Regulatory/Bank Secrecy Act/AML Compliance Associate
$250k - $415kConsidine Search
New York, NY Summary Our client seeks associates in law school years 2020 or senior with at least 2 years of experience in advising companies on U.S. Bank Secrecy Act/Anti-Money Laundering Compliance. Compensation The annual compensation range for this position is between $250,000.00-$415,000.00, plus bonus. The salary offered within this range will depend upon qualifications and other operational considerations. Benefits offered for this position include health care; retirement benefits; paid days off, including sick time, and vacation time; parental leave; basic life insurance; Flexible Spending Accounts; as well as discretionary, performance-based bonuses. Salary: $250,000.00 - $415,000.00, plus bonus Date Active: 10.7.2024 Exempt/Not Exempt: Exempt #J-18808-Ljbffr Considine Search
- Banking and AML Domain: Bank Secrecy Act (BSA) Manhattan , NY 10+ years of strong experience in AML, KYC, CDD, EDD, CIP, and Financial Crime Compliance (FCC) . In-depth knowledge of Bank Secrecy Act (BSA)... ...business, functional, and regulatory requirements Experience with...Regulatory
$96.88k - $121.1k
...Our Team as Vice President, Bank Secrecy Act (BSA) Officer. Walden Savings... ...shape the future of our BSA/AML and fraud risk management... ...’s comprehensive BSA/AML Compliance Program. Reporting directly... ...for BSA/AML matters involving regulatory agencies and law enforcement...RegulatoryFull timePart timeFor contractorsFlexible hours$100k - $140k
Financial Crime Compliance Associate Corporate Title: Associate... ...Markets and Investment Banking), and Investment... ...Compliance (FCC) lead and BSA/AML Officers in managing... ...FCC regional lead on regulatory inquiries,... ...including the U.S. Bank Secrecy Act, the USA PATRIOT Act...RegulatoryRelocation package- Reference: 13578Senior Compliance Officer, Investec... ...international bank and wealth manager... ...Provide day-to-day regulatory and policy advice... ...border activities.Act as a trusted advisor... ...onboarding and AML/KYC processes, including... ...to the Compliance Associate, fostering strong...RegulatoryFull timeWork at officeRemote work
- ...leadership, and oversight of the Bank’s Bank Secrecy Act/Anti-Money Laundering and... ...Control Programs (BSA/AML and OFAC Programs). Develops... ...and processes that ensure compliance with all laws, rules and regulations... ...solutions that align with regulatory expectations for...RegulatoryWork at office
- ...inconsistent rails, duplicated compliance, and unpredictable... ...specialist function. We act as a clearing and transaction banking partner for regulated institutions... ...that perform under real regulatory standards and... ...documentation in line with AML/CTF policies and regulatory...RegulatoryBank staffLocal areaRemote workFlexible hoursShift work
$250k - $415k
A leading legal recruitment firm is looking for associates in law school, 2020 or senior year, with at least 2 years of experience in advising companies on U.S. Bank Secrecy Act and Anti-Money Laundering Compliance. The position offers an annual compensation between $2...Regulatory- ...client is an international bank. They seek an AVP Compliance Officer to join their Manhattan... ...of compliance testing, regulatory oversight, risk assessments... ...regulatory compliance across BSA/AML, KYC/CIP, OFAC, FinCEN,... ...Reserve, USA PATRIOT Act, and FFIEC requirements ....RegulatoryWork at office
$42k - $90k
Introduction Established in 1912, Bank of China is one of the... ...role in Front Line Unit (“FLU”) compliance oversight, regulatory change management and... ...Compliance related experience for Associate level. 0-3 years of experience in BSA/AML/CFT laws and regulations and...RegulatoryBank staffWork at officeFlexible hours$42k - $150k
Introduction Established in 1912, Bank of China is one of the... ...of business. Overview The Associate of Compliance Training, within the LCD Governance... ..., ensuring alignment with regulatory requirements and internal... ...on all aspects of BSA, AML and OFAC ACAMS certification...RegulatoryWork experience placementWork at office- ...frameworks such as the GENIUS Act, CLARITY Act, SEC and... .... stablecoin issuance, banking and investment services... ...assets, and supply regulatory advice to transactional... ..., on topics such as AML/sanctions and banking law... ...and implement necessary compliance policies and procedures...Regulatory
$148.5k - $174.7k
At U.S. Bank, we’re on a journey to do our best. Helping the customers... ...Day One.Job DescriptionThe Regulatory Administration group supports... ...the Investment Company Act of 1940, including its impact... ..., the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal...RegulatoryWork at officeLocal areaRemote workFlexible hours3 days per week$65k - $150k
...on the Sanctions and Compliance Audit Team is mainly responsible... ...of audit coverage for Bank of China’s US (BOC USA... ...program and the regulatory compliance program.... ...execution of other audits (AML, business, operations,... ...with OFAC, the Bank Secrecy Act (BSA), USA PATRIOT Act...Regulatory$21 - $22 per hour
...Compliance Analyst TOP BANK IN NEW YORK CITY NOW HIRING COMPLIANCE ANALYST Salary range from $21.0... ...the requirement of various legal and regulatory agencies. Responsible for Know Your Customer... ...3 years of related experience in the AML KYC Space or Transaction Monitoring...RegulatoryHourly payWork at officeImmediate start2 days per week$90k - $110k
