Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Regulatory Attorney: Market Compliance & Investigations

$175k - $225k

ICE Clear Europe Limited

ICE Clear Europe Limited is seeking a Regulatory Attorney in New York to support NYSE Regulation and manage investigations and examinations related to broker-dealer compliance. The ideal candidate should have 7+ years of legal experience, a Juris Doctor, and advanced knowledge of regulatory matters. The expected salary range is $175,000 – $225,000 USD, along with competitive employee benefits. #J-18808-Ljbffr ICE Clear Europe Limited

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Regulatory Attorney: Market Compliance & Investigations in New York, NY vacancy
  • $175k - $225k

    Intercontinental Exchange Holdings, Inc. is looking for a Regulatory Attorney to join NYSE Regulation in New York. The role involves managing a caseload of regulatory issues, overseeing investigations, and drafting SEC rule proposals. Candidates should have a Juris Doctor... 
    Suggested

    Intercontinental Exchange Holdings, Inc.

    New York, NY
    5 days ago
  • $175k - $225k

     ...Exchange company) is seeking a Regulatory Attorney to join NYSE Regulation. NYSE...  ...NYSE’s equities and options markets and for addressing broker-dealer non-compliance with the NYSE exchanges’...  ...Regulation Surveillance and Investigations team and for oversight of certain... 
    Suggested
    Full time

    ICE

    New York, NY
    17 hours ago
  • $149k - $273.18k

     ...OpportunityWe're looking for an attorney to join Adobe's Compliance team, working to ensure...  ...s Director of Compliance Investigations.You'll own matters end-to...  ...business processes for regulatory exposure and corruption...  ...several  U.S. geographic markets, and we pay differently... 
    Suggested
    Full time
    Temporary work
    Local area
    Worldwide

    Adobe Systems

    New York, NY
    5 days ago
  • $170k - $220k

     ...motivated entry-level to mid-level attorney to provide legal and regulatory advisory support to our Global Markets businesses conducted...  ...within a substituted compliance regime. The candidate should...  ...require assistance with the investigation or analysis of litigation,... 
    Suggested
    Full time
    Local area
    Remote work

    MUFG

    New York, NY
    4 days ago
  •  ...PolymarketPolymarket is the world's largest prediction market platform. We enable individuals to...  ...roleWe are seeking a highly motivated Regulatory Attorney with 3-7 years of experience to...  ...'ll doProvide daily support to Legal, Compliance, and Markets teamsAdvise on the... 
    Suggested
    Contract work

    Polymarket

    New York, NY
    3 days ago
  • $135k - $200k

     ...LinkedIn, X, and Instagram.The Compliance Assistant Vice President...  ...Legal teams on compliance and regulatory matters arising from the SEC...  ...responses to requests from marketing team for information related...  ...departmentsQualifications: BXCI is seeking an attorney with 5+ years of experience... 
    Full time
    Work at office
    Local area
    Flexible hours

    Blackstone Group

    New York, NY
    2 days ago
  • $310k - $420k

     ...fast-growing merging legal market! Title: ~ Privacy & Cybersecurity Associate Attorney (Mid-level/Senior) Practice...  ...& Information Security Regulatory Compliance Location: ~ Washington...  ...multijurisdictional investigations and have been instrumental... 
    Full time
    Fixed term contract
    Flexible hours

    Percy Towers

    New York, NY
    5 days ago
  •  ...is looking to add a seasoned credit attorney to its Legal & Compliance group. The position will support an...  ...adviser business by advising on regulatory compliance, governance, and day-to-...  ...with the business development team on marketing material review and client requests... 

    Arrow Search Partners

    New York, NY
    2 days ago
  •  ...Intercontinental Exchange company, seeks a Regulatory Attorney to join NYSE Regulation and support the Surveillance and Investigations team in regulatory matters across the...  ...oversee regulatory functions while ensuring compliance with applicable securities laws and... 

    Intercontinental Exchange Holdings

    New York, NY
    4 days ago
  • $260k - $390k

    Overview The role focuses on litigation and/or regulatory enforcement investigations concerning content moderation, platform regulation, and AI matters. Preferred qualifications include familiarity with US frameworks (FTC enforcement, Section 230, emerging state/federal... 
    Temporary work
    Fixed term contract
    Work at office
    Flexible hours

    Cooley LLP

    New York, NY
    5 days ago
  • $250k - $300k

     ...high-stakes M&A, securities, regulatory matters, real estate, and...  ...Counsel") – Finance & Capital Markets serves as the practice group...  ..., Finance & Capital Markets attorneys and paralegals, and Legal Solutions...  ..., accessibility, and compliance. Advise clients, along... 

    Fried, Frank, Harris, Shriver & Jacobson LLP

    New York, NY
    1 day ago
  • $157k - $210k

     ...the RoleCoreWeave is seeking a dynamic Senior Counsel, Capital Markets, to join our Legal and Government Affairs team. If hired, you...  ...and strategy, and conduct and support due diligence and ongoing compliance.Partner with Corporate Development and other cross-functional... 
    Permanent employment
    Full time
    Temporary work
    Casual work
    Work at office
    Flexible hours

    CoreWeave

    New York, NY
    4 days ago
  • $165k - $225k

     ...growing and changing Stellar ecosystem. Marketing Counsel at SDF is a high‑impact role at...  ...‑facing work aligned with SDF’s legal, regulatory, reputational, and mission‑driven...  ...while maintaining appropriate legal and compliance guardrails. Bonus Points if (optional):... 
    Temporary work
    Work at office
    Local area
    Worldwide
    Flexible hours

    P2P

    New York, NY
    5 days ago
  • $220k - $270k

     ...as the dedicated legal partner to our marketing organization, reviewing and advising on...  ...providing strategic advice on risk and regulatory ambiguity as campaigns move from concept...  ...functional partners (including product, compliance, partnerships, sales, and design) to... 
    Fixed term contract
    Work experience placement
    Work at office
    Remote work
    Work from home

    Brex

    New York, NY
    4 days ago
  • $260k - $390k

     ...Counsel is seeking a Healthcare Regulatory Associate with 3–6 years of...  ...opportunity for an attorney interested in working at the...  ...sophisticated transactions and compliance initiatives. Responsibilities...  ...equity-backed clients in the market. Qualified candidates are... 

