Regulatory Attorney: Market Compliance & Investigations
$175k - $225kICE Clear Europe Limited
ICE Clear Europe Limited is seeking a Regulatory Attorney in New York to support NYSE Regulation and manage investigations and examinations related to broker-dealer compliance. The ideal candidate should have 7+ years of legal experience, a Juris Doctor, and advanced knowledge of regulatory matters. The expected salary range is $175,000 – $225,000 USD, along with competitive employee benefits. #J-18808-Ljbffr ICE Clear Europe Limited
$175k - $225k
Intercontinental Exchange Holdings, Inc. is looking for a Regulatory Attorney to join NYSE Regulation in New York. The role involves managing a caseload of regulatory issues, overseeing investigations, and drafting SEC rule proposals. Candidates should have a Juris Doctor...Suggested$175k - $225k
...Exchange company) is seeking a Regulatory Attorney to join NYSE Regulation. NYSE... ...NYSE’s equities and options markets and for addressing broker-dealer non-compliance with the NYSE exchanges’... ...Regulation Surveillance and Investigations team and for oversight of certain...SuggestedFull time$149k - $273.18k
...OpportunityWe're looking for an attorney to join Adobe's Compliance team, working to ensure... ...s Director of Compliance Investigations.You'll own matters end-to... ...business processes for regulatory exposure and corruption... ...several U.S. geographic markets, and we pay differently...SuggestedFull timeTemporary workLocal areaWorldwide$170k - $220k
...motivated entry-level to mid-level attorney to provide legal and regulatory advisory support to our Global Markets businesses conducted... ...within a substituted compliance regime. The candidate should... ...require assistance with the investigation or analysis of litigation,...SuggestedFull timeLocal areaRemote work- ...PolymarketPolymarket is the world's largest prediction market platform. We enable individuals to... ...roleWe are seeking a highly motivated Regulatory Attorney with 3-7 years of experience to... ...'ll doProvide daily support to Legal, Compliance, and Markets teamsAdvise on the...SuggestedContract work
$135k - $200k
...LinkedIn, X, and Instagram.The Compliance Assistant Vice President... ...Legal teams on compliance and regulatory matters arising from the SEC... ...responses to requests from marketing team for information related... ...departmentsQualifications: BXCI is seeking an attorney with 5+ years of experience...Full timeWork at officeLocal areaFlexible hours$310k - $420k
...fast-growing merging legal market! Title: ~ Privacy & Cybersecurity Associate Attorney (Mid-level/Senior) Practice... ...& Information Security Regulatory Compliance Location: ~ Washington... ...multijurisdictional investigations and have been instrumental...Full timeFixed term contractFlexible hours- ...is looking to add a seasoned credit attorney to its Legal & Compliance group. The position will support an... ...adviser business by advising on regulatory compliance, governance, and day-to-... ...with the business development team on marketing material review and client requests...
- ...Intercontinental Exchange company, seeks a Regulatory Attorney to join NYSE Regulation and support the Surveillance and Investigations team in regulatory matters across the... ...oversee regulatory functions while ensuring compliance with applicable securities laws and...
$260k - $390k
Overview The role focuses on litigation and/or regulatory enforcement investigations concerning content moderation, platform regulation, and AI matters. Preferred qualifications include familiarity with US frameworks (FTC enforcement, Section 230, emerging state/federal...Temporary workFixed term contractWork at officeFlexible hours$250k - $300k
...high-stakes M&A, securities, regulatory matters, real estate, and... ...Counsel") – Finance & Capital Markets serves as the practice group... ..., Finance & Capital Markets attorneys and paralegals, and Legal Solutions... ..., accessibility, and compliance. Advise clients, along...$157k - $210k
...the RoleCoreWeave is seeking a dynamic Senior Counsel, Capital Markets, to join our Legal and Government Affairs team. If hired, you... ...and strategy, and conduct and support due diligence and ongoing compliance.Partner with Corporate Development and other cross-functional...Permanent employmentFull timeTemporary workCasual workWork at officeFlexible hours$165k - $225k
...growing and changing Stellar ecosystem. Marketing Counsel at SDF is a high‑impact role at... ...‑facing work aligned with SDF’s legal, regulatory, reputational, and mission‑driven... ...while maintaining appropriate legal and compliance guardrails. Bonus Points if (optional):...Temporary workWork at officeLocal areaWorldwideFlexible hours$220k - $270k
...as the dedicated legal partner to our marketing organization, reviewing and advising on... ...providing strategic advice on risk and regulatory ambiguity as campaigns move from concept... ...functional partners (including product, compliance, partnerships, sales, and design) to...Fixed term contractWork experience placementWork at officeRemote workWork from home$260k - $390k
...Counsel is seeking a Healthcare Regulatory Associate with 3–6 years of... ...opportunity for an attorney interested in working at the... ...sophisticated transactions and compliance initiatives. Responsibilities... ...equity-backed clients in the market. Qualified candidates are...$260k - $390k
...Description Job Description Healthcare Regulatory Associate Attorney (Mid-Level) Locations:... ...companies on complex regulatory and compliance matters. The role offers the opportunity... ..., compliance programs, and investigations within a rapidly evolving healthcare...- ...The Center for Investigative Reporting seeks an experienced Assistant General Counsel to safeguard fearless investigative journalism... ...media law, litigation, contracts, nonprofit law, and regulatory compliance, focusing on libel, FOIA, IP, and First Amendment issues....
