Fund Disclosure & SEC Registration Legal Analyst
Deutsche Bank
DWS Group in Boston is seeking a Legal Analyst to support SEC registration, mutual fund disclosure, and document management. You will coordinate with in-house counsel, service providers, and internal teams to ensure timely and compliant document production. The role requires a BA/BS and 1+ years in SEC Registration or paralegal work within financial services, with an asset management background. Strong analytical and communication skills are essential, and experience with AI tools is a plus. #J-18808-Ljbffr Deutsche Bank
$70k - $130k
...Position Overview Employer: DWS Group Title: Legal Analyst - Fund Disclosure & SEC Registration Location: Boston Job Code: #LI-MB1 #LI-03 About DWS: Today, markets face a whole new set of pressures – but also a whole lot of opportunity too....LegalFull timeWork at officeLocal areaWork from homeFlexible hours- ...clients.About the RoleThe Senior Analyst, Private Equity Operations, will be... ...particular: internal and external Legal Counsel, Investors, Trading, Fund Services & Business, Valuations, and... ..., cleaning of restricted shares, SEC registration, corporate actions, and...LegalFull timeRemote workFlexible hours1 day per week
$80k - $150k
...currently seeking to recruit a high-quality Fund Product Analyst, to join our Funds team in the US.... ...sales, product management, servicing, legal, compliance, risk, operations, and tax... ...to or coordinate drafting of required disclosure amendments to offering documentation,...LegalFull timeRemote workFlexible hours1 day per week$112.3k - $142.43k
...an Associate Principal Analyst. Demonstrated ability to... ...knowledge of FINRA, SEC, MSRB and SIPC rules and... ...regulations requiring the disclosure of salary ranges for... ...accident, disability and legal. FINRA offers immediate... ...in an additional FINRA-funded retirement contribution...LegalFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start- ...specialized knowledge with respect to all mutual funds. Works on more complex funds. Works... ...preferred. Regulatory experience (i.e. SEC/EDGAR filings) a plus. Minimum 2 to 4... ...or have otherwise sought to obtain their legal rights under any Federal, State, or local...LegalFull timeTemporary workLocal areaRemote workFlexible hours
- ...for performing on-going legal and regulatory related... ...updating, and filing of registration statement post-... ...supplements thereto) and other disclosure documents required by... ...including product, marketing, fund administration,... ...with existing and new SEC regulations; (iii) various...Legal
$165k - $250k
...sciences, growth equity, secondaries and hedge funds. Further information is available at .... ...UnitThe Private Wealth Public Funds Legal group supports Blackstone Private Wealth... ..., and N-CSR (as applicable), as well as registration statements, prospectus updates, and...LegalFull timeLocal area$60.5k - $104.5k
...Senior Marketing Compliance Analyst, you will play a critical role... ...regulatory standards (e.g., SEC, FINRA), while escalating complex... ...(e.g., marketing, sales, legal). Nice-to-have A... ...your experience, skills, and registration status, market conditions and...LegalFull timeFlexible hours$176.93k - $196.59k
...experience advising public companies on SEC reporting and disclosure obligations. The ideal candidate is a... ...on Forms 10-K, 10-Q and 8‑K, ’33 Act registration statements on Forms S-3 and S-8,... ...stockholders, corporate governance matters and legal entity management.Provide legal...LegalFull timeContract workH1bWork at officeRemote work$86.36k - $101.6k
...DescriptionPosition SummaryAs a Closed-End Fund Senior Administrator, you will... ..., financial statements, SEC filings, and other regulatory... ...custodians, transfer agents, legal counsel, auditors, and other... ...requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA,...LegalFull timeWork at officeLocal areaRemote workFlexible hours3 days per week- ...operate in over 100 countries. Our Hedge Fund Services offer comprehensive solutions for... .... As a Hedge Fund Financial Reporting Analyst, you will play a crucial role in managing... ...coordinating efforts of clients, fund accounting, legal, auditors, and fund administration...LegalFull time
- ...Life Sciences Patent Agent or Scientific Analyst in Boston, Massachusetts. The ideal... ...prosecution and strategy, providing technical and legal research and analysis. Duties Prepare... ...skills. Top academic credentials. USPTO registration is not required. Education Ph.D. in...LegalWork at office
$97.5k - $141.5k
...misses) for improvement opportunities and for the potential for legal action. Coordinates risk and safety management training for... ...Plan and Serious Reportable Events for DPH and Board of Registration in Medicine (BORM). Other duties as assigned by Manager Risk...LegalWork experience placementWork at officeLocal areaImmediate start3 days per week$260k - $365k
...including periodic reporting and disclosure obligations. Counsel clients on... ...regulatory matters. Draft and review registration statements, offering documents, SEC filings, board materials, and... ...delivering practical, business-oriented legal advice. Contribute to a...Legal$90k - $180k
