphasis on the Bank Secrecy Act, USA Patriot Act, Anti... ...OFAC and other sanctions compliance to ensure that the... ...industry standard and regulatory guidance on a daily basis...Regulatory$62k - $100k
...Title and Summary FIU Associate Analyst MTS Overview... ...MTS entity • Compliance services including, but... ...time sanctions screening/AML/fraud management, etc. • Regulatory reporting to the relevant... ...regulations, including the Bank Secrecy Act, USAPA, AMLA, FinCEN...RegulatoryFull timeContract workPart timeWorldwideFlexible hours$70k
...the goal of bringing in new bank and brokerage assets Deepen... ...follow‑up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/AML and other compliance norms Partner... ...required by applicable SAFE Act regulations and Citi policies...RegulatoryFull timeWork at office$120k - $160k
...About the Team & Role: As the VP/AML Compliance, you will lead a dedicated team... ...crucial in ensuring compliance with regulatory requirements and safeguarding the integrity... ...compliance program in accordance with the Bank Secrecy Act (BSA), USA PATRIOT Act, and...RegulatoryContract workWork at officeLocal areaRemote work
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