- ...The Blackstone Group L.P. is seeking a senior attorney in its Blackstone Legal & Compliance division to lead broad litigation, regulatory enforcement and investigations from inception to resolution. You will oversee outside counsel, advise internal clients on strategy...
$260k - $360k
...interdisciplinary life sciences and healthcare regulatory practice seeks a mid-level associate to... ...2,000-hour annual bonus threshold, with market reporting indicating approximately 1,800... ...Times and Bloomberg Law. Comprehensive attorney benefits, including medical, dental,...Work at officeLocal areaRemote workFlexible hours$218k - $323.95k
...businesses in approximately 200 markets to join and thrive in the... ...a seasoned capital markets attorney to join its Legal team. This... ...decision making.Anticipate regulatory and legal risks, and proactively... ...legal and regulatory compliance risk assessments, propose creative...Full timeWork at officeLocal areaImmediate startFlexible hours- Brex in New York seeks a dedicated legal partner to support the marketing org by reviewing and advising on marketing collateral across Brex products. You will translate regulatory concepts into practical, on-brand guidance, enabling fast, compliant campaigns. Embedded with...
- ...the primary legal advisor to its structured finance and capital markets teams in New York. The role focuses on securitization, ABS/... ...sophisticated transaction documents, while coordinating with compliance, risk, and operations to ensure sound governance and execution...
$135k - $185k
...managing cases. We operate with a collaborative structure where attorneys and staff work closely together, and everyone plays a role in... ...employer clients in administrative proceedings and related investigations Draft and argue substantive motions, including dispositive...Work at officeLocal areaRemote workFlexible hoursShift work- AngelList’s Meridian role seeks a Product Counsel to shape private-market offerings across design, development, and compliance. You will scaffold securities products for primary offerings, secondaries, and broker-dealer-enabled execution, in close partnership with executives...
- Axiom is seeking an experienced Equity Capital Markets Counsel to join their Corporate and Securities team in New York. This role focuses on IPO execution, SEC compliance, and equity transaction structuring. The ideal candidate will have 5+ years in equity capital markets...
- BCG Attorney Search seeks an experienced Of Counsel for its New York, NY office... ...in public company reporting, compliance, governance, and capital markets. The role offers a path to join a... ...emphasis on high-level negotiations and regulatory compliance. #J-18808-Ljbffr BCG...Work at office
- Axiom is seeking a Marketing and Advertising Lawyer to work remotely with major clients across industries. You will advise on marketing... ...of agreements. The role requires strong practice in regulatory compliance and collaboration with internal teams. This position offers...Remote job
- ...Solutions represents an AmLaw 50 firm in New York seeking a Capital Markets Attorney with 3-8 years of experience. The role focuses on issuers,... ...attorney will draft and negotiate key documents, advise on compliance under the Securities Acts, manage due diligence, and...
- Adobe is seeking an attorney to join its Compliance team, owning investigations end-to-end from allegations to recommendations with privilege protections. The role spans global matters including financial misconduct, anti-corruption, conflicts of interest, and Code of Business...
- Stellar Development Foundation (SDF) is seeking a Marketing Counsel to shape external messaging and protect the brand across campaigns, grants, product launches, events, and partner programs. You will partner across Marketing, Communications, Product, Business Development...
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