...impact in sanctions compliance and financial crime prevention... ...and intermediary banking transactions, cover... ..., and parties associated with correspondent banking... ...facilitate compliance and regulatory determinations.... ...programs, relevant Bank Secrecy Act obligations, and the...RegulatoryPermanent employmentLocal area$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior... ...regarding compliance with non-AML/BSA laws and regulations with... ...remediation of all internal and regulatory examinations and reviews, including interacting with the Bank’s regulators regarding any...RegulatoryLocal area$40 per hour
...on Demand (LOD) is seeking a Compliance Associate to support one of our global... ...RIA compliance. Assist with regulatory filings, including Form ADV,... ...CCO with mock exams/audits, AML, and 3120 annual reviews.... ...of the Investment Advisers Act of 1940, SEC, SRO, and AML rules...RegulatoryHourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$115.28k - $145.68k
..., Department ofTitle: Associate Attorney Financial Services... ...of applicants’ compliance risk management practices... ...-money laundering (AML) laws and regulations, such as the Bank Secrecy Act (BSA), as amended to include... ...and negotiation; bank regulatory experience; insurance...RegulatoryPermanent employmentFull timeWork at officeLocal areaRemote work- ...users, directly into bank accounts, or... ...join our Risk & Compliance team. This role will... ...mitigating risks associated with digital... ...like the Patriot Act and Bank Secrecy Act. This is a critical... ...analytical, and regulatory expertise to... ...requirements, including AML, KYC, and digital...RegulatoryWorldwide
$130k - $150k
...Reports to: Vice President, Compliance Position Overview We are... ...operations remain at the forefront of regulatory excellence. This dual-entity... ...0 Virtual Currency Regulations, Bank Secrecy Act (BSA), Anti-Money Laundering (AML), USA PATRIOT Act, OFAC) and of...RegulatoryContract work$100k - $145k
...full-service investment bank and asset management... ...currently looking to hire a Compliance Associate with 1 - 5 years of... ...Investment Company Act of 1940 and the Investment... ...filing of all regulatory reports; Assist in the... ...Compliance Associate – AML & Sanctions New York City...RegulatoryFull timeCurrently hiringRemote workFlexible hours- ...Compliance Manager, Broker-Dealer & Investment Adviser The Compliance... ...program evolves alongside regulatory expectations. Here's what... ...: advertising, complaints, AML, trade errors, books and... ...-P and Reg S-ID), GLBA, and Bank Secrecy Act ~ Running supervisory control...Regulatory
$88.4k - $132.6k
...Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role... ...and understand a client's banking, credit and investment needs and... ...client follow-up and adhere to all Regulatory and Compliance operating procedures.Ensure that KYC/AML and other compliance norms are...RegulatoryFull timeWork at office$100k - $135k
...Fraud Analyst to join our BSA/AML team. In this role, you will... ...remains compliant with Bank Secrecy Act (BSA), Anti-Money Laundering... ...decisions to support audit and regulatory examinations.Assist in the development... ...OFAC sanctions, and related compliance frameworks.Experience using...RegulatoryPermanent employmentTemporary workWork at office- Bank of China USA is seeking an L3 QC Associate to lead SAR review, filing and related AML duties. The role includes QC on cases, CTR review, and... ...teams to ensure timely regulatory reporting and risk mitigation... ..., at least 1 year in compliance or relevant financial services...Regulatory
$88.4k - $132.6k
...Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role... ...and understand a client's banking, credit and investment needs and... ...client follow-up and adhere to all Regulatory and Compliance operating procedures.Ensure that KYC/AML and other compliance norms are...RegulatoryFull timeWork at office- ...seeking a Financial Services Regulatory & Compliance Associate with 6+ years of experience... ...matters, particularly involving banks, money services businesses (... ...regulations, including: Bank Secrecy Act (BSA) / Anti-Money Laundering (AML) OFAC sanctions compliance...Regulatory
- ...are seeking an experienced compliance professional to support the... ...agency business, and the firm's AML, sanctions, and financial... ...transfer agent regulations, Bank Secrecy Act requirements, OFAC sanctions... ...position will play a key role in regulatory change management,...Regulatory
- ...Officer level candidates. About the Bank Sumitomo Mitsui Trust Bank, Limited... ...and supervise U.S. entities. The Regulatory Compliance Department (“RCD”) provides support to... ...2-3 years of related experience in the AML KYC Space or Transaction Monitoring alert...RegulatoryTemporary workWork at officeWork from homeFlexible hours2 days per week
$77k - $143k
COMPLIANCE OFFICER-DEPOSITS & PAYMENT OPERATIONS Position is responsible... ...which both adheres to the regulatory requirements while assisting... ...assessments, analyzing the Bank’s compliance risks;... ...regulatory requirements (e.g., Bank Secrecy Act, Community Reinvestment Act,...RegulatoryWork experience placementRemote work
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