...PositionThis Marketing Compliance Senior Analyst role will support and enhance... ...investments and registered funds, advising stakeholders on the... ...Compliance team within the Legal and Compliance Group.... ...including the Investment Company Act, SEC Marketing Rule, Rule 482,...LegalFull timeRemote workFlexible hours1 day per week$139.23k - $163.8k
...Administration group supports fund clients through preparation of... ...materials in support of the fund's legal counsel. Responsible for... ...reviewing and preparing fund registration statements to be filed with the... ...Securities and Exchange Commission (SEC), including new fund...LegalWork at officeLocal areaRemote workFlexible hours3 days per week$310k - $390k
...Advise public companies on SEC reporting and compliance obligations... ...on corporate governance, disclosure requirements, and stock... ...offerings Draft and review registration statements, periodic reports,... ..., underwriters, and in-house legal teams Qualifications ~4–...LegalWork at office- ...RoleThe Investment Performance Analyst will work in the Finance... ...liaison between the marketing, legal, compliance, RFP, and portfolio... ...annually to ensure compliance with SEC marketing ruleAssist with... ...unrealized currency gain/loss in all funds that pay monthly dividends and...LegalContract workWork experience placementWork at office
$285k - $350k
...ideal candidate will have significant experience with SEC reporting and public company representation, along with... ...boards of directors, management teams, and in-house legal departments on governance and disclosure matters Support capital markets transactions, including...LegalWork at office- ...to foster a creative, inclusive work environment that always values employees’ personal and professional development. As a Fund Servicing Analyst within JPMorganChase, you will play a crucial role in our fund servicing operations. Your primary focus will be on executing...
$120k - $202.5k
...closely with Front Office, Operations, Risk, Legal, Compliance, and Technology partners to... ...impacting secured financing or funding businesses.Bachelor’s degree in Finance,... ...careersRead our CEO StatementJob Application Disclosure:It is unlawful in Massachusetts to require...LegalFull timeTemporary workWork at officeFlexible hours$70k - $118.75k
...monitoring, and optimization of capital, funding, and liquidity are also performed. What... ...Negotiate client‑facing credit terms in legal agreements for all SSM counterparties and... ...Read our CEO Statement Job Application Disclosure It is unlawful in Massachusetts to require...LegalTemporary workWork at officeFlexible hours$75k - $123.75k
...Commercial Real Estate (CRE), Corporate, Private Equity (PE) Fund and Private Credit (PC) exposures, etc. Develop credit portfolio... ..., and other characteristics protected by applicable law. Legal Disclosure It is unlawful in Massachusetts to require or administer a...LegalTemporary work$92k - $154k
...investment structures grow more complex.As a Sr Analyst on the Transaction Services team, you... .... You will engage directly with complex legal and financial documents, exercise... ...legal counsel, accounting, and external fund managers to ensure every deal lands correctly...LegalOdd jobWork at officeLocal areaRemote workFlexible hours$80k - $150k
...clients.About the RoleThe Trade Surveillance Analyst is responsible for supporting the firm’s... ...Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders... ...with applicable laws and regulations (e.g., SEC, FINRA, FCA).Prepare regular management...LegalFull timeRemote workFlexible hours1 day per week- ...follow-on public offerings (drafting registration statements, underwriting agreements, disclosures). Advising on M&A for public... ..., reverse mergers). Providing SEC representation and counsel on... ...the most dynamic sector in today's legal market. The firm's life sciences...LegalFull time3 days per week
$180k - $240k
...detail-oriented Senior Manager of SEC Reporting & Internal Controls... ..., and transparent financial disclosure.This is a high-visibility,... ...as proxy statements, and registration statementsDraft and maintain... ...process owners across Finance, Legal, Operations, and IT to document...LegalFull timeContract work$90k - $265k
...Alternative Markets portfolio, is seeking a Senior Analyst / Associate as the mandate executes on... ...transactions as well as primary fund commitments and relationship management.... ...structuring, and negotiation of economic and legal terms. Actively monitor existing...LegalWork experience placementLocal areaFlexible hours- ...Legal Department Contract Administration Paralegal Back Bay Staffing Group is seeking a highly talented individual to join our client... ...analyze complex software license, professional services, non-disclosure agreements and other commercially related agreements worldwide...LegalContract workWorldwideFlexible hours
- ...Summary:Labor Relations Data and Reporting Analyst at Harvard leveraging strong analytical,... ...policies, procedures, and applicable legal regulations, including ownership of and a... ...interview process. Certain visa types and funding sources may limit work location. Individuals...LegalContract workWork experience placement
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