Regulatory Attorney: Market Compliance & Investigations
$175k - $225kICE Clear Europe Limited
ICE Clear Europe Limited is seeking a Regulatory Attorney in New York to support NYSE Regulation and manage investigations and examinations related to broker-dealer compliance. The ideal candidate should have 7+ years of legal experience, a Juris Doctor, and advanced knowledge of regulatory matters. The expected salary range is $175,000 – $225,000 USD, along with competitive employee benefits. #J-18808-Ljbffr ICE Clear Europe Limited
$175k - $225k
Intercontinental Exchange Holdings, Inc. is looking for a Regulatory Attorney to join NYSE Regulation in New York. The role involves managing a caseload of regulatory issues, overseeing investigations, and drafting SEC rule proposals. Candidates should have a Juris Doctor...Suggested$199.5k - $275k
Government Investigations and Regulatory Enforcement Attorney - Vice President, Assistant General Counsel New York, NY... ...act as a trusted advisor to our compliance, controls, and business partners... ...and risk to human resources and marketing. Our corporate teams are an essential...SuggestedFull time$175k - $225k
Intercontinental Exchange (ICE) is looking for a Regulatory Attorney to join NYSE Regulation. This role involves managing cases... ...of member firms, and providing guidance for investigations and regulatory compliance. The ideal candidate will have a Juris Doctor, 7+ years...Suggested- A leading prediction market platform is seeking a Regulatory Attorney to support its legal strategy. The ideal candidate will have 3-7 years of experience... .... Key responsibilities include advising on compliance with CFTC regulations, drafting regulatory filings,...Suggested
$170k - $220k
...Americas Legal Department Attorney Position The Americas... ...to provide legal and regulatory advisory support to our Global Markets businesses conducted through... ...within a substituted compliance regime. The candidate... ...require assistance with the investigation or analysis of...SuggestedRemote workFlexible hours- ...Polymarket is the world's largest prediction market platform. We enable individuals to... ...We are seeking a highly motivated Regulatory Attorney with 3-7 years of experience to support... ...ll do Provide daily support to Legal, Compliance, and Markets teams Advise on the...Contract work
- Regulatory Attorney, AVP - Legal & Compliance - Credit Funds Locations: New York, New Jersey, Miami Full time The firm is the world’s largest alternative... ...as lead to coordinate responses to requests from marketing team for information related to DDQs, marketing materials...Full timeWork at officeFlexible hours
$135k - $200k
Legal & Compliance - Credit & Insurance Regulatory Attorney, AVP Locations: New York Full time The Compliance Assistant Vice President will work on a variety... ...as lead to coordinate responses to requests from marketing team for information related to DDQs, marketing materials...Full timeWork at officeLocal area$235k - $300k
Government Regulatory, Trade & Administrative Law Attorney Opportunities (Trade Remedies / Regulatory Affairs / Administrative... .../respondent-side trade remedy investigations and reviews. International Trade... ...Major government and regulatory markets Strong fit for post-clerkship...Remote work$135k - $200k
...Unit:** Blackstone Legal & Compliance (Infrastructure)Blackstone seeks... ...we serve.**Job Title:** Attorney (Compliance), Assistant Vice... ...corporate teams to prepare regulatory reports and filings (e.g., Forms... ...applicable distribution and marketing rules* Provide support for...Local areaFlexible hours$150k - $225k
...Labor & Employment Counsel with a competitive salary range of $150,000 to $225,000. The candidate will handle employment-related investigations and litigation in a collaborative environment. The ideal applicant must possess a Juris Doctor (J.D.) from an accredited law...- Axiom is seeking an experienced Equity Capital Markets Counsel to join their Corporate and Securities team in New York. This role focuses on IPO execution, SEC compliance, and equity transaction structuring. The ideal candidate will have 5+ years in equity capital markets...
$150k - $225k
...The ideal candidate will have 3-5 years of experience in labor and employment law, with responsibilities including conducting investigations, litigating employment claims, and advising employers on legal issues. The position offers a competitive salary range of $150,0...- Hunter Douglas is seeking an Associate General Counsel of Compliance in New York, NY, to build and implement a global compliance program... ...involves advising on various compliance issues, managing investigations, and leading training efforts. Ideal candidates will have a JD...
