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Senior Regulatory Programs Analyst - Hybrid

Nuveen

Nuveen seeks a Senior Analyst for Regulatory Program Management to evaluate internal controls and ensure adherence to regulatory standards across broker-dealer activities. The role requires a university degree, 3+ years in financial services (Series 7/24 completed within 120 days), and strong testing of regulatory processes. Hybrid role with Dallas or Charlotte offices and a competitive base salary. #J-18808-Ljbffr Nuveen

Vacancy posted 3 days ago
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