Wells Fargo Advisors Supervisory Control Specialist
Phenom People
Supervisory Control SpecialistWells Fargo Advisors (WFA) is seeking a Supervisory Control Specialist responsible for providing remote sales supervision and support within assigned branches and/or regions for the Private Client Group (PCG) and Wealth Brokerage Services (WBS) channels.In this role, you will:Participate and consult regarding policies and procedures, controls, tools and trainingIdentify opportunities for additional synergies and to maximize efficiencies within the private client groupReview and analyze controls to manage high risk investment strategies and complex productsEvaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancementsPresent recommendations for resolving complex analysis in search of current and best practicesGather and analyze data, identify trends and present analysis through meaningful statisticsDevelop expertise in firm, compliance and regulatory policies and proceduresCollaborate and consult with Financial Advisors, Regional and more experienced Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business UnitsRequired Qualifications:2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educationSuccessfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registrationDesired Qualifications:Conflict management and decision-making skillsIntermediate Microsoft Office skillsAbility to navigate multiple computer systems, applications, and utilize search tools to find informationStrong negotiation skillsExcellent verbal, written, and interpersonal communication skillsAbility to interact with all levels of branch associates and business unitsStrong attention to detail and accuracy skillsFINRA registration including Series 9/10 (or FINRA recognized equivalents)Job Expectations:Ability to travel up to 25 percent of the timeObtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition, state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.Registration for FINRA Series 9/10 must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance.This position is Not Eligible for a Visa SponsorshipJob Posting Locations:2801 Market St., F & L Bldg., St. Louis, Missouri 63103401 S Tryon St., Charlotte, North Carolina 2820290 S 7th St. Minneapolis, Minnesota 55402-3903We Value DiversityAt Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
- ...a brighter way forward. What this job involves: As an Access Control Specialist, you serve as a key member of the team responsible for maintaining... ...This role is integral to ensuring facilities remain secure, well‑maintained, and efficiently operated while balancing multiple...SuggestedDaily paidFor contractorsLocal area
$103.5k - $150.2k
...communities, we are engineers, planners, technical experts, strategic advisors and construction management professionals. WSP USA designs... ...staffing service. This OpportunityWSP is seeking a Project Controls Specialist to join our Project Controls team. This role can be based in...SuggestedFor contractorsFor subcontractorLocal areaFlexible hours- DescriptionThe Staff Project Controls Specialist will be responsible for leading the project controls processes with the internal project management team to execute project deliverables within budget and schedule.Ensure project set-up in the Enterprise Planning & Controls...SuggestedContract workWork at office
- ...Responsibilities Kforce is partnering with a client in the Saint Louis, MO area to identify a Fund Controller to join their team. This on-site position offers the opportunity to play a key role in fund operations and financial reporting while working in a collaborative...SuggestedHourly payContract workWork at office
- Genuine Parts Company, doing business as NAPA, seeks a Counter Sales Associate at our Cahokia, IL store. As the face of the store, you provide auto parts answers, help customers, and assist teammates with questions, using your parts knowledge and friendly service. This ...Suggested
- ...assist customers and the service department with automotive parts selection and distribution. This role requires accurate inventory control and excellent customer service. The ideal candidate should have a high school diploma and experience in the automotive field, with...
$22 per hour
...with families and keep families connected. Job Summary Catholic Charities of the Archdiocese of St. Louis is hiring a Project Specialist to be a member of the Integrated Marketing & Communications (IMC) department and to serve as a centralized project coordination...- ...enthusiastic Part-Time Transition Advisor to support recent college... ...in their new locations, as well as coaching and supporting them... ...”).\n1) Who We Are (Controller / Business)\nCompany Name: IMPACT... ...a complaint with your local supervisory authority\n B. CPRA Rights (California...Contract workPart timeWork at officeLocal areaRemote workRelocationFlexible hours
$50k
Farfetched Studios is looking for an experienced, driven, and highly organized Social Media & Marketing Assistant to join our St. Louis team. We’re a fast-paced marketing agency, which means there are always projects moving, new things to learn, and plenty to do. We’re...- About this role:Wells Fargo is seeking a Senior Lead Private Wealth Portfolio... ...relationship managers, financial advisors, trust officers, and other specialists to deliver holistic wealth management... ...processes, strengthen risk controls, and enhance operational effectiveness...Full timeWork experience placementWork at office
- ...All Branches Department: Retail Banking Supervisory Responsibilities : N/A Summary: Provides... ...Benefits: Including Medical, Vision, Dental, Wellness, EAP, and Life insurance, 401K plan +... ...per month (verified through Quality Control). Meets sales goals for minimum of 6 continuous...Flexible hours
- ...evaluations, evaluates data, and creates/implements service plans to control customer source of risk, losses and costs. Provides risk... ...people first by offering you benefits that support your life and well-being. To learn more about our benefit offerings please visit: Liberty...Work at officeLocal area
$82.5k - $137.5k
...experiences, ideas and skills to help others take control of their financial future.Join a team... ...within a territory - coaching/leading advisors and advisor teams and recruiting advisors... .../variable insurance licenses required.Well-connected across the industry with leaders...Full timeLive inRemote workFlexible hours- ...Warehouse Operations – Assist with inventory control, stock merchandise, and organize products... ...’ physical, mental and financial well-being. All AutoZoners (Full-Time and Part... ...legally protected categories. As a Hub Specialist, you'll bring your organizational skills...Hourly payFull timeTemporary workPart timeLocal areaFlexible hoursNight shift
- ...within the store, to include: merchandise presentation, inventory control, pricing, sales enhancements, stocking, and customer service... ...of all advertised items.Assists the GSM / DM in carrying out Supervisory responsibilities in accordance with the Company's policies and...Full timeWork at officeLocal area
$17.75 per hour
...Iron Mountain we know that work, when done well, makes a positive impact for our... ...Mountain is seeking a motivated Imaging Specialist - Federal to join our Operations team in... ...digital images, following strict quality control and production standards. Index and key...Full timeMonday to FridayShift workAfternoon shift$20 - $35 per hour
...maintain all documentation required by clients. Conduct quality control checks on colleagues' work. Perform other duties as assigned.... ...for transportation and utility projects What we offer: Health & Wellness: medical, dental, vision, disability, EAP, HSA, FSA, and basic...Work at officeLocal areaNight shift- ...electric motors, drives, and controls, powering nearly everything that... ...The Global Mobility Specialist plays a critical role in supporting... ...employees, leaders, external advisors, and service providers. ~ Proficiency... ...Employees have a smooth, well-supported transition into the...Work at officeLocal areaWorldwideRelocationVisa sponsorshipRelocation packageShift work
- ...Architectural Acoustics Specialist Kirkegaard is seeking a Specialist for an early career position in architectural acoustics. The... ...include: Providing support to consultants on noise/vibration control, sound isolation and room acoustics projects Analyzing data...For contractorsFor subcontractorWork at officeRemote workFlexible hours
- ...Description Job Title Post Closing Specialist Position Description Provides escrow services for residential and commercial... ...ability to modify approach; Individual contributor having no supervisory responsibilities; manages own workload • Performs all other...Contract workWork experience placementWork at officeRelocation
- ...Transportation Specialist Location: St. Louis, MO Reports to: Senior Leader of Logistics... ...role bridges transportation, inventory control, and shipping/receiving support to keep... ...Competitive Benefits – Access to full health, wellness, and retirement plans Disclaimer: The...Local area
- ...department procedures and standards are followed for scheduling, testing and fitting protocols, record keeping, merchandising, inventory control, product storage, and cash handling. Implements and upholds safety and security procedures. Ensures all minimum licensing...Full timeTemporary workApprenticeshipWork at office
$20 - $24 per hour
...and everyone matters. Job Summary The Therapeutic Recreation Specialist is responsible for planning, organizing, facilitating, and evaluating... ...a DOT Medical Examiner’s certificate and pass random DOT controlled substance test. Current CPR certification preferred; if not...Hourly payTemporary workLocal areaFlexible hoursShift work- ...line support during production. Mechanical Specialist will remain on their assigned line... ...production Communicate with Production as well as the Maintenance team on the status of... ...Experience with troubleshooting Controls systems preferred Self Motivated, good...Permanent employment
- ...Job Title: Schedule Specialist Department: Schedule Management / Operations Reports To: Director of Schedule Management... ...Qualifications • 2–5 years of experience in construction, project controls, or scheduling-related roles • Experience scheduling...For contractorsWork at officeLocal area
- ...Senior Specialist, Benefits The Senior Specialist, Benefits plays a key role in managing... ...the day-to-day administration of health, wellness, retirement, and leave programs,... ...Typical office environment with climate control and sufficient lighting, ergonomic desk/...Contract workWork at officeRemote work
- ...experienced Risk Management Framework (RMF) Specialist to oversee and manage cybersecurity... ...Air Force cybersecurity policies.Security Control Assessment: Conduct security control assessments... ...(SP) 800-37, 800-53, and 800-171, as well as DoD Instruction 8510.01 and related...Full timeLocal areaWorldwide
$150k - $175k
This role reports directly to the Controller, working closely with the CFO, Tax Director, Accounting... ...consulting model. Powered by our 7,000+ advisors, engineers, and designers, Perficient... ...and analytical thoroughness as well as experience resolving complex business...Full timeTemporary workWork at officeLocal areaFlexible hours$41.6k - $56.16k
...making a difference. SUMMARY The Therapeutic Recreation Specialist is responsible for planning, organizing, facilitating, and evaluating... ...Examiner’s certificate, and ability to pass random DOT controlled substance test. Current certification in CPR preferred; upon...Full timeTemporary workLocal areaImmediate startShift work- ...enthusiastic Part-Time Transition Advisor to support recent college... ...in their new locations, as well as coaching and supporting... ...Applicants”). 1) Who We Are (Controller / Business) Company Name: IMPACT... ...a complaint with your local supervisory authority B. CPRA Rights (...Contract workPart timeWork at officeLocal areaRemote workRelocationFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Wells Fargo Advisors Supervisory Control Specialist. Be the first to apply!
- hvac comfort advisor Saint Louis, MO
- care advisor Saint Louis, MO
- college advisor Saint Louis, MO
- innovation advisor Saint Louis, MO
- operations advisor Saint Louis, MO
- comfort advisor Saint Louis, MO
- cultural advisor Saint Louis, MO
- solution advisor Saint Louis, MO
- trade advisor Saint Louis, MO
- international police advisor Saint Louis, MO