$104.5k - $325k
Axiom is seeking a skilled attorney with 5-8 years of experience in pharmaceutical law, particularly focusing on market access, pricing, and reimbursement strategies. Responsibilities... ...pricing, negotiating contracts, and compliance with relevant laws. The position offers a...Flexible hours$150k - $225k
NACBA is seeking a Labor & Employment Counsel to handle investigations and lawsuits, helping clients navigate complex employment law matters. The ideal candidate holds a Juris Doctor degree and is admitted to the New York Bar. Offering a competitive salary between $150...Flexible hours$150k - $225k
...Employment Counsel in New York, offering a competitive salary of $150,000 - $225,000 and excellent benefits. You will conduct investigations, defend lawsuits, and advise clients on various labor laws. This role requires a Juris Doctor (J.D.) degree and 3-5 years of experience...- ...to client company’s commercial teams, with a focus on market access, customer contracting, trade relations,... ...initiatives. This role plays a key part in ensuring compliance with evolving pharmaceutical regulatory frameworks and supporting critical business functions...
- ...creative and commercially minded lawyer to support our Capital Markets and Debt and Structured Finance (“DSF”) business, a division... ...matters for CBRE DSF, including advising on corporate governance, compliance, employment, litigation and risk management matters and...
- ...to provide strategic counsel to commercial teams, focusing on compliance and market access. The successful candidate will have experience in negotiating complex agreements and ensuring adherence to regulatory frameworks. Qualifications include a JD from an accredited...
- CBRE Group, Inc. is seeking a Lead Senior Counsel to support our Capital Markets and Debt and Structured Finance business. This role involves providing legal counsel on corporate governance, compliance, and risk management, collaborating closely with senior leadership and...
$310k - $420k
...fast-growing merging legal market! Title: ~ Privacy & Cybersecurity Associate Attorney (Mid-level/Senior) Practice... ...& Information Security Regulatory Compliance Location: ~ Washington... ...multijurisdictional investigations and have been instrumental...Full timeFixed term contractFlexible hours$104.5k - $325k
...proactive, business‑oriented legal and compliance advice on market access, pricing, and reimbursement... ...risk. Partner with commercial, medical, regulatory, and compliance teams to ensure that... ...5-8 years of experience as an attorney in a law firm and/or in‑house with a...Full timeFlexible hours- A boutique compliance consulting firm is seeking a Private Equity Regulatory Attorney to support compliance for financial services clients. Responsibilities include drafting policies, leading client calls, and assisting with regulatory filings. The ideal candidate has...Remote job
- Arrow Search Partners is looking for a Regulatory Attorney, AVP - Legal & Compliance in New York. This role involves working on various compliance matters for investment businesses and advising investment professionals on regulatory issues. The ideal candidate will have...
- Job Title: Private Equity Regulatory Attorney Location: Fully Remote - We are unable to hire in CA Company: Simon Compliance LLC Employment Type: Full-Time About Simon Compliance LLC: Simon Compliance is a boutique compliance consulting firm offering the best in consulting...Full timeRemote work
$200k - $225k
...establish funds, assist in fundraising, and provide legal advice on U.S. regulatory matters. The ideal candidate will hold a Juris Doctor Degree and possess 3-5 years of relevant experience in private markets or investment management. The expected salary ranges from $200,000...$135k - $200k
Arrow Search Partners is seeking an experienced Legal & Compliance Attorney, AVP, located in New York. The ideal candidate must have over... ...include supporting compliance-related matters, maintaining regulatory policies, and advising on investment strategies. The role requires...- Energy Regulatory Attorney - Des Moines Posted on November 24, 2025 Culture and Engagement at Dentons Fostering an inclusive and welcoming... ...position will: Advise clients on energy regulatory and compliance issues, including matters before local, state, and federal...Work at officeLocal area
$92.53k - $106.4k
The City of New York is seeking an experienced attorney to manage EEO investigations within the Citywide Equity and Inclusion Department. This role involves guiding agency personnel in EEO matters, conducting investigations, and preparing comprehensive reports to support...
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