Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Registered Funds Senior Counsel

Vanguard

Vanguard’s Office of the General Counsel (OGC) is a trusted partner in advancing the firm’s mission to give investors the best chance for investment success. In this role, you will provide the organization with legal advice and representation on matters related to the Investment Company Act of 1940. You will advise on fund formation, governance, regulatory compliance, and strategic initiatives. You will partner with business leaders to help shape new and existing products and collaborate on high-impact initiatives focused on driving value for investors.Responsibilities:Advise on the Investment Company Act of 1940 and related rules and regulations impacting Vanguard’s registered funds, business activities, investment product development, transactions, and regulatory matters. Ensure that business activities, policies, practices, and transactions comply with all relevant laws and regulations.Draft and negotiate legal documents such as registration statements, shareholder notifications, regulatory filings, advisory agreements, and other fund-related documents.Monitor, analyze, and respond to legislative and regulatory developments related to Vanguard's business activities and investment products to assess the impact, analyze any changes required, and implement updates as necessary.Represent Vanguard’s interests with third parties, including government agencies such as the SEC.Direct and manage outside counsel on complex fund-related matters.Maintain deep expertise in registered funds, regulatory law, Vanguard’s business and products, and industry best practices. Stay current on SEC guidance, rulemaking, and enforcement trends.Mentor junior attorneys and legal staff and contribute to a collaborative team environment.Participate in special projects and perform other duties as assigned.Qualifications:Minimum four years related legal work experience with a focus on the Investment Company Act of 1940.Undergraduate degree or equivalent combination of training and experience. Law degree (JD) required; admission to practice in relevant jurisdiction.Strong working knowledge of SEC regulations, fund governance, disclosure obligations, and investment adviser compliance. Familiarity with BDCs, closed-end funds (tender offer and interval funds) preferred.Excellent drafting, negotiation, and analytical skills. Ability to communicate complex regulatory concepts clearly to business partners.Special FactorsSponsorshipVanguard is not offering visa sponsorship for this position.About VanguardAt Vanguard, we don't just have a mission—we're on a mission.To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.How We WorkVanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.SummaryLocation: Malvern, PA; Charlotte, NC; Washington DC; Scottsdale, AZType: Full time

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Registered Funds Senior Counsel in Scottsdale, AZ vacancy
  • $350k

     ...SUMMARY As Deputy General Counsel at Cardone Ventures, you are...  ...execution, rollup structuring, fund formation, Reg D and SEC compliance...  ...with other members of senior leadership to evaluate, structure...  ...bar membership or ability to register as Arizona corporate counsel required... 
    Senior
    Full time
    Local area
    Remote work

    Cardone Ventures

    Scottsdale, AZ
    4 days ago
  • $176.5k - $262.35k

     ...as the ability to transfer and withdraw funds. We enable consumers to exchange funds more...  ...frameworks.Escalate complex issues to senior legal leadership where appropriate.Minimum...  ...such as: sales, privacy, product, regional counsel, risk, and regulatoryAbility to spot... 
    Senior
    Full time
    Work at office
    Local area
    Immediate start
    Flexible hours

    PayPal

    Scottsdale, AZ
    2 days ago
  • $200k - $230k

     ...The Senior Counsel for Procurement, EPC, and O&M will provide legal advice and counsel to management and project teams as Clearway positions itself to capture emerging opportunities in the Utility-Scale Wind, Solar, and Battery Energy Storage segments of the energy industry... 
    Senior
    H1b
    Work at office
    Visa sponsorship

    Clearway Energy Group

    Scottsdale, AZ
    3 days ago
  •  ...of the day-to-day litigation, and training more junior attorneys to litigate within areas of particular interest to ADF. Supervise senior, midlevel, and junior attorneys in complex civil litigation with emphasis on First Amendment law and 42 U.S.C. § 1983 civil rights... 
    Senior
    Work at office
    Immediate start

    Internships LLC

    Scottsdale, AZ
    23 hours ago
  • $135k - $190k

     ...lead, advise, and make an impact. Serious cases deserve serious attorneys. Autonomy Without Going It Alone At the Senior Counsel level, you've earned the ability to run your cases and make decisions. We believe in giving experienced attorneys that trust... 
    Senior
    Full time
    Work at office
    Immediate start
    Remote work
    Flexible hours