    Direct Counsel

    New York, NY
    3 days ago
  • $260k - $390k

     ...Description Job Description Healthcare Regulatory Associate Attorney (Mid-Level) Locations:...  ...companies on complex regulatory and compliance matters. The role offers the opportunity...  ..., compliance programs, and investigations within a rapidly evolving healthcare... 

    Direct Counsel

    New York, NY
    3 days ago
  •  ...The Center for Investigative Reporting seeks an experienced Assistant General Counsel to safeguard fearless investigative journalism...  ...media law, litigation, contracts, nonprofit law, and regulatory compliance, focusing on libel, FOIA, IP, and First Amendment issues.... 

    Jobleads-US

    New York, NY
    4 days ago
  •  ...The Blackstone Group L.P. is seeking a senior attorney in its Blackstone Legal & Compliance division to lead broad litigation, regulatory enforcement and investigations from inception to resolution. You will oversee outside counsel, advise internal clients on strategy... 

    Jobleads-US

    New York, NY
    4 days ago
  • $260k - $360k

     ...interdisciplinary life sciences and healthcare regulatory practice seeks a mid-level associate to...  ...2,000-hour annual bonus threshold, with market reporting indicating approximately 1,800...  ...Times and Bloomberg Law. Comprehensive attorney benefits, including medical, dental,... 
    Work at office
    Local area
    Remote work
    Flexible hours

    Jobot

    New York, NY
    4 days ago
  • $218k - $323.95k

     ...businesses in approximately 200 markets to join and thrive in the...  ...a seasoned capital markets attorney to join its Legal team. This...  ...decision making.Anticipate regulatory and legal risks, and proactively...  ...legal and regulatory compliance risk assessments, propose creative... 
    Full time
    Work at office
    Local area
    Immediate start
    Flexible hours

    PayPal

    New York, NY
    2 days ago
  • Brex in New York seeks a dedicated legal partner to support the marketing org by reviewing and advising on marketing collateral across Brex products. You will translate regulatory concepts into practical, on-brand guidance, enabling fast, compliant campaigns. Embedded with... 

    Brex

    New York, NY
    3 days ago
  •  ...the primary legal advisor to its structured finance and capital markets teams in New York. The role focuses on securitization, ABS/...  ...sophisticated transaction documents, while coordinating with compliance, risk, and operations to ensure sound governance and execution... 

    Larson Maddox

    New York, NY
    1 day ago
  • $135k - $185k

     ...managing cases. We operate with a collaborative structure where attorneys and staff work closely together, and everyone plays a role in...  ...employer clients in administrative proceedings and related investigations Draft and argue substantive motions, including dispositive... 
    Work at office
    Local area
    Remote work
    Flexible hours
    Shift work

    Jobot

    New York, NY
    3 hours ago
  • AngelList’s Meridian role seeks a Product Counsel to shape private-market offerings across design, development, and compliance. You will scaffold securities products for primary offerings, secondaries, and broker-dealer-enabled execution, in close partnership with executives... 

    AngelList, LLC

    New York, NY
    3 days ago
  • Axiom is seeking an experienced Equity Capital Markets Counsel to join their Corporate and Securities team in New York. This role focuses on IPO execution, SEC compliance, and equity transaction structuring. The ideal candidate will have 5+ years in equity capital markets... 

    Axiom

    New York, NY
    3 days ago
  • BCG Attorney Search seeks an experienced Of Counsel for its New York, NY office...  ...in public company reporting, compliance, governance, and capital markets. The role offers a path to join a...  ...emphasis on high-level negotiations and regulatory compliance. #J-18808-Ljbffr BCG... 
    Work at office

    BCG Attorney Search

    New York, NY
    3 days ago
  • Axiom is seeking a Marketing and Advertising Lawyer to work remotely with major clients across industries. You will advise on marketing...  ...of agreements. The role requires strong practice in regulatory compliance and collaboration with internal teams. This position offers... 
    Remote job

    Axiom

    New York, NY
    2 days ago
  •  ...Solutions represents an AmLaw 50 firm in New York seeking a Capital Markets Attorney with 3-8 years of experience. The role focuses on issuers,...  ...attorney will draft and negotiate key documents, advise on compliance under the Securities Acts, manage due diligence, and... 

    Interlink Talent Solutions

    New York, NY
    2 days ago
  • Adobe is seeking an attorney to join its Compliance team, owning investigations end-to-end from allegations to recommendations with privilege protections. The role spans global matters including financial misconduct, anti-corruption, conflicts of interest, and Code of Business... 

    Adobe

    New York, NY
    2 days ago
  • Stellar Development Foundation (SDF) is seeking a Marketing Counsel to shape external messaging and protect the brand across campaigns, grants, product launches, events, and partner programs. You will partner across Marketing, Communications, Product, Business Development... 

    Stellar

    New York, NY
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Regulatory Attorney: Market Compliance & Investigations. Be the first to apply!