FINRA Supervisory Specialist, Wealth Management
Fairygodboss
PNC is seeking a FINRA Supervisory Specialist within Wealth Management to oversee supervision and trade review for Financial Advisors and branches across assigned regions. The role emphasizes regulatory compliance, risk management, and collaboration with Legal, Risk, and Operations. Based in the PNC footprint at a major hub location, this in-office position supports escalations, training and mentoring of registered reps, and ensures alignment with firm policy and industry regulations. #J-18808-Ljbffr Fairygodboss
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the FINRA Supervisory Specialist, Wealth Management in Raleigh, NC vacancy
$45k - $142.35k
...Position Overview PNC seeks a FINRA Supervisory Specialist within its Wealth Management organization. The role involves supervising and reviewing trade activity and ensuring compliance with securities and insurance industry rules and firm policy across appointed regions...SuggestedTemporary workPNC Financial Services Group
Raleigh, NC4 days ago$45k - $142.35k
...our employees feel respected, valued and have an opportunity to contribute to the company’s success. As a FINRA Supervisory Specialist within PNC's Wealth Management organization, you will be based within the PNC footprint at a major hub location. PNC is an in-office...SuggestedFull timeTemporary workWork experience placementWork at office$45k - $142.35k
...our employees feel respected, valued and have an opportunity to contribute to the company's success. As a FINRA Supervisory Specialist within PNC's Wealth Management organization, you will be based within the PNC footprint at a major hub location. PNC is an in-office...SuggestedFull timeTemporary workPart timeWork experience placementWork at office$45k - $142.35k
Habitat For Humanity Of Durham is seeking a FINRA Supervisory Specialist to oversee Financial Advisors' compliance with industry regulations. This role requires a Bachelor's degree, relevant licenses, and a minimum of 2 years of experience in financial services. You will...Suggested- ...POSITION SUMMARY Wealth Management Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. As senior members of the service team, through regular interactions with clients,...SuggestedWork experience placementLocal area
Socket
Raleigh, NC2 days ago $60k - $70k
...a week. The Role We are looking for an organized and collaborative individual with excellent communication skills to join our Wealth Management team as a Wealth Management Associate. In this role, you will be responsible for performing administrative and financial planning...Temporary workWork experience placementWork at officeFlexible hours3 days per weekCuri Capital
Raleigh, NC2 days ago- ...Wealth Management Associate - NC, Raleigh Primary Location: UNITED STATES-NC-Raleigh Organization Equitable Advisors is a respected... ...Professional, Equitable Advisors will sponsor your pursuit of the FINRA licensing requirements as well as help you navigate state...Temporary workLocal areaRemote work
$114.1k - $268.18k
...KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world... ...a career in Advisory.KPMG is currently seeking a Lead Specialist, Cloud Security to join our Managed Services practice.Responsibilities:Manage cloud...H1bLocal area$169.01k - $370.53k
...At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world... ...a career in Advisory. KPMG is currently seeking a Specialist Director, Threat Management to join our Managed Services practice. Responsibilities...H1bLocal area$52.5k
Job Posting TitleReal Estate Management Specialist IAgency410 COMM. OF THE LAND OFFICESupervisory OrganizationCommissioners Land Office-AdministrationJob... ...observations and prepare draft inspection reports for supervisory review.Agricultural & Conservation Monitoring: Observe and...Full timeFor contractorsTraineeshipWork at officeRemote workNight shift- Company DescriptionXinnovit is a global leader in technology consulting, outsourcing, and workforce management solutions.Our mission is to enable our clients to become more agile and competitive with the help of innovative technologies. We empower our clients to respond...
$125k
Job Description - Product Manager, Alternative InvestmentsLevel/Function: Senior Specialist, Product ManagementTitle: Product Manager, Alternative InvestmentsAbout... ...BetaNXTBetaNXT is a leading provider of frictionless wealth management infrastructure, real-time data...Work at officeRemote work$117.6k - $176.4k
We're hiring a Senior Specialist to own the commercialization and lifecycle management of our offers. If you thrive on building go-to-market strategies, crafting compelling messaging, and positioning products for growth, this role is for you.What will you do?Manage the...Full timeTemporary workFlexible hours- ...value delivery through innovative engineering solutions. We focus on adopting a data-first approach to engineering and value-stream management, enabling real-time visibility into the flow of value. Our team leverages advanced technologies such as AI, ML, and predictive...Full timeTemporary workRelocation
- ...support safe, efficient, healthy behaviors and encourage employees to proactively manage their health and wellbeing. To support this focus area, Amazon is seeking a full-time WHS Specialist (WHSS) to serve as a designated representative for their assigned building...Full timeFlexible hoursShift workNight shiftWeekend work
Amazon
Raleigh, NC3 days ago - ...direct hire craft and subcontractors Conduct site observations and manage mitigations and corrective actions associated with observation... ...Other duties as assigned. Skills Proven experience as safety specialist in the power construction industry In-depth knowledge of OSH...For subcontractor
PowerGrid Services
Garner, NC1 day ago $169.01k - $370.53k
...KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a... ...career in Advisory. KPMG is currently seeking a Specialist Director, Cloud Security to join our Managed Services practice. Responsibilities: Provide...H1bLocal area$25 - $35 per hour
...Job Title: QC Sample Management SpecialistJob Description The QC Sample Management Specialist plays a key role in supporting quality control testing by receiving, logging, tracking, and distributing samples throughout the QC process. This position maintains accurate...Contract workTemporary workRelocationMonday to FridayActalent
Raleigh, NC1 day ago- ...where strategy, collaboration, and commercial insight come together to support critical power infrastructure projects. As a Tendering Manager, you will transform customer requirements into competitive, high-quality proposals that help customers advance grid reliability,...Full time
- ...Opportunity Greet prospects, present your community, capture leases, and convert prospects to residents. Contribute ideas to the Management team on marketing the property and improving resident satisfaction. As a Leasing Agent, you'll ensure that each resident...Work at officeImmediate startMonday to FridayWeekend work
S2 Capital
Raleigh, NC21 hours ago - ...The Parts Specialist will provide all retail and installer customers with a high level of service. This position will also support store management in the accomplishment of assigned tasks. Bilingual candidates encouraged to apply. ESSENTIAL JOB FUNCTIONS...Local areaFlexible hours
O'Reilly Auto Parts
Garner, NC21 hours ago - ...focused divisions for mortgage, government lending, and the community association management industry. North State Bank has an exciting opportunity for a Relationship Banking Specialist in our North Raleigh Office. This role engages directly with customers to assist...For contractorsWork at officeLocal areaRemote workFlexible hours
North State Bank
Raleigh, NC4 days ago $84.3k - $155.4k
...commercial contracting principles. Demonstrates expert skill in managing a personal portfolio. Advises account teams on contract... ...Recruiting for this role ends on 09/01/2026. Work you'll do As a Specialist Lead, Procurement and Category Management on the GPS Contracts...Contract workWork experience placement$20 - $22 per hour
...Overview We are hiring! AtkinsRéalis is seeking a Traffic Management Specialist to join our Statewide Transportation Operations Center in Raleigh, NC . This role will manage traffic congestion on roadways throughout the state and respond to planned and unplanned traffic...Hourly payTemporary workMonday to FridayFlexible hoursWeekend workDay shiftAfternoon shiftAtkinsRéalis
Raleigh, NC3 days ago$30 - $35 per hour
...Opportunity WSP is currently initiating a search for On-Call Emergency Management Specialists – Safety. These positions may be based at any WSP USA office, including Boston, MA; Jacksonville, FL; Tallahassee, FL; Orlando, FL; Tampa, FL; Miami, FL; Birmingham, AL; NewOrleans...Contract workWork at officeLocal areaFlexible hoursWSP in the U.S.
Raleigh, NC3 days ago- ...the Raleigh area, is seeking a detail-oriented Accounts Payable Specialist for a long-term temporary opportunity. This position offers... ...high-volume accounts payable functions, vendor payments, expense management, and the company’s procurement card (P-Card) program....Temporary work
Beacon Hill
Raleigh, NC2 days ago $57k - $81.6k
...productive. Join a growing, global company genuinely committed to making a difference for our customers and communities. What Account Management contributes to Cardinal Health: Account Management is responsible for cultivating and maintaining on-going customer...Full timeTemporary workWork experience placementLocal areaImmediate startFlexible hoursCardinal Health
Raleigh, NC5 days ago- Milton Hershey School, a cost-free pre-K through 12th grade residential school, is seeking a Youth Development Specialist in the Education, Training & E-Learning department. This role supports students’ academic, social, and emotional growth through mentoring, small-group...Full time
Milton Hershey School
Raleigh, NC3 days ago $30 - $35 per hour
...On-Call Emergency Management Specialists Safety This Opportunity WSP is currently initiating a search for On-Call Emergency Management Specialists Safety. Since the actual work location will be the deployment site(s), these positions have the potential to report...Contract workWork at officeLocal areaWSP
Raleigh, NC4 days ago- ...The role focuses on strategic thinking, problem solving, and managing the delivery of business software solutions for clients, with... ...experience delivering software solutions and at least 3 years in supervisory or project management roles, along with a relevant Bachelor's...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to FINRA Supervisory Specialist, Wealth Management. Be the first to apply!
Related searches
- configuration specialist Raleigh, NC
- localization specialist Raleigh, NC
- intervention specialist Raleigh, NC
- investigations specialist Raleigh, NC
- ecommerce specialist Raleigh, NC
- workforce management specialist Raleigh, NC
- community health promotion specialist Raleigh, NC
- title specialist Raleigh, NC
- infectious disease specialist Raleigh, NC
- credit specialist Raleigh, NC