    Tyson & Mendes

    Scottsdale, AZ
    4 days ago
  •  ...Senior Managing Counsel, Commercial Transactions (Remote)Applyremote type: Fully Remotelocations: USA - IL (Remote): USA - TX (Remote): USA - AZ (Remote): USA - NC (Remote)time type: Full timeposted on: Posted Todayjob requisition id: R30000At Allstate, great things happen... 
    Senior
    Contract work
    Temporary work
    For contractors
    Work at office
    Remote work
    Work from home
    Home office
    Work visa

    Allstate Northern Ireland

    Scottsdale, AZ
    2 days ago
  • $200k - $240k

     ...Cardone Ventures, LLC is seeking an Assistant General Counsel in Scottsdale, AZ. This role involves managing transactions, providing legal guidance on contracts and intellectual property, while collaborating with cross-functional teams. Ideal candidates will have a... 
    Senior

    Jobleads-US

    Scottsdale, AZ
    5 days ago
  •  ...Job Description Job Description Direct Counsel is seeking a Senior Counsel to support our Scottsdale Office’s Litigation Practice Group . The ideal candidate will possess 8+ years of recent business litigation experience from a law firm . Candidates should also... 
    Senior
    Work at office

    Direct Counsel

    Scottsdale, AZ
    27 days ago
  • Early Warning is seeking a Legal professional in Scottsdale to manage and negotiate commercial contracts across diverse business units. The ideal candidate will be responsible for drafting and reviewing contracts, collaborating with internal teams, and providing legal guidance...
    Senior

    Early Warning

    Scottsdale, AZ
    2 days ago
  • A leading non-profit law firm in Scottsdale, AZ seeks a Senior Counsel to protect the rights of unborn babies and mothers through high-profile litigation. Candidates should have 10+ years of experience, a J.D., and an active state bar license. Responsibilities include... 
    Senior

    (EDO) Entertainment Data Oracle, Inc.

    Scottsdale, AZ
    5 days ago
  • $200k - $230k

    A leading energy firm is looking for a Senior Counsel for Procurement, EPC, and O&M. This role involves providing legal advice primarily concerning renewable energy projects in a hybrid work environment. Candidates should possess a JD, a minimum of 7 years of relevant... 
    Senior

    Clearway Energy Group

    Scottsdale, AZ
    4 days ago
  • Early Warning is seeking an experienced Sr. Product Counsel to provide legal guidance on innovative payment solutions. This role involves advising the product team on complex legal matters, ensuring compliance with financial regulations, and supporting the launch of first... 
    Senior

    Early Warning

    Scottsdale, AZ
    4 days ago
  • $177k - $230k

    Make a difference with us! At Alliance Defending Freedom, we believe God has brought you here for His purpose—to stand for truth and defend the God-given right to live and speak it. Together, we protect religious freedom, free speech, the sanctity of life, marriage and ...
    Senior
    Work at office

    Alliance Defending Freedom

    Scottsdale, AZ
    2 days ago
  •  ...rights. Review our Statement of Faith to ensure we’re a fit for you. Locations: Scottsdale, AZ / Lansdowne, VA Team Overview As Senior Counsel in the Center for Life, your work will literally save lives as you work to protect unborn babies and their mothers from the... 
    Senior

    (EDO) Entertainment Data Oracle, Inc.

    Scottsdale, AZ
    5 days ago
  •  ...Acuity Fund Solutions is a fund administration firm serving private equity, venture capital, real estate, private credit, hedge funds, and family offices. The Senior Fund Accountant owns the accounting process for an assigned portfolio, mentoring Associates and ensuring... 
    Senior

    Acuityfundsolutions

    Scottsdale, AZ
    4 days ago
  • Tyson & Mendes, a leading litigation firm based in Scottsdale, Arizona, seeks accomplished senior attorneys with over 8 years of litigation experience. This role requires managing full case responsibilities, including court appearances, depositions, and trials. The ideal... 
    Senior
    Remote job
    Flexible hours

    Tyson & Mendes

    Scottsdale, AZ
    4 days ago
  • Tyson & Mendes seeks a senior attorney licensed in Arizona to lead and defend high-exposure matters. You will shape case strategy, supervise litigation teams, and mentor junior attorneys while maintaining strong client relationships. The role offers flexibility with office... 
    Senior
    Remote job
    Work at office

    Socket.dev

    Scottsdale, AZ
    5 days ago
  •  ...order among school-aged children; handling and counting money; cleaning and sanitizing kitchen areas; handling food; operating cash registers; reading food thermometers; communication, interpersonal skills as applied to interaction with coworkers, supervisor, the general... 
    Senior
    Hourly pay
    Minimum wage

    Scottsdale Unified School District

    Scottsdale, AZ
    2 days ago
  •  ...We are seeking a seasoned Senior Fund Accountant to join our growing Pravati Capital team and lead full-cycle financial operations for...  ...external auditors, tax preparers, fund administrators, and legal counsel on fund-level reporting and compliance matters Partner with... 
    Senior

    Pravati Capital LLC

    Scottsdale, AZ
    3 days ago
  •  ...Senior Fund Accountant ABOUT THE ROLE The Senior Fund Accountant owns the accounting process for an assigned portfolio of funds — exercising independent judgment, reviewing junior work, and mentoring Associates along the way. This is a role for someone ready to take real... 
    Senior
    Work at office
    Flexible hours

    Acuityfundsolutions

    Scottsdale, AZ
    4 days ago
  •  ...Registered Client Service Associate Registered Client Service Associates provide exceptional service to our clients and support Financial...  ...stock positions, and providing account balances (e.g., funds due and margin debit) Entering profile information or pre-filling... 
    Work at office
    Local area

    Morgan Stanley

    Scottsdale, AZ
    3 days ago
  • Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor...  ...stock positions, and providing account balances (e.g., funds due and margin debit)Enter profile information or pre-fill account... 
    Work at office
    Local area

    Morgan-Stanley

    Scottsdale, AZ
    3 days ago
  •  ...long-term. Vanguard’s Office of the General Counsel (the “OGC”) includes more than 600 “...  ...projectsExperience with public and private investment funds, complex financial products and...  ...clients at all levels, including senior management.Special FactorsSponsorshipVanguard... 
    Full time
    Work at office

    Vanguard

    Scottsdale, AZ
    2 days ago
  • $188k - $235k

     ...date of hire. This position is ineligible for employment Visa sponsorship. Overall Purpose We are seeking an experienced Sr. Product Counsel to serve as a trusted advisor to help us shape the future of payments. As a member of our legal team, you will be the go‑to subject... 
    Senior
    Hourly pay
    Contract work
    Fixed term contract
    Work at office
    Immediate start
    Visa sponsorship
    Work visa
    Flexible hours

    Early Warning

    Scottsdale, AZ
    4 days ago
  • A prominent Arizona law firm in Scottsdale is seeking an experienced Civil Litigation Attorney. This position provides the opportunity to manage a diverse civil litigation docket, including probate litigation and commercial disputes. Candidates should have 4-8 years of...
    Senior

    Sacks Tierney

    Scottsdale, AZ
    4 days ago
  •  ...Description Summary**Our team is driven by a personal approach to wealth management for each client. As our team grows, we are seeking a Registered Client Associate who shares our long-term vision and values.The ideal candidate is strong in administration, detail-oriented, and... 
    For contractors
    Work experience placement
    Work at office

    Fwainvest

    Scottsdale, AZ
    2 days ago
  • Latitude is seeking an experienced Corporate & Securities Attorney to join its well‑established legal department in Scottsdale, AZ. The role focuses on leading governance and public‑company securities matters for a large organization and involves working closely with the...
    Senior

    Jobleads-US

    Scottsdale, AZ
    4 days ago
  •  ...Senior In-House Litigation Attorney • Epic Join us to apply for the Senior In-House Litigation Attorney role at Epic . This position...  ...will be managing complex litigation and providing proactive risk counseling across regulatory, competition, healthcare law, and other areas... 
    Senior
    Relocation
    Relocation package

    Epic

    Scottsdale, AZ
    3 days ago
  • Vaco Recruiter Services seeks a highly skilled financial advisor to serve high-net-worth clients on complex tax, legal, and estate planning matters, aligning financial goals with tax efficiency and risk management. The ideal candidate will collaborate with attorneys, financial...
    Senior

    Vaco Recruiter Services

    Scottsdale, AZ
    5 days ago
  • BCG Attorney Search is seeking an experienced Intellectual Property Attorney in Scottsdale, Arizona. The ideal candidate will have 5+ years advising clients on IP matters, including trademarks, copyrights, patents, trade secrets, and licensing. The role involves servicing...
    Senior

    Jobleads-US

    Scottsdale, AZ
    5 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Registered Funds Senior Counsel. Be the first